6 Sanctions Regulations Jobs

About The Company At Tide, we assist SMEs in saving time and money by providing business accounts, banking services, and a range of user-friendly administrative solutions from invoicing to accounting. We have a strong presence in the small business banking market globally, serving over 1.6 million members across the UK, India, Germany, and France. Our solutions are tailored to SMEs, emphasizing quick onboarding, low fees, and innovative features driven by data-driven decisions. About The Team Join our 2nd Line of Defence team at Tide as a Sanctions Risk Oversight & Advisory Specialist. This team is dedicated to managing Financial Crime risk in all jurisdictions where Tide operates or plans t...

As the Screening Quality Assurance Manager at Standard Chartered, you will play a crucial role in overseeing and executing end-to-end name and transaction QA screening activities to ensure compliance with applicable sanctions regulations and internal policies. Your responsibilities will include: - Performing selection of name and transaction sampling of closed alerts/cases in accordance with the defined QA sampling methodology. - Allocating samples to team members, ensuring balanced distribution and timely completion of reviews. - Conducting timely and accurate review and disposition of alerts generated by the name and transaction screening system. - Performing detailed investigations on pot...

As a Sanctions Oversight & Advisory Specialist at Tide, you will play a crucial role in managing all Financial Crime risk across different jurisdictions and ensuring that Tide's risk governance policies are adhered to. Key Responsibilities: - Act as a subject matter expert on UK, EU, UN, and OFAC sanctions. - Provide guidance on new and existing sanctions regulations and identify significant regime changes. - Develop and maintain global sanctions compliance policies and frameworks. - Conduct penetration testing of screening tools to ensure they align with risk appetite and expectations. - Collaborate with regional Financial Crime Teams on complex sanctions issues and investigations. - Own an...

As a Lead Audit Manager for Financial Crimes at Wells Fargo, you will play a crucial role in leading the audit process within the India-based Internal Audit Team. Your primary responsibility will be to execute audits, primarily as the Auditor in Charge, in alignment with Wells Fargo Audit policy under the guidance and support of the Audit Senior Manager, with a specific focus on financial crimes risk areas such as AML and Sanctions. In this role, you will lead the execution of integrated audit processes, participate in audits according to Wells Fargo Audit Services policy, and demonstrate a comprehensive understanding of financial, operational, technical, and regulatory environments across m...

Our client is a leading specialist financial institution renowned for its regulatory focus, innovation-driven approach, and inclusive culture, the financial services sector for the role of Vice President Screening Manager, to join their team in Mumbai. Some of the key responsibilities will include: Lead and manage the screening operations team to ensure efficient delivery of PEP, sanctions, and adverse media screening across the client base. Act as deputy to the Head of Screening & Monitoring, providing operational oversight and strategic input. Develop, implement, and enhance screening policies, procedures, and controls to meet regulatory requirements. Review and approve escalations, ensuri...

You should be an experienced professional with around 4-7 years of experience in a legal and compliance role, preferably as a legal professional. Your responsibilities will include: - Developing and maintaining a comprehensive understanding of all applicable export control regulations, such as EAR, ITAR, and FTR. - Drafting, implementing, and managing Technology Control Plans. - Creating and implementing procedures, policies, and systems to ensure compliance with export control regulations. - Monitoring changes in regulations and advising management on necessary changes for continued compliance. - Maintaining records of export activity and preparing reports for auditing purposes. - Managing ...