Portfolio Compliance Analyst Connor, Clark & Lunn Financial Group (CC&L)

5.0 - 9.0 years

0 Lacs

haryana

On-site

Role Overview: You will be joining the Portfolio Compliance Team at Connor, Clark & Lunn Financial Group in Gurugram, India as a Portfolio Compliance Analyst. In this role, you will work closely with institutional portfolio managers and affiliate compliance officers to ensure compliance with client mandates, global regulations, industry best practices, and firm-wide guidelines. Your contributions will be crucial in maintaining and improving portfolio compliance procedures and controls while also providing guidance to compliance analysts on the team. Key Responsibilities: - Utilizing Charles River to establish and monitor pre-trade and post-trade compliance rules for all asset classes and sec...

Posted 3 days ago

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Portfolio Compliance Analyst Connor, Clark & Lunn Financial Group (CC&L)

5.0 - 9.0 years

0 Lacs

haryana

On-site

As a Portfolio Compliance Analyst at Connor, Clark & Lunn India Private Limited in Gurugram, India, you will play a crucial role in the investment process by working closely with institutional portfolio managers and affiliate compliance officers. Your responsibilities will involve utilizing Charles River and FundApps to create and monitor compliance rules across various asset classes and security types, preparing compliance reports for internal and external stakeholders, collaborating with different business units within the company, and leading projects of varying scope. You will be expected to demonstrate a passion for compliance, possess a risk intelligent mindset, strive for operational ...

Posted 2 months ago

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