8 Ifsca Regulations Jobs

As a Compliance Manager, your role will involve overseeing compliance with IFSCA regulations, SEBI rules, and all applicable laws governing financial/market activities in GIFT City. You will be responsible for drafting, updating, and implementing compliance policies, SOPs, and internal control frameworks. Conducting periodical compliance checks, internal audits, and regulatory reporting will also be part of your key responsibilities. You will need to liaise with regulators, auditors, exchanges, and legal teams for timely submissions and clarifications. Monitoring changes in laws/regulations and ensuring prompt policy updates will be crucial. Additionally, reviewing and approving new products...

JOB DESCRIPTION Key responsibilities Product Initialization, concept, competition analysis, product strategy, sales notes, basic maintenance. Preparation of investor / distributor communication for all Real Estate Products, Equity Products Benchmark/ competition study for incubating new products & providing sales team with tools to differentiate our products Communication to both internal & external teams on product parameters Engagement with internal teams including Sales & other functions Monitoring product performance Update information and uploading updated fund documents on website Contributing with suggestions and recommendations about enhancing product performance. Behavioral Competen...

As a Compliance Officer-AIF at our company, your main role will be to ensure end-to-end compliance with IFSC regulations, corporate laws, and other regulatory frameworks. Your responsibilities will include: - Ensuring full compliance with all regulatory requirements under SEBI and/or IFSCA jurisdictions. - Supervising investor onboarding, KYC/AML checks, due diligence of portfolio companies, and reporting. - Monitoring, interpreting, and implementing regulatory changes in internal policies and procedures. - Coordinating with trustees, auditors, valuers, fund administrators, and other stakeholders. - Tracking and maintaining compliance with SEBI AIF / IFSCA FME regulations, PMLA / AML-CFT rul...

Compliance Officer, SucSEED Indovation Fund (Based at IFSCA, GIFT City, Gujarat) About Us SucSEED Indovation Fund is an early-stage focused SEBI-registered Category-1 Fund with a corpus of INR 200 Crore and a portfolio of more than 60 companies across various sectors. SucSEED has set up a Growth Fund at GIFT City under the IFSCA regime. About The Position SucSEED is seeking a proactive, organized, and experienced Regulatory Compliance Officer with excellent organizational and management skills to support the funds. The candidate will be based out of GIFT City, Gandhinagar / Ahmedabad. We are looking for a highly motivated, tech-savvy, hands-on manager who takes initiative and flourishes in a...

Compliance Officer for Broking, Global Access Market, Distribution & Insurance in GIFT City, Gandhinagar. This is a full-time, on-site role. Key Responsibilities: - Ensure compliance with IFSCA regulations & AML/CFT processes - Lead client operations & risk management - Drive business growth & expand distribution networks - Regulatory Compliances & Reporting with SEZ, IFSCA, Exchanges etc. - Preparation of Policies, SOPs, noted etc. Qualifications: - Post-graduate/professional degree in finance, law, or related fields - 5+ years experience in capital markets or financial services - Strong regulatory & leadership expertise

As a Compliance Manager, your primary responsibility will be monitoring the compliance of SEBI Regulations and International Financial Services Centers Authority (IFSCA) regulations. You will be expected to ensure timely reporting by the Asset Management Company (AMC) and address any exceptions in compliance to SEBI, IFSCA, the Board of AMC, and the Trustees. Additionally, you will be required to submit periodical reports to regulators, the Association of Mutual Funds in India (AMFI), the Board of Trustees, and the AMC in a timely manner. It will also be part of your role to handle and resolve investor grievances promptly. In this position, you will be vetting and approving various communica...

This is regarding job opening for Compliance Officer role with A leading Private Bank in Ahmedabad. JD:- Key Responsibilities: Ensure adherence to all applicable laws, regulations, and guidelines issued by IFSCA, RBI, and other regulatory bodies. Develop, implement, and maintain the compliance framework for the IBU. Monitor regulatory developments and assess their impact on IBU operations. Conduct periodic compliance risk assessments and internal reviews. Review and approve new products, services, and processes from a compliance perspective. Liaise with internal stakeholders to ensure timely resolution of compliance issues. Prepare and submit regulatory reports and returns as required. Coord...

Role & responsibilities Company Secretary + LLB (optional) having 5 years of experience in Securities Market (3 years is must as per IFSCA Regulations) Regulatory Compliance: Stay updated with the latest laws, regulations, and guidelines issued by SEBI and IFSCA for AIFs. Monitor regulatory changes and effectively communicate updates to relevant stakeholders. Compliance reporting and monitoring: prepare and submit accurate and timely regulatory reports as required by SEBI and IFSCA. Ensure the completeness and accuracy of data submitted in these reports. Establish and maintain a system for ongoing monitoring of compliance activities related to AIF operations. Conduct regular audits and asses...