General Control testing, 3+ years, Gurgaon

Role & responsibilities

• Walkthroughs with Business Owners - Conduct control and process walkthrough calls with business owners to understand end-to-end processes, control execution, and evidentiary standards.
• Control Design Assessment (CDA) - Execute Control Design Assessments to evaluate whether controls are appropriately designed to mitigate identified risks and regulatory requirements.
• Control Operating Effectiveness (COE) Assessment - Perform COE testing to assess whether controls are operating as intended over the defined testing period and conclude on control effectiveness.
• Issues Management - Identify control deficiencies, perform root cause analysis, challenge remediation plans, and track issues through closures.
• Reporting & Stakeholder Management - Prepare concise testing summary reports, communicate findings to stakeholders, and participate in governance and risk forums

Preferred candidate profile

• 2+ years of experience in Process controls and Business control testing including performing walkthroughs, effectiveness testing and documentation of workpapers etc.
• Experience in Internal Audit/ Internal Financial Controls (IFC) review/ 1st LOD reviews/ due diligence, SOX reviews etc. (SOX is not mandatory)
• Knowledge on industry control benchmarks and standards for control testing