80 Controls Assessment Jobs

In this role as an individual in Quality Assurance, Monitoring & Testing, your primary responsibility is to assess outcomes from activities and processes against conformance with applicable requirements to strengthen risk management quality. This includes quality testing for business function quality control, transformation lead quality control post completion of an activity/process, and the development and execution of Monitoring and Testing for controls. Your key responsibilities include: - Having a good understanding of the Citi Risk & control framework and the fundamentals of Risk Management - Assisting in performing monitoring reviews to augment the principles defined per PRCM (Process,...

Your role at London Stock Exchange Group (LSEG) will involve developing detailed test plans and procedures to identify weaknesses in internal controls and other initiatives aligned with the Groups control framework. Your work will be crucial in mitigating potential risks and issues, prioritized by severity to avoid disruptions in operations, potential losses, and reputational impact. Key Responsibilities: - Experience in a risk, control, or audit function is required - Strong report writing and project management skills - Pro-active and delivery focused, maintaining high standards of performance - Ability to prioritize and work under pressure, meeting tight deadlines and multiple demands - S...

As a Quality Assurance, Monitoring & Testing professional at Citi, you will be responsible for assessing outcomes from activities and processes to ensure conformance with applicable requirements, thereby strengthening risk management quality. Your key responsibilities will include: - Managing and overseeing a small team of employees - Ensuring delivery of results and contributing to the formulation of procedures - Conducting routine testing of internal activities and processes to ensure adherence to established quality standards and identify areas of risk or non-compliance - Reviewing stakeholder/client feedback and responding to any quality assurance complaints or issues in a timely and eff...

In Quality Assurance, Monitoring & Testing, you are responsible for assessing outcomes from activities and processes against applicable requirements to enhance risk management quality. This includes conducting quality testing for business function quality control and transformation lead quality control post completion of an activity/process. You will develop and execute Monitoring and Testing for controls, such as control design assessment, operational effectiveness design, monitoring & testing tools design assessment, and execution of monitoring/testing tools to evaluate the effectiveness of key controls addressing defined risks. Responsibilities: - Manage large and diverse teams by providi...

Role Overview: You will be responsible for conducting controls assessment in a manual/automated environment, preparing/reviewing Policies, Procedures, SOPs, maintaining relationships with client management and project managers, demonstrating a thorough understanding of complex information systems, coordinating effectively with the Engagement manager and client management, and performing fieldwork while sharing daily progress updates. Key Responsibilities: - Conduct controls assessment in manual/automated environment - Prepare and review Policies, Procedures, SOPs - Maintain relationships with client management and project managers - Demonstrate a thorough understanding of complex information...

IT Audit Manager || PAN India (Mumbai/Gurgaon/ Bangalore/Pune/Hyderabad) We are hiring for one of the Big 4 Immediate -60 Days joiners Desired Profile : Experience into ITGC, ITAC, SOC, SOX is must Should have excellent communication skills and MS- Office skills Candidate with extensive experience in cyber security will not be fit for this role Candidate should be ok to travel to client places and work from office from Day 1. Exp .- 6-13 Years Roles & Responsibilities- Perform testing of IT Application Controls, IPE, and Interface Controls through code reviews, IT General Controls review covering areas such as Change Management, Access Management, Backup Management, Incident and Problem Mana...

As an employee at B S R & Co. LLP, a member of the B S R & Affiliates network of firms, registered with the Institute of Chartered Accountants of India, you will play a crucial role in providing audit, other assurance, and taxation services to a diverse clientele. The firm, with a wide presence in 14 cities in India, prides itself on its commitment to consistently enhancing audit quality, improving employee experience, and embracing technological advancements. **Key Responsibilities:** - Conduct controls assessment in both manual and automated environments. - Prepare and review Policies, Procedures, and SOPs. - Maintain relationships with client management and project Manager to manage servi...

Role Overview: EY is seeking a Specialist III, Identity and Access Management Controls to manage the development, implementation, and maintenance of the enterprise identity and access management control and governance program. As the Specialist, you will collaborate with IT and business teams to strengthen internal controls, support audits, address control gaps, and enhance the organization's security posture. You will lead the design, build, and deployment of identity and access management controls compliant with enterprise security standards, working closely with senior leadership to align strategies with business objectives. Additionally, you will serve as a thought leader in the broader ...

As an Institutional Credit Managements (ICM) member, you will be responsible for providing integrated end-to-end credit underwriting, measurement, management, monitoring, and reporting for wholesale credit businesses. You will be a part of the Wholesale Credit Risk (WCR) In-Business Quality Assurance (QA) team within the ICM organization. Key Responsibilities: - Support the Leveraged Finance Underwriting Lead in implementing and delivering a robust Quality Assurance function. - Provide effective challenge during Quality Assurance Reviews (QARs) to ensure credit review processes are followed. - Assist in identifying and escalating weaknesses in credit processes. - Support in ensuring effectiv...

The role of Auditor in the Group Audit CB & IB Operations and Controls Team at Deutsche Bank involves working as a part of a professional, proactive, and risk-based global audit team. This team operates with transparency, integrity, and independence to identify key control weaknesses within the Bank's business and infrastructure areas. The function is focused on assessing potential risk exposure and providing insights into the adequacy and effectiveness of internal control systems. Group Audit operates globally from four hub locations and 30 other locations, and it is increasingly relied upon by banking regulators to provide independent assurance. Key Responsibilities: - Collaborate with man...

Role Overview: Institutional Credit Managements (ICM) focuses on providing integrated credit underwriting, measurement, management, and monitoring for wholesale credit businesses. Wholesale Credit Risk (WCR) In-Business Quality Assurance (QA) plays a crucial role within the ICM organization by ensuring that established standards and processes are consistently followed. As the WCR Head of In-Business QA, you will be responsible for reporting QAR results, identifying areas of improvement, and engaging with various stakeholders to enhance the management of wholesale credit risk. Key Responsibilities: - Assist the Regional Lead of In-Business QA in implementing and maintaining a robust Quality A...

Role Overview: Individuals in Quality Assurance, Monitoring & Testing are responsible for assessing outcomes from activities and processes against applicable requirements to enhance risk management quality. This includes overseeing the quality testing performed for business function quality control and transformation lead quality control post completion of activities/processes. Your role involves developing and executing Monitoring and Testing for controls to assess the effectiveness of key controls designed to address defined risks. Key Responsibilities: - Provide leadership and direction to a large team of professionals and/or junior managers. - Drive optimization and efficiencies in proje...

As an individual in Quality Assurance, Monitoring & Testing, your role involves assessing outcomes from activities and processes to ensure conformance with applicable requirements and strengthen risk management quality. This includes conducting quality testing for business function quality control, leading quality control post-completion of activities/processes, and developing/executing Monitoring and Testing for controls. Key Responsibilities: - Understand the Citi Risk & control framework and fundamentals of Risk Management - Assist in performing monitoring reviews as per PRCM principles - Support end-to-end monitoring of controls defined in the Risk Management policy - Participate in stra...

As a member of the B S R & Affiliates network of firms registered with the Institute of Chartered Accountants of India, B S R & Co. LLP operates across 14 cities in India, boasting a team of over 5,000 professionals including 120 partners. The firm specializes in audit, other assurance, and taxation services, catering to a diverse client base encompassing Indian businesses, multinationals, and listed companies across various industry sectors. Your role at B S R & Co. LLP will involve conducting controls assessment in both manual and automated environments. You will be responsible for: - Preparing and reviewing Policies, Procedures, and SOPs, ensuring adherence to best practices. - Building a...

Role Overview: Join the dynamic Risk & Controls team within Services Technology at Citi and play a pivotal role in safeguarding clients and assets. As a Technology Risk Analyst, you will partner with global application teams, acting as a trusted advisor and subject matter expert in technology risk management. Your role will involve guiding development teams through the software development lifecycle (SDLC), ensuring adherence to Citi's security policies, and fostering a culture of risk awareness. This position presents a unique opportunity to influence strategic decisions, contribute to cutting-edge projects, and work with a diverse range of technologies and stakeholders globally. Key Respon...

Role Overview: The Central Control Capabilities function at this company is responsible for driving Monitoring & Testing (M&T) of key controls across the enterprise. The Control Assessment and Central Testing functions collaborate with Control Owners and In-business Control Teams to carry out all the M&T activities for the key controls in scope of the CTU. This includes various activities such as control design assessment, development of tools for operational effectiveness monitoring and testing, as well as the execution and disposition of exceptions identified through M&T activities. The Central Testing function is primarily based out of Citi Service Centers in India and is structured along...

As a senior member of the Markets Operations Risk and Control team, your role involves providing independent oversight, challenge, and governance to enhance risk management within the North Americas Futures & Derivatives Clearing Operations team. Your key responsibilities include: - Working with Management on governance and facilitating the execution of the Manager Control Assessment (MCA) - Ensuring quality, completeness, and accuracy of the implementation of the Control Framework - Identifying issue root causes and recommending corrective actions - Reviewing and challenging the design and management of controls to mitigate risks - Identifying, assessing, and responding to Operational and C...

**Job Description:** As an individual in Quality Assurance, Monitoring & Testing at Citi, you will be responsible for assessing outcomes from activities and processes to ensure conformance with applicable requirements. Your role will involve strengthening risk management quality through quality testing for business function quality control and transformation lead quality control post the completion of an activity/process. You will be involved in the development and execution of Monitoring and Testing for controls, including control design assessment, design of operational effectiveness for monitoring & testing tools, and execution of monitoring/testing tools to assess the effectiveness of ke...

Role Overview: The Central Control Capabilities function at Citi is responsible for driving Monitoring & Testing (M&T) of key controls across the enterprise. The function comprises four groups: Control Assessment, Call Listening, Central Testing, and Strategy, Governance & Automation. This role is part of the Central Testing team, primarily based out of Citi Service Centers in India. The identified candidate will be part of the M&T Execution team. Key Responsibilities: - Have a good understanding of the Risk & control framework and the underlying concepts on Risk Management - Assist in performing Quality check on monitoring reviews as per ARCM (Activity, Risk, Control & Monitoring) - Documen...

As an Officer, Monitoring & Testing Intermediate Analyst at Citi, your role involves assessing outcomes from activities and processes against conformance with applicable requirements to strengthen the risk management control environment. Here are the key responsibilities expected from you: - Execute Monitoring and Testing of controls, including performing control design assessments and assessing the design of monitoring & testing tools - Participate in strategic initiatives for control performance enhancement - Assist in identifying monitoring/testing breaks and suggest enhancements - Support in end-to-end monitoring and testing of controls as defined in the Risk Management policy - Particip...

Role Overview: Individuals in Quality Assurance, Monitoring & Testing are responsible for assessing outcomes from activities and processes against conformance with applicable requirements to strengthen risk management quality. This includes quality testing performed for business function quality control and transformation lead quality control post completion of an activity/process. The role involves the development and execution of Monitoring and Testing for controls, such as control design assessment, design of operational effectiveness for monitoring & testing tools, and execution of monitoring/testing tools to assess the effectiveness of key controls designed to address defined risks. Key...

Role Overview: Individuals in Quality Assurance, Monitoring & Testing are responsible for assessing outcomes from activities and processes against conformance with applicable requirements to strengthen risk management quality. This includes performing quality testing for business function quality control and transformation lead quality control post completion of an activity/process. You will be involved in the development and execution of Monitoring and Testing for controls, such as control design assessment, design of operational effectiveness for monitoring & testing tools, monitoring/testing design assessment, and execution of monitoring/testing tools to assess the effectiveness of key co...

As part of the Central Testing team at Citi, you will be joining a dynamic environment where you can shape your career and contribute to driving Monitoring & Testing (M&T) of key controls across the enterprise. Here are some key responsibilities and qualifications for the role: **Role Overview:** - You will have a good understanding of the Risk & control framework and the underlying concepts on Risk Management. - Assist in performing the Quality check on the monitoring reviews that are defined per ARCM (Activity, Risk, Control & Monitoring). - Document quality fails, learnings, or issues and provide feedback to the Supervisor. - Monitor compliance of control as appropriate to regulatory requ...

Role Overview: You will be responsible for assessing outcomes from activities and processes against conformance with applicable requirements to strengthen risk management quality, including quality testing performed for business function quality control and transformation lead quality control post completion of an activity/process. Your role will involve the development and execution of Monitoring and Testing for controls, such as control design assessment, design of operational effectiveness for monitoring & testing tools, monitoring/testing design assessment, and execution of monitoring/testing tools to assess the effectiveness of key controls designed to address defined risks. Key Respons...

As an individual in Quality Assurance, Monitoring & Testing, you play a crucial role in assessing outcomes from activities and processes against conformance with applicable requirements to strengthen risk management quality. This includes quality testing performed for business function quality control and transformation lead quality control post completion of an activity/process. Your responsibilities involve developing and executing Monitoring and Testing for controls, such as control design assessment, operational effectiveness design, monitoring/testing tools design assessment, and execution of monitoring/testing tools to assess key controls" effectiveness designed to address defined risk...