131 Controls Assessment Jobs

Role Overview: As an Associate Auditor in the Corporate Bank & Investment Bank Operations and Control team at Deutsche Bank, you will work as part of a professional, proactive, and risk-based global audit team. Your role will involve collaborating with management and staff within Group Audit across India, Germany, and the United Kingdom. You will also contribute to audits regionally and globally, providing Subject Matter Expert support on operational topics and participating in the audit review process. Key Responsibilities: - Evaluate the adequacy and effectiveness of internal controls related to GA CB & IB Operations and Controls managed audits following the Group Audit methodology - Docum...

Role Overview: You will be joining EY as a Specialist III in Identity and Access Management Controls. Your role will involve managing the development, implementation, and maintenance of the enterprise identity and access management control and governance program. You will work closely with IT and business teams to strengthen internal controls, support audits, address control gaps, and enhance the organization's security posture. Key Responsibilities: - Lead the design, build, and deployment of identity and access management controls and governance program compliant with enterprise security standards. - Work closely with senior leadership and other IT teams to align strategies and projects wi...

As an individual in Quality Assurance, Monitoring & Testing, you will be responsible for assessing outcomes from activities and processes against conformance with applicable requirements to strengthen risk management quality. This includes performing quality testing for business function quality control and transformation lead quality control post completion of an activity/process. Your key responsibilities will include: - Supporting the assessment of activities and processes as per required Policies, Standards, and Procedures to strengthen risk management quality - Conducting routine testing of internal activities and processes to ensure adherence to established quality standards and identi...

As an Institutional Credit Managements (ICM) professional, your role involves providing an integrated end-to-end credit underwriting, identification, measurement, management, monitoring, and reporting for wholesale credit businesses across the enterprise. The Wholesale Credit Risk (WCR) In-Business Quality Assurance (QA) is a crucial part of the ICM organization. In this role, you will verify that established standards and processes are followed and consistently applied. Your findings from quality assurance reviews (QARs) will be utilized by WCR and ICM Management to assess the quality of policies, procedures, programs, and practices related to the management of wholesale credit risk. These ...

As an individual in Quality Assurance, Monitoring & Testing, you are responsible for assessing outcomes from activities and processes against conformance with applicable requirements to strengthen risk management quality. This includes developing and executing Monitoring and Testing for controls, such as control design assessment, operational effectiveness design, and execution of monitoring/testing tools. **Key Responsibilities:** - Manage and oversee a small team of employees - Ensure delivery of results and contribute to the formulation of procedures - Conduct routine testing of internal activities and processes to ensure adherence to quality standards - Review stakeholder/client feedback...

As an individual in Quality Assurance, Monitoring & Testing at Citi, you are responsible for assessing outcomes from activities and processes to ensure conformance with applicable requirements. This includes strengthening risk management quality through quality testing for business function quality control and transformation lead quality control post activity/process completion. You will be involved in the development and execution of Monitoring and Testing for controls, such as control design assessment, design of operational effectiveness for monitoring & testing tools, and execution of monitoring/testing tools to assess the effectiveness of key controls addressing defined risks. **Respons...

As an individual in Quality Assurance, Monitoring & Testing, you will be responsible for assessing outcomes from activities and processes against conformance with applicable requirements to strengthen risk management quality. This includes the development and execution of Monitoring and Testing for controls, such as control design assessment, design of operational effectiveness for monitoring & testing tools, and execution of monitoring/testing tools to assess the effectiveness of key controls designed to address defined risks. **Responsibilities:** - Have a good understanding of the Citi Risk & control framework and the underlying fundamentals on Risk Management - Support in performing the ...

Role Overview: As part of the Institutional Credit Managements (ICM) organization, you will be responsible for providing an integrated end-to-end credit underwriting, identification, measurement, management, monitoring, and reporting for wholesale credit businesses. Your role in Wholesale Credit Risk (WCR) In-Business Quality Assurance (QA) will involve verifying established standards and processes, assessing the quality of policies and practices, and identifying risks associated with operational and control weaknesses. Key Responsibilities: - Stay up to date with WCR policy, procedure, and standards to develop centralized test scripts for Quality Assurance Reviews (QARs). - Lead the testing...

Job Description: Control Testing Utility (CTU) is an Independent function within the COO organization, responsible for Quality Assurance, Monitoring & Testing of key controls for conformance with applicable requirements to strengthen risk management. The activities of CTU include the execution of Control Design Assessments, design of Monitoring and Testing Tools, assessment of the design of such tools, and the execution of monitoring and testing of controls in accordance with the MCA Procedures. The main goal of these assessment and testing activities is to evaluate the overall effectiveness of Key Controls in mitigating the applicable risks within the business processes. As a Quality Assura...

In the role of Quality Assurance, Monitoring & Testing, you will be responsible for assessing outcomes from activities and processes against conformance with applicable requirements to strengthen risk management quality. This includes conducting routine testing of internal activities and processes to ensure adherence to established quality standards, developing and executing Monitoring and Testing for controls, supporting reporting on quality control outcomes, and staying up-to-date with the latest quality assurance testing tools and strategies. Additionally, you will be expected to have a good understanding of the Citi Risk & control framework and the underlying fundamentals on Risk Managem...

**Job Description:** Institutional Credit Managements (ICM) objective is to provide an integrated end-to-end credit underwriting, identification, measurement, management, monitoring and reporting for wholesale credit businesses across the enterprise. Wholesale Credit Risk (WCR) In-Business Quality Assurance (QA) is an integral part of the ICM organization. WCR In-Business QA verifies that established standards and processes are followed and consistently applied. WCR and ICM Management utilize the results of the quality assurance reviews (QARs) to assess the quality of the group's policies, procedures, programs, and practices as relates to the management of wholesale credit risk. The results ...

As an individual in Quality Assurance, Monitoring & Testing, your role involves assessing outcomes from activities and processes against applicable requirements to strengthen risk management quality. This includes conducting quality testing for business function quality control and transformation lead quality control post completion of an activity/process. You will be responsible for developing and executing Monitoring and Testing for controls, such as control design assessment, operational effectiveness design, monitoring & testing tools design assessment, and execution of monitoring/testing tools to evaluate the effectiveness of key controls addressing defined risks. **Responsibilities:** ...

Role Overview: EY is seeking a Controls Assurance and Testing Analyst to join their Technology Consulting team. As a part of the Client Technology unit, you will play a key role in managing the development, implementation, and maintenance of enterprise identity and access management controls and governance program. Your responsibilities will include leading the design, build, and deployment of these controls, collaborating with IT and business teams, and ensuring compliance with security standards. Additionally, you will be involved in supporting audits, addressing control gaps, and enhancing the organization's security posture. Key Responsibilities: - Lead the design, build, and deployment ...

As an individual in Quality Assurance, Monitoring & Testing, you are responsible for assessing outcomes from activities and processes against conformance with applicable requirements to strengthen risk management quality. This includes developing and executing Monitoring and Testing for controls, such as control design assessment, operational effectiveness design, and execution of monitoring/testing tools to assess key controls" effectiveness in addressing defined risks. Responsibilities: - Have a good understanding of the Citi Risk & control framework and fundamentals of Risk Management. - Assist in performing QA, monitoring, and testing reviews. - Help teams in the end-to-end monitoring of...

In the role of Quality Assurance, Monitoring & Testing, you will be responsible for assessing outcomes from activities and processes against conformance with applicable requirements to strengthen risk management quality. This includes performing quality testing for business function quality control and transformation lead quality control post completion of an activity/process. Your key responsibilities will include: - Managing and overseeing a small team of employees - Ensuring delivery of results and contributing to the formulation of procedures - Supporting the assessment of activities and processes as per required Policies, Standards, and Procedures to strengthen risk management quality -...

Role Overview: As an individual in Quality Assurance, Monitoring & Testing, you will be responsible for assessing outcomes from activities and processes against conformance with applicable requirements to strengthen risk management quality. This includes quality testing performed for business function quality control, transformation lead quality control post-completion of an activity/process, and the development and execution of Monitoring and Testing for controls. Key Responsibilities: - Demonstrate a good understanding of the Citi Risk & control framework and the underlying fundamentals on Risk Management - Support in performing monitoring reviews that augment the principles defined per AR...

**Job Description:** Individuals in Quality Assurance, Monitoring & Testing are responsible for the assessment of outcomes from activities and processes against conformance with applicable requirements to strengthen risk management quality. This includes the development and execution of Monitoring and Testing for controls, such as control design assessment, design of operational effectiveness for monitoring & testing tools, monitoring/testing design assessment, and execution of monitoring/testing tools to assess the effectiveness of key controls designed to address defined risks. **Responsibilities:** - Good understanding of the Citi Risk & control framework and the underlying fundamentals o...

As an individual in Quality Assurance, Monitoring & Testing at our company, you will be responsible for assessing outcomes from activities and processes to ensure conformance with applicable requirements. Your role is crucial in strengthening risk management quality by performing quality testing for business function quality control and transformation lead quality control post the completion of an activity/process. This will involve developing and executing Monitoring and Testing for controls, including control design assessment, design of operational effectiveness for monitoring & testing tools, and execution of monitoring/testing tools to evaluate the effectiveness of key controls addressi...

Key Responsibilities: Franchise and business development Leverage industry network to initiate conversation across top tier large and regional banks with the aim of generating new business in the First Line of Defense (1LoD) and Second Line of Defense (2LoD) Credit risk management Liaise with business heads and business development team to identify opportunities and drive market outreach for credit risk offerings for the Wholesale banking clients across 1LoD and 2LoD life cycle Develop an account plan for identified target clients including insights on relevant businesses and their key decision makers Work closely with the members of the sales team on proposals, Requests for Proposal and Req...

We are looking for an objective Internal Auditor to add value and improve our operations by bringing a systematic and disciplined approach to the effectiveness of risk management, control, and governance processes. The successful candidate will possess a thorough knowledge of accounting procedures and a sound judgement. Responsibilities Perform and control the full audit cycle including risk management and control management over operations effectiveness, financial reliability and compliance with all applicable directives and regulations Determine internal audit scope and develop annual plans Obtain, analyse and evaluate accounting documentation, previous reports, data, flowcharts etc Prepar...

In this role at Citi, you will be part of the M&T Execution team within the Central Testing function. Your responsibilities will include: - Having a good understanding of the Risk & control framework and the underlying concepts on Risk Management - Assisting in performing the Quality check on the monitoring reviews per ARCM (Activity, Risk, Control & Monitoring) - Documenting quality fails, learnings, and issues and providing feedback to the Supervisor - Monitoring the compliance of control as appropriate to the regulatory requirement, mostly in Medium to High complex reviews with an Inherent Risk rating of 1 or 2 - Providing inputs during the Control & Monitoring Design Assessment (CMDA) to...

Role Overview: As an Officer, Quality Assurance, Monitoring & Testing Analyst 1 at Citi, you will be part of the Risk Management organization overseeing risk-taking activities and independently assessing risks and issues. Your role will involve establishing and maintaining the enterprise risk management framework to consistently identify, measure, monitor, control, and report material aggregate risks. You will be responsible for performing monitoring and testing of controls to strengthen risk management quality. Key Responsibilities: - Have a good understanding of the Citi Risk & control framework and the underlying fundamentals on Risk Management - Support in performing monitoring reviews i...

We are seeking a meticulous and organized Data Annotator for a 6-month contract, potentially extendable to 1 year. In this role, you will collaborate with our data science team and play a vital part in handling large textual data sets. Your primary responsibilities will include identifying and labeling named entities in text, classifying documents, validating machine learning model outputs, and identifying patterns in data. This position offers a chance to contribute significantly to the development of advanced machine learning models and to work on challenging tasks that have a broad impact. Responsibilities Identification and labeling of named entities in text, such as companies, locations...

As a member of the Quality Assurance, Monitoring & Testing team at Citi, you will be responsible for assessing outcomes from activities and processes to ensure conformance with applicable requirements, thereby strengthening risk management quality. Your role will involve the development and execution of monitoring and testing for controls, including control design assessment, operational effectiveness evaluation, and monitoring/testing tools execution to assess the effectiveness of key controls designed to address defined risks. **Key Responsibilities:** - Demonstrate a good understanding of the Citi Risk & control framework and the fundamentals of Risk Management. - Assist in conducting QA,...

In this role at Citi, you will be part of the M&T Execution, Control & Monitoring Design Assessment team within the Central Testing function. Your responsibilities will include: - Having a good understanding of the Risk & control framework and the underlying concepts on Risk Management - Assisting in performing the Quality check on the monitoring reviews as per ARCM (Activity, Risk, Control & Monitoring) - Documenting quality fails, learnings, or issues that may arise and providing feedback to the Supervisor - Monitoring the compliance of control as appropriate to the regulatory requirement, mostly in Medium to High complex reviews with an Inherent Risk rating of 1 or 2 - Providing inputs du...