Asset and Wealth management Regulatory Management Regulatory Traceability- Associate - Bengaluru Goldman Sachs

5.0 - 9.0 years

0 Lacs

karnataka

On-site

The Asset & Wealth Management Strategic Transformation Office is seeking a dedicated individual to join their Regulatory Management team. As a key business partner for regulatory matters, you will play a crucial role in managing the regulatory strategy and roadmap for the AWM business globally. This includes assessing the impact of regulations on business activities and ensuring a robust control framework is in place to evidence compliance. Your responsibilities will involve representing the views of the business on regulatory change governance forums, co-sponsoring new regulations, and performing detailed assessments on new regulations to identify their impact on existing AWM capabilities. You will be supporting the design of appropriate solutions to deliver regulatory requirements and advising on regulatory considerations for new products, funds, or trading activities. To excel in this role, you will need to build a deep understanding of the Asset and Wealth Management business by analyzing the applicability and impact of regulatory policies and rules to each business area. Collaboration with the team, key stakeholders, and regulatory experts within the firm will be essential to simplify complex regulatory challenges. You will be expected to exert influence, drive business engagement, and lead strategic cross-divisional discussions on regulatory change matters. The ideal candidate will have a Bachelor's degree and a minimum of 5 years of experience in management consulting or a related field in financial services with active involvement in new regulation assessments and implementations. An understanding of asset management products, the asset management operating model and ecosystems, and proficiency in working as part of a business or regulatory function owning the regulatory strategy, roadmap, analysis, and interpretation of new regulations are essential. Strong analytical, problem-solving, and critical thinking skills are required to provide creative and innovative solutions. Additionally, you should possess strong project management skills, excellent communication and relationship-building abilities, and a proven track record of owning, designing, and executing solutions for complex problems. Experience in Reg product and platform management is preferable, along with the ability to multitask and manage multiple projects simultaneously. Proficiency in MS Office, PowerPoint, and Excel is necessary, with an ability to learn new tools quickly. If you are looking to join a dynamic team and contribute to strategic regulatory management initiatives in the Asset & Wealth Management industry, we encourage you to apply for this exciting opportunity at Goldman Sachs.,

Posted 6 days ago

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Director - India Risk and Compliance Operations Saaki Argus and Averil Consulting

20.0 - 24.0 years

0 Lacs

karnataka

On-site

As the Director of India Risk and Compliance Operations for a leading global enterprise based in Bangalore, India, with over 20 years of experience in financial services, risk, or compliance leadership roles, you will be responsible for overseeing the development and execution of the risk and compliance strategy for operations in India. You will collaborate closely with executive leadership, business units, and global counterparts to establish a forward-looking risk environment that ensures business resilience, regulatory compliance, and proactive risk mitigation. Your responsibilities will include driving the regional risk agenda by identifying and addressing emerging operational, legal, and reputational risks, leading structured risk evaluations and assessments, guiding continuity planning efforts, supervising control assurance programs for IT systems and third-party services, and establishing governance around vendor engagement and outsourcing risks while ensuring compliance with labor laws, tech review protocols, and contract lifecycle management. Additionally, you will partner with senior leaders to embed a strong control environment across teams, align risk initiatives with global frameworks, lead a diverse team of risk professionals, and cultivate a culture of accountability, innovation, and continuous learning. Your strategic thinking, ability to handle external reviews, strong judgment in high-pressure scenarios, and experience in enterprise risk frameworks, control design, and audit readiness will be essential for success in this role. Desirable attributes include exposure to global certifications like ISO 27001 or SOC1, a background in tech risk, data governance, or analytics-led assurance, and the capability to operate effectively in cross-cultural, multi-location teams. Your active participation in external risk or compliance networks will be advantageous in fulfilling the responsibilities of this role. This position is crucial for safeguarding the integrity and operational resilience of the organization's India footprint, offering you the opportunity to influence risk culture at a strategic level while remaining closely involved in execution. If you excel in dynamic environments and are passionate about proactive risk governance, this role is tailored for your leadership journey. To take the next step in applying for this role, submit your resume along with a summary detailing how you have built or led impactful risk programs.,

Posted 1 week ago

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