Control Governance & Control Sr Manager

• Manage and develop a team of managers, experienced officers, and officers in roles with moderate complexity and risk in accomplishing goals and priorities associated with the functional area
• Engage and influence corporate heads, business heads, legal, audit, regulators, and industry partners associated with the function, or who are affected by its outcomes
• Identify and recommend Business Controls opportunities for process improvement and risk control development by managing and directing teams on strategy and execution of activities
• Determine appropriate strategies and actions of Business Controls functional area to meet moderate to high risk deliverables by ensuring that all business risk issues are proactively identified and addressed appropriately
• Interpret and develop policies and procedures for functions with moderate complexity within defined scope of responsibility
• Collaborate with and influence key stakeholders including managers
• Interact directly with relevant business groups
• Manage allocation of people and financial resources to ensure commitments are met and aligned with strategic objectives in Business Controls functional area
• Develop and guide a culture of Business Controls talent development to meet business objectives and strategies

Required Qualifications:

• 6+ years of Risk Management or Business Controls experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education
• 3+ years of management or leadership experience

Desired Qualifications:

• Manage and develop a team of Managers and/or Sr Officers, Officers, Associates, Specialists from cross-functional teams in accomplishing group strategic priorities.
• Execute against the key control pillars of Risk Assessment, Control Design, Governance, Control Programs and Issue Management
• The Control Sr Manager is the responsible risk management leader for control activities within Digital Technology and Innovation (DTI).
• The control leader is accountable to DTI team leaders for ensuring implementation of key front line risk programs, regulatory and enterprise risk programs.
• Need to work closely with other leaders in the Digital Technology space in the development and execution of company risk management strategies. Accordingly, critical success factors will include knowledge of risks in Technology, Information security, Software Development Life Cycle (SDLC) and Generative AI (Gen AI) fields and partner with the stakeholders to present opportunities or reflect gaps in the Companys risk management execution/direction.
• Execute and implements business control priorities and strategy; drive the control agenda across the business.
• Act as an advisor to technology leaders in developing risk mitigation strategies for technology release processes to address specific risk across different software development life cycle areas.
• Evaluate and provide strategic guidance for programs, policies and procedures to ensure alignment with regulatory requirements and risk strategies.
• Identify, recommend and ensure adherence to Controls in the various stages of software development life cycle.
• Support the business for the design of business-specific risk controls/processes and development of remediation plans to address any control weaknesses or gaps and identifies opportunities for enhancements.
• Ensures that business control issues are proactively identified and addressed appropriately, escalating where necessary.
• Oversees programs or initiatives related to a line of business and/or an Enterprise strategy with considerable impact across the Enterprise and externally and ensure appropriate plans to ensure delivery of the initiative.
• Key interface and fosters relationships with corporate, business heads, Corporate Risk, Legal, Audit, regulators, and industry partners regarding risk management of business-specific risk programs.
• Manage allocation of people and financial resources to ensure commitments are met and aligned with strategic objectives in Business Controls functional area
• Develop and guide a culture of Strong Controls Mindset, talent development to meet business objectives and strategies

Job Expectations:

• B Sc, B Com, BBM, MBA, M Com with Business, Finance, Banking, Accounting or Economics as preferred major subject.
• Demonstrated knowledge of Technology and Security risk frameworks ISO 27001, COSO, FAIR, COBIT, DevSecOps & Secure Software Development Frameworks, NIST CSF, AI RMF etc
• One or more industry certifications like CISA/ CISM/ CRISC/ CISSP/ CCSP or equivalent
• Strong Risk and Control fundamentals.
• Extensive understanding of Technical, SDLC, Information Security Risk Management in the Financial Services Industry.
• Experience in assessing risk, reviewing risk ratings, and identifying control deficiencies.
• Experience in building and managing teams, developing talent, and providing strong, proactive leadership.
• Proficient at effectively working and collaborating with teams within a matrixed organization.
• Experienced in building constructive and effective relationships. Delivers on commitments and renegotiates when needed. Strong sense of accountability.
• Creates and mentors on building constructive and effective relationships. Risk management experience with demonstrated leadership skills and ability to drive improvements.
• Proficient at influencing and consulting strategically across a large organization and with various levels of leadership/stakeholders.
• Balance strong, innovative problem-solving skills with the practical ability to implement workable solutions to problems in a fast-paced, deadline driven environment.
• Effectively communicates in both written and verbal formats with senior executive-level leaders.
• Demonstrate negotiation skills, especially with difficult topics when partnering with senior management. This includes the willingness and ability to question decisions, understand direction and escalate issues, where necessary.
• Ability to synthesize data from a variety of sources and deliver results quickly.
• Demonstrate ability to deliver high quality output from self and team.
• Demonstrated knowledge of defining and executing risk assessment frameworks focused on novel, emerging and mainstream technologies inclusive of distributed ledger technology, cloud operations, artificial intelligence.