Compliance Officer (IFSCA/ GIFT City, Ahmedabad Gandhinagar Area, Gujarat) SucSEED Ventures

5.0 - 7.0 years

0 Lacs

hyderabad, telangana, india

Remote

Compliance Officer, SucSEED Indovation Fund (Based at IFSCA, GIFT City, Gujarat) About Us SucSEED Indovation Fund is an early-stage focused SEBI-registered Category-1 Fund with a corpus of INR 200 Crore and a portfolio of more than 60 companies across various sectors. SucSEED has set up a Growth Fund at GIFT City under the IFSCA regime. About The Position SucSEED is seeking a proactive, organized, and experienced Regulatory Compliance Officer with excellent organizational and management skills to support the funds. The candidate will be based out of GIFT City, Gandhinagar / Ahmedabad. We are looking for a highly motivated, tech-savvy, hands-on manager who takes initiative and flourishes in a...

Posted 2 weeks ago

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Compliance Officer Bonanza Portfolio

2.0 - 7.0 years

3 - 8 Lacs

gandhinagar

Work from Office

Compliance Officer for Broking, Global Access Market, Distribution & Insurance in GIFT City, Gandhinagar. This is a full-time, on-site role. Key Responsibilities: - Ensure compliance with IFSCA regulations & AML/CFT processes - Lead client operations & risk management - Drive business growth & expand distribution networks - Regulatory Compliances & Reporting with SEZ, IFSCA, Exchanges etc. - Preparation of Policies, SOPs, noted etc. Qualifications: - Post-graduate/professional degree in finance, law, or related fields - 5+ years experience in capital markets or financial services - Strong regulatory & leadership expertise

Posted 1 month ago

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Compliance Manager - AMC Waytogo Consultants

3.0 - 7.0 years

0 Lacs

ahmedabad, gujarat

On-site

As a Compliance Manager, your primary responsibility will be monitoring the compliance of SEBI Regulations and International Financial Services Centers Authority (IFSCA) regulations. You will be expected to ensure timely reporting by the Asset Management Company (AMC) and address any exceptions in compliance to SEBI, IFSCA, the Board of AMC, and the Trustees. Additionally, you will be required to submit periodical reports to regulators, the Association of Mutual Funds in India (AMFI), the Board of Trustees, and the AMC in a timely manner. It will also be part of your role to handle and resolve investor grievances promptly. In this position, you will be vetting and approving various communica...

Posted 1 month ago

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Compliance Officer The Premier Consultants ( Recruitment Company )

5.0 - 8.0 years

0 Lacs

ahmedabad, gujarat, india

On-site

This is regarding job opening for Compliance Officer role with A leading Private Bank in Ahmedabad. JD:- Key Responsibilities: Ensure adherence to all applicable laws, regulations, and guidelines issued by IFSCA, RBI, and other regulatory bodies. Develop, implement, and maintain the compliance framework for the IBU. Monitor regulatory developments and assess their impact on IBU operations. Conduct periodic compliance risk assessments and internal reviews. Review and approve new products, services, and processes from a compliance perspective. Liaise with internal stakeholders to ensure timely resolution of compliance issues. Prepare and submit regulatory reports and returns as required. Coord...

Posted 2 months ago

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Compliance Officer Skillventory

3.0 - 8.0 years

4 - 7 Lacs

Ahmedabad

Work from Office

Role & responsibilities Company Secretary + LLB (optional) having 5 years of experience in Securities Market (3 years is must as per IFSCA Regulations) Regulatory Compliance: Stay updated with the latest laws, regulations, and guidelines issued by SEBI and IFSCA for AIFs. Monitor regulatory changes and effectively communicate updates to relevant stakeholders. Compliance reporting and monitoring: prepare and submit accurate and timely regulatory reports as required by SEBI and IFSCA. Ensure the completeness and accuracy of data submitted in these reports. Establish and maintain a system for ongoing monitoring of compliance activities related to AIF operations. Conduct regular audits and asses...

Posted 3 months ago

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