Legal and Compliance Officer Vaishali Securities Ltd

6.0 - 10.0 years

0 Lacs

ahmedabad, gujarat

On-site

As a Compliance Officer at the NBFC, your role involves ensuring regulatory compliance and maintaining effective communication with regulators. You will be responsible for various key activities: - **Regulatory Liaison**: - Act as the Single Point of Contact (SPOC) between the NBFC and regulators such as RBI, CICs, and Ombudsman. - Handle all official communications and queries from the RBI regarding inspections, audits, and compliance matters. - **Grievance Redressal**: - Receive, record, and address customer complaints in line with RBI Fair Practices Code. - Ensure timely resolution of complaints within regulatory timelines. - Prepare periodic reports on grievance status for submission to ...

Posted 1 month ago

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Data Metrics Analyst Citi

7.0 - 11.0 years

0 Lacs

maharashtra

On-site

The KYC Operations Intmd Analyst position at Citi is an intermediate-level role focused on Anti-Money Laundering (AML) monitoring, governance, oversight, and regulatory reporting. Working closely with the Compliance and Control team, the primary goal is to establish and maintain an internal KYC (Know Your Client) program within the organization. Key Responsibilities: - Analyzing and manipulating large data sets, managing complex data sets for business review and workload management. - Utilizing various Citi platforms to address ad hoc queries and escalations. - Providing ad-hoc analyses in Excel/Access for management and internal groups, handling impromptu queries for feedback or analysis to...

Posted 2 months ago

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