11 Securities Regulations Jobs

About Us: Paytm is India's leading mobile payments and financial services distribution company. Pioneer of the mobile QR payments revolution in India, Paytm builds technologies that help small businesses with payments and commerce. Paytm's mission is to serve half a billion Indians and bring them to the mainstream economy with the help of technology. About the role : You will be responsible for providing comprehensive legal support as per the requirements of the organization, with a primary focus on the organization's investments and corporate transactions. You will work closely with internal stakeholders to provide strategic legal support. You will also work with and oversee external stakeh...

About Us: Paytm is India's leading mobile payments and financial services distribution company. Pioneer of the mobile QR payments revolution in India, Paytm builds technologies that help small businesses with payments and commerce. Paytm's mission is to serve half a billion Indians and bring them to the mainstream economy with the help of technology. About the role : You will be responsible for providing comprehensive legal support as per the requirements of the organization, with a primary focus on the organization's investments and corporate transactions. You will work closely with internal stakeholders to provide strategic legal support. You will also work with and oversee external stakeh...

As a Mutual Fund Advisor, you will be joining a dynamic financial advisory team. Your primary responsibility will be to provide expert investment guidance to clients. This involves assessing their financial objectives, recommending suitable mutual fund products and portfolio strategies, and monitoring market trends to advise on investment opportunities. Building and maintaining long-term client relationships through regular portfolio reviews and ensuring compliance with regulatory standards and company policies will be crucial. Additionally, you will educate clients on different types of mutual funds and prepare detailed investment proposals and reports. Staying updated with the latest devel...

About Us: Paytm is India's leading mobile payments and financial services distribution company. Pioneer of the mobile QR payments revolution in India, Paytm builds technologies that help small businesses with payments and commerce. Paytm's mission is to serve half a billion Indians and bring them to the mainstream economy with the help of technology. About the role : You will be responsible for providing comprehensive legal support as per the requirements of the organization, with a primary focus on the organization's investments and corporate transactions. You will work closely with internal stakeholders to provide strategic legal support. You will also work with and oversee external stakeh...

As a corporate/transactional lawyer specializing in Transactions & Venture Fundraising, your role involves advising startups, growth companies, and investors on venture capital fundraising, private equity investments, and related corporate transactions. You will be responsible for structuring deals, drafting and negotiating agreements, ensuring compliance with applicable laws, and protecting the clients" interests in venture financing and strategic transactions. Key Responsibilities: - Advise startups and investors on structuring equity and debt fundraising rounds (Seed, Series A, B, C, etc.). - Guide clients on valuation, ownership dilution, exit strategies, and governance rights. - Structu...

As a Legal Support Specialist at our organization, you will play a crucial role in providing comprehensive legal support, particularly focusing on investments and corporate transactions. Your responsibilities will involve working closely with internal stakeholders to offer strategic legal guidance, as well as overseeing external stakeholders like law firms and tax advisors in corporate transactions. Here's what you can expect in this role: Responsibilities: - Structure corporate transactions to align with commercial objectives. - Collaborate with external advisors on various corporate transactions. - Draft, review, and negotiate a wide array of transaction documents. - Manage investments and...

Role Overview: As an Interactive Brokers team member, you will be part of a company that has been a leader in financial innovation for over four decades. Your role will involve interacting with a diverse clientele base, providing assistance with various financial products and technologies, and ensuring client satisfaction through your expertise and professionalism. Key Responsibilities: - Respond to retail and professional clients" inquiries through inbound calls, email, and online chat. - Gain a comprehensive understanding of the products offered by Interactive Brokers on global exchanges. - Help clients with account opening and funding processes. - Demonstrate the functionality of the Trad...

RESPONSIBILITIES: Respond to retail and professional clients inquiries via inbound calls, email, and online chat Obtain a thorough knowledge of products offered by IB on various global exchanges Assist clients with opening and funding accounts Show clients how to use different features of the Trader Workstation Explain margin requirements to clients Investigate trade issues and order executions Knowledge of securities regulations impact on customers Qualifications: Experience: 5+ years of Client services experience in the International BPO industry Education: University degree (Bachelors) required High level of MS Excel skills required Language skills: Fluent English Good quantitative/analyt...

Responsibilities Respond to retail and professional clients inquiries via inbound calls, email and on-line chat Obtain thorough knowledge of products offered by IB on various global exchanges Assist clients with opening and funding accounts Show clients how to use different features of the Trader Workstation Explain margin requirements to clients Investigate trade issues and order executions Knowledge of securities regulations impact on customers Qualifications Experience: 2 years in trading or brokerage services Education: University degree (Bachelors) required NCFM/NISM certifications in capital markets, derivatives and currency derivatives High level of MS Excel skills required Language s...

LSI Financial Services Pvt Ltd is seeking an Assistant Company Secretary to support the upcoming IPO. As the Assistant Company Secretary (IPO Specialist), you will play a crucial role in overseeing the IPO process, ensuring compliance with regulations, and managing corporate governance practices. Your responsibilities will include leading and managing the entire IPO process, coordinating with legal advisors and underwriters, reviewing the prospectus, and ensuring regulatory compliance specific to the manufacturing sector. You will be responsible for regulatory and compliance management, ensuring adherence to securities laws and regulations, handling ongoing reporting obligations post-IPO, st...

As an Avaloq Developer with 3 to 8 years of experience, you will be responsible for designing, developing, and maintaining Avaloq solutions related to the Broking domain. This includes working on order management, execution, clearing & settlement, and trading workflows. You will customize the Avaloq core banking suite to support brokerage products, compliance, and risk management processes. Additionally, you will integrate Avaloq with external broking and market platforms using Avaloq's interface architecture. Your key responsibilities will include developing scripts and parameterizations for securities handling, trade lifecycle events, and reporting. You will collaborate with product owners...