NBFC Compliance

As a Compliance Officer for the NBFC operations, your role will involve ensuring regulatory compliance and overseeing various activities. Your responsibilities will include: - Ensuring compliance with RBI Master Directions, circulars, and amendments applicable to NBFCs. - Timely submission of statutory returns, filings, and intimations with the Reserve Bank of India (RBI). - Tracking and implementing regulatory changes across lending and investment activities. You will also be responsible for: - Finalizing and implementing company-wide compliance policies. - Setting up internal compliance monitoring processes for various business verticals. - Working with internal business functions to ensure all lending/investment operations are in accordance with RBI provisions. - Conducting Board and Committee meetings, preparing agendas and minutes. - Handling RBI inspections, statutory/internal audits, and secretarial audits. - Ensuring compliance with the Companies Act, and Secretarial Standards. - Maintaining statutory registers and filing necessary e-forms with MCA. - Handling disclosures under SEBI (LODR) Regulations, 2015. - Ensuring compliance with Stock Exchanges and Debenture Trustees for listed Non-Convertible Debentures (NCDs). - Drafting offer documents, Debenture Trust Deeds, Hypothecation cum Mortgage Deeds, and corporate action forms. - Preparing AGM/EGM notices, Board Reports, Corporate Governance Reports, and coordinating with stakeholders for corporate filings. Your qualifications should include an LLB and CS degree. With 8 to 15 years of experience, you should have hands-on experience with RBI regulations, Companies Act compliance, SEBI LODR norms, and handling secretarial activities.,