15.0 - 19.0 years

0 Lacs

navi mumbai, maharashtra

On-site

Role Overview: You will be responsible for handling the vital role of KYC/AML Compliance of the entire Bank in the capacity of the Principal Officer (PO)/ MLRO of the Bank. Your main focus will be on ensuring Compliance to the directions issued by FIU-Ind, various Law Enforcement Agencies, and Regulators. Key Responsibilities: - Act as the Principal Officer / MLRO of the Bank, ensuring KYC/AML compliance, implementation of regulatory prescriptions, and internal policies. - Oversee and ensure the reporting of STR, CTR, NTR, CCR, CBWTR, and other reports to FIU-IND. - Approve all Suspicious Transaction Reports (STRs) and ensure the maintenance of reporting quality. - Ensure timely submission o...

Posted 4 weeks ago

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Senior Manager/AVP- Credit Compliance The Premier Consultants ( Recruitment Company )

3.0 - 9.0 years

0 Lacs

maharashtra

On-site

You are looking for a Senior Manager/AVP position in Credit Compliance at a bank in Mumbai. With 3-9 years of experience, you will be responsible for various key tasks related to regulatory compliance within the credit department. Your role will involve reviewing credit proposals presented to the Credit Committee, ensuring regulatory consistency, and highlighting any discrepancies. You will also evaluate credit policies, processes, and notes to provide feedback and advice for comprehensive and compliant bank operations. In this position, you will support the bank's business and credit functions by offering guidance on credit and lending matters from a compliance perspective. This includes ad...

Posted 2 months ago

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Operational Risk Management Jio Finance

10.0 - 15.0 years

30 - 45 Lacs

Navi Mumbai

Work from Office

Job Summary: We are seeking a seasoned professional with strong experience in Operational Risk Management (ORM) across the banking/financial services domain. The role involves identifying, assessing, monitoring, and mitigating operational risks across business units, ensuring alignment with regulatory guidelines and internal policies. The candidate will play a key role in strengthening the organizations risk culture, supporting risk governance, and driving risk-aware decision-making across functions. Key Responsibilities: Operational Risk Framework: Lead the implementation and enhancement of the Operational Risk Management Framework (ORMF), ensuring it aligns with global best practices and r...

Posted 3 months ago

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MIS & Regulatory Submissions - TM Topgear Consultants

8.0 - 13.0 years

12 - 22 Lacs

Mumbai, Mumbai Suburban, Mumbai (All Areas)

Work from Office

This Opportunity is with a leading Banking company for their office in Mumbai location Role: MIS & Regulatory Submissions - TM Experience: 10 - 15 Years Job Description: PURPOSE OF THE JOB: - Will be responsible for reporting of Complaints Performance which includes Closure TAT, Pendency and Top Areas of Complaints, different MIS on complaints to senior management and all regulatory submissions. As a control function, will be responsible to identify non-compliance to Complaint Management processes of the bank, incorrect selection of CRM fields, and to ensure corrective action/ process improvement. Roles & Responsibilities: KEY RESPONSIBILITIES: 6 - 8 Areas Actionable (4-6) Regulatory Reporti...

Posted 5 months ago

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AVP Compliance | RBI Regulatory Compliance | NBFC (CS Qualified) Shapoorji Pallonji Finance

8.0 - 10.0 years

25 - 40 Lacs

mumbai

Work from Office

About the Role We are looking for a qualified and detail-oriented Compliance Manager (RBI & Corporate Law) to join our team. This role is crucial in ensuring that we meet all regulatory requirements under RBI Scale-Based Regulation (SBR) for NBFCs, while also supporting corporate secretarial functions . This position is ideal for professionals with hands-on experience in NBFC compliance , RBI communication, and governance frameworks, who are excited to work at the intersection of regulatory compliance and corporate governance . Key Responsibilities RBI Regulatory Compliance Core Focus Area Ensure end-to-end compliance with RBI norms applicable to NBFC-ND-SI-ML , including Scale-Based Regulat...

Posted Date not available

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