Deputy Manager-Membership

3 - 7 years

0 Lacs

Posted:1 day ago| Platform: Shine logo

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Work Mode

On-site

Job Type

Full Time

Job Description

As a Membership Compliance Officer at the Exchange, your role involves performing activities related to membership compliance and supporting the team in achieving a no-error work environment. Your key responsibilities include: - Scrutinizing and processing applications for changes in directors as per Exchange/SEBI norms - Screening all applications related to changes in director details, shareholding/DPG, directors, and transfer of membership - Maintaining records, updating control sheets, and following up with members via mail and phone calls - Scrutinizing and processing shareholding/DPG pattern constitution/re-constitution of partnership firms - Keeping records updated in control sheets and following up with members via mail and phone calls - Scrutinizing and processing applications for changes in the name of member entities and member office addresses - Updating SEBI Portal as per norms and processing applications error-free within the prescribed TAT - Updating member names and addresses in CRM database and coordinating with other departments - Closing alerts in Trackwizz application, maintaining monthly databases, and collating data for SEBI/Internal departments Preferred Profile: - Educational Qualification: CS/CA/MBA from a reputed Institute/University - Experience: 3-4 years in securities/capital market, financial services, mutual funds, or insurance companies - Skills Required: Proactive, result-oriented, analytical, detail-oriented, good execution skills, strong communications skills, ability to share learning and best practices, satisfying company and national regulatory standards - Functional Competencies required: Proficiency in MS Office, with good Excel skills preferred.,

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