Deputy Manager/Manager Operations - Operational Compliance

5 - 15 years

0 Lacs

Posted:2 weeks ago| Platform: Shine logo

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Work Mode

On-site

Job Type

Full Time

Job Description

As a Deputy Manager/Manager Operations - Operational Compliance in Mumbai, you will play a crucial role in ensuring operational compliance with regulatory requirements. Your primary responsibilities will include keeping track of all operational regulatory requirements, analyzing them, and ensuring timely implementation of regulatory directives across various operational areas. You will be responsible for escalating any issues that do not meet regulatory timelines or are not in line with regulatory directives. In this role, you will be required to study SEBI circulars/letters, anticipate system/process changes, and collaborate with user teams to plan for the implementation of directives. You will also be responsible for handling SEBI inspections and audit inspections by working closely with all operations functional heads to compile Pre-Inspection Questionnaires (PIQs) received from regulators. An essential part of your role will involve maintaining and updating Regulatory-related Action Taken Reports (ATRs) and coordinating with operations functional heads. You will be responsible for creating Management Information Systems (MIS) and reports, sharing them promptly with internal teams and stakeholders, and maintaining all relevant data and email trails for future reference. Additionally, you will need to coordinate with other departments on various operational aspects and regulatory actions related to operations. To excel in this role, you must possess basic knowledge of Depository Operations, maintain quality process checks, and demonstrate proficiency in MS Office, especially Excel and PowerPoint. Good interpersonal and communication skills, along with the ability to work effectively in a team, are crucial for success in this position. If you have 5-15 years of experience, a postgraduate qualification, and the required skills, we encourage you to apply by emailing your resume to careers@cdslindia.com with the position applied for mentioned in the subject column.,

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