Portfolio Compliance Analyst

Role Overview: You will be joining the Portfolio Compliance Team at Connor, Clark & Lunn Financial Group in Gurugram, India as a Portfolio Compliance Analyst. In this role, you will work closely with institutional portfolio managers and affiliate compliance officers to ensure compliance with client mandates, global regulations, industry best practices, and firm-wide guidelines. Your contributions will be crucial in maintaining and improving portfolio compliance procedures and controls while also providing guidance to compliance analysts on the team. Key Responsibilities: - Utilizing Charles River to establish and monitor pre-trade and post-trade compliance rules for all asset classes and security types. - Using FundApps to oversee and report beneficial ownership, short selling, and takeover panel disclosures. - Generating compliance certificates and reports for internal managers or external clients and regulators. - Collaborating with various business units within the company such as portfolio management, operations, and legal to address compliance-related inquiries and resolve issues. - Leading projects of varying scope and size within the compliance domain. Qualification Required: - Minimum of five years of experience in Asset Management focusing on compliance functions. - Strong understanding of portfolio compliance and its role in a broader risk management framework. - Professional demeanor with a keen eye for detail, accuracy, and timeliness. - Analytical mindset with problem-solving skills. - Inquisitive nature and willingness to ask questions. - Effective communication skills and a collaborative spirit. - Proficiency in project management. - Organized with the ability to handle multiple tasks and interruptions. - Quick learner with advanced computer skills, particularly in MS Excel. Experience with Charles River is advantageous. Company Details: Connor, Clark & Lunn Financial Group is an independent and employee-owned organization dedicated to partnering with investment professionals to foster successful asset management businesses. With a history spanning over 40 years and offices across multiple countries, the group collectively manages over $139 billion in assets, offering a wide range of investment products to institutional, high-net-worth, and retail clients. Visit cclgroup.com to explore career opportunities with the group.,