48 Control Frameworks Jobs

As an Assistant General Manager (AGM) Record to Report (RTR) at our company, your role will be crucial in ensuring accurate financial reporting, accounting, and stakeholder management. You will lead a team, drive process excellence, ensure compliance, and collaborate with stakeholders to deliver precise and timely financial results. Key Responsibilities: - Lead the Record to Report (RTR) function, overseeing month-end, quarter-end, and year-end closing processes. - Ensure accuracy in accounting, reconciliations, and reporting while adhering to accounting standards and internal control requirements. - Manage and review journal entries, accruals, provisions, balance sheet reconciliations, and intercompany accounting activities. - Drive process improvements, standardization, and automation initiatives to enhance operational efficiency. - Collaborate with cross-functional teams to facilitate audits, ensure compliance, and meet financial analysis needs. - Monitor and enforce adherence to Service Level Agreements (SLAs), Key Performance Indicators (KPIs), and control frameworks. - Provide guidance, training, and performance management for the RTR team. Key Skills & Competencies: - Profound knowledge of R2R / RTR processes encompassing General Ledger (GL), closing & reporting, reconciliations, and internal controls. - Thorough understanding of accounting standards such as IFRS, US GAAP, and IND AS. - Proficiency in ERP systems like SAP, Oracle, etc., and advanced skills in MS Excel. - Strong analytical capabilities, problem-solving skills, and effective stakeholder management abilities. - Demonstrated proficiency in team management and performance enhancement. Qualifications & Experience: - Education: Chartered Accountant - Experience: 10-14 years of overall experience with a minimum of 4-5 years in R2R / RTR and team leadership. - Prior exposure to shared services or global finance operations is highly desirable.,

At American Express, the culture is built on a 175-year history of innovation, shared values, Leadership Behaviors, and an unwavering commitment to supporting customers, communities, and colleagues. As a part of Team Amex, you will receive comprehensive support for your holistic well-being and numerous opportunities to learn new skills, develop as a leader, and advance your career. Your voice and ideas hold value here, and your work will have a significant impact as we work together to shape the future of American Express. When you join Team Amex, you become a part of a global and diverse community of colleagues dedicated to supporting customers, communities, and each other. The company values your growth and development by providing benefits, programs, and flexibility that cater to your personal and professional needs. As the Manager Finance Data Governance in India, you will play a crucial role in overseeing the end-to-end process of financial regulatory data attestation within the Finance Data Governance Organization (FDG) under Corporate Controllership. Your responsibilities will include ensuring the accuracy, completeness, and traceability of data submitted to regulatory bodies. The ideal candidate for this role will possess deep knowledge of financial regulations, a strong grasp of data governance principles, and proven experience in implementing attestation processes in complex, regulated financial environments. Key Responsibilities: - Lead the implementation and ongoing execution of the regulatory data attestation framework across Finance. - Support in establishing standards, controls, and documentation protocols to ensure consistent and auditable sign-off on regulatory data submissions. - Develop and maintain attestation workflows, schedules, templates, and dashboards using an AMEX enterprise tool. - Perform data quality checks, transformation validations, and reconciliation activities to ensure attestation readiness. - Facilitate attestation review sessions with data stakeholders and maintain a clear audit trail of signoffs. - Generate and present attestation status reports for leadership and regulatory stakeholders. - Collaborate with internal audit and compliance teams to ensure policy alignment and audit preparedness. - Support the integration of data attestation into broader data governance, risk, and compliance frameworks. Qualifications: - Bachelor's degree in finance, Accounting, Information Management, or related field; advanced degree or certifications preferred. - 7+ years of work experience in data governance, data quality, regulatory reporting, or audit/compliance roles. - Experience in Finance, Banking, or similar industries is advantageous. - Strong understanding of data flows, data lineage, and control frameworks across various architectures/platforms. - Familiarity with attestation, data certification, or data sign-off practices in regulated environments. - Strong relationship skills and communication are essential for effective collaboration with multiple groups. - Experience supporting regulatory reporting. - Self-motivated and proactive with the ability to manage multiple assignments within tight deadlines. - Flexibility, ability to prioritize demands, and effectively manage in a matrix organization. At American Express, we offer benefits that support your holistic well-being, including competitive base salaries, bonus incentives, financial well-being support, comprehensive medical, dental, vision, life insurance, disability benefits, flexible working models, generous paid parental leave policies, access to wellness centers, counseling support, and career development opportunities. Please note that the offer of employment with American Express is subject to the successful completion of a background verification check in accordance with applicable laws and regulations.,

Responsibilities IT SOX Analyst Perform various system access administrative tasks for SoX governed applications, including but not limited to provisioning, de-provisioning, user maintenance, and recertification activities, on a weekly, monthly, and quarterly basis Coordinate with functional counterparts to implement changes resulting from audit controls Provide evidence to support internal audit logical security controls across SoX governed applications Coordinate with access owners to conduct periodic access reviews Coordinate with SAP Security specialists for role creation/maintenance Provide weekly metrics on number of requests and audit controls processed Requirements Minimum of two years Application Security experience (Application or Database Administration) Minimum of two years of SoX audit experience working with internal and external auditors Knowledge of access provisioning, de-provisioning, role administration Experience with delivery of audit evidence to support logical security access controls Experience managing workload using IT Service Management ticketing tools, ServiceNow preferred Experience with security administration/risk management of SAP systems or solutions complementing SAP, such as Blackline, SailPoint, Ariba, and SNOWFLAKE

Join us for a role in "CCO Functions" at Barclays, where you'll spearhead the evolution of our digital landscape, driving innovation and excellence. You'll harness cutting-edge technology to revolutionize our digital offerings, ensuring unparalleled customer experiences. To be successful as a Tech Assurance AVP SOX, you should have experience with testing IT Application Controls (ITAC) / IT General Controls (ITGC) / Cyber Security Assessments and hands-on experience in IT Audits / IT Assessments and GRC (Governance, Risk & Controls), specifically SOx Review. It is essential to have a good understanding of industry frameworks such as COSO, COBIT, NIST, ISO27001, and control frameworks used in IT SOx. A Bachelor's degree in information systems / technology, Computer Science, Information Security, Computer Applications, or a similar field; or a Bachelor's degree in accounting / finance / business with relevant experience in IT Audit is required. Additionally, a relevant professional certification (CISA, CISSP, CRISC, CISM, ISO 27001) or equivalent, extensive knowledge of technology risk and control, including relevant tools and techniques, and an understanding of programming/ database languages such as C++, Java, COBOL, SQL / Cyber Security Frameworks, Standards, and Principles are necessary. Understanding of key ITAC categories and depth of knowledge of technology risk areas are also important. Proficiency in Advanced Excel skills and experience using data analysis or CAATs would be advantageous. Some other highly valued skills may include understanding of Identity Access Management, Privileged Access Management, and Cloud Security, practical experience in managing Technology Risks & Controls in Banking/ NBFC domains, and practical experience in design and development of SharePoint or similar tools. You may be assessed on key critical skills relevant for success in the role, such as risk and controls, change and transformation, business acumen, strategic thinking, digital and technology, as well as job-specific technical skills. Location - Chennai. Purpose of the role: To partner with the bank, provide independent assurance on control processes, and advise on improvements to ensure the efficiency and effectiveness of the bank's internal controls framework. Accountabilities: - Collaboration across the bank to maintain a satisfactory, robust, and efficient control environment through the execution of ad-hoc assessments and testing on the design and operational effectiveness of internal controls aligned to control policies and standards. - Development of detailed test plans and procedures to identify weaknesses in internal controls and other initiatives aligned to the bank's control framework to mitigate potential risks and issues. - Communication of key findings and observations to relevant stakeholders and business units to improve overall control efficiency and provide corrective actions to senior managers. - Development of a knowledge center containing detailed documentation of control assessments, testing on design and operational effectiveness of procedures, findings, and distribution of material on internal controls to train and upskill colleagues within the bank. Assistant Vice President Expectations: - Consult on complex issues, provide advice to People Leaders to support the resolution of escalated issues. - Identify ways to mitigate risk and develop new policies/procedures in support of the control and governance agenda. - Take ownership for managing risk and strengthening controls in relation to the work done. - Collaborate with other areas of work, engage in complex analysis of data from multiple sources, communicate complex information, and influence or convince stakeholders to achieve outcomes. All colleagues will be expected to demonstrate the Barclays Values of Respect, Integrity, Service, Excellence, and Stewardship and the Barclays Mindset to Empower, Challenge, and Drive.,

At BNY, our culture allows us to run our company better and enables employees growth and success.As a leading global financial services company at the heart of the global financial system, we influence nearly 20% of the world's investible assets. Every day, our teams harness cutting-edge AI and breakthrough technologies to collaborate with clients, driving transformative solutions that redefine industries and uplift communities worldwide. Recognized as a top destination for innovators and champions of inclusion, BNY is where bold ideas meet advanced technology and exceptional talent. Together, we power the future of finance - and this is what #LifeAtBNY is all about. Join us and be part of something extraordinary. We're seeking a future team member for the role of Vice President (VP) Internal Auditor to join our Compliance and Financial Crimes team in Internal Audit. This role is located in Manchester - Hybrid position (4 days in office). In this role, you'll make an impact in the following ways: Participate in delivering audit, risk, and control assessments covering the bank's full scope of regulatory compliance and anti-financial crime control frameworks Participate in all stages of the Internal Audit cycle including planning, fieldwork, and reporting, and validating the actions our businesses take to address risk and control issues Identify meaningful issues that impact the businesses and activities we review. And you'll be collaborating with Internal Audit and Business management to develop appropriate remedial action to address the issues identified Take the lead for planning and delivering audit work, participating in change projects, and joining meetings with stakeholders to understand what's new or changing in their businesses Prepare documented issues, make smart recommendations to address gaps, and draft audit reports Follow up audit actions and where necessary test and validate that the actions meet our standards and address our concerns Build on the strong relationships we have with our key stakeholders in the business and with our colleagues throughout the global Internal Audit team Contribute to Internal Audit's Continuous Monitoring work - where we stay close to new and changing risk conditions throughout the businesses we cover To be successful in this role, we're seeking the following: Experience working in a Financial Services Internal Audit team and a proven ability to understand, assess, and describe risks and controls relevant to regulatory compliance and financial crime prevention. We seek a solid grasp of the key activities and methods used by an Internal Audit team, including identifying, assessing, and documenting risks and controls designing and executing audit tests to evaluate the design and operational effectiveness of controls and compiling findings to enable the business to implement appropriate corrective measures. Our team evaluates a wide spectrum of risk and control areas encompassing the entire regulatory conduct (non-financial compliance) and financial crime compliance framework. You should demonstrate familiarity with key concepts such as market, customer, and employee conduct, anti-money laundering controls, and economic sanctions. Ideally, you will have relevant experience or qualifications in these fields however, it is essential that you show a strong awareness of current compliance and financial crime control issues and a keen interest in expanding your expertise in these areas. Excellent written and verbal communication. We work with business stakeholders at all levels of the organization so the ability to demonstrate a degree of gravitas and technical credibility, particularly when discussing complex topics, is essential. You will be educated to degree level or an equivalent professional qualification. Ideally, you will have completed a recognized relevant post-graduate qualification (e.g. CIA, CMIIA, ACA, ACCA, CAMS), but this is not essential and we'll be keen to consider candidates that can demonstrate their professional experience working in a financial services internal audit function, and possibly with direct experience of auditing compliance and financial crime controls. At BNY, our culture speaks for itself, check out the latest BNY news at: Here's a few of our recent awards: America's Most Innovative Companies, Fortune, 2025 World's Most Admired Companies, Fortune 2025 Most Just Companies, Just Capital and CNBC, 2025 Our Benefits and Rewards: BNY offers highly competitive compensation, benefits, and wellbeing programs rooted in a strong culture of excellence and our pay-for-performance philosophy. We provide access to flexible global resources and tools for your life's journey. Focus on your health, foster your personal resilience, and reach your financial goals as a valued member of our team, along with generous paid leaves, including paid volunteer time, that can support you and your family through moments that matter. BNY is an Equal Employment Opportunity/Affirmative Action Employer - Underrepresented racial and ethnic groups/Females/Individuals with Disabilities/Protected Veterans.

Job Description At American Express, our culture is built on a 175-year history of innovation, shared and Leadership Behaviors, and an unwavering commitment to back our customers, communities, and colleagues. As part of Team Amex, you'll experience this powerful backing with comprehensive support for your holistic well-being and many opportunities to learn new skills, develop as a leader, and grow your career. Here, your voice and ideas matter, your work makes an impact, and together, you will help us define the future of American Express. You Lead the Way. We've Got Your Back. With the right backing, people and businesses have the power to progress in incredible ways. When you join Team Amex, you become part of a global and diverse community of colleagues with an unwavering commitment to back our customers, communities and each other. Here, you'll learn and grow as we help you create a career journey that's unique and meaningful to you with benefits, programs, and flexibility that support you personally and professionally. At American Express, you'll be recognized for your contributions, leadership, and impact-every colleague has the opportunity to share in the company's success. Together, we'll win as a team, striving to uphold our company values and powerful backing promise to provide the world's best customer experience every day. And we'll do it with the utmost integrity, and in an environment where everyone is seen, heard and feels like Manager - Finance Data Governance (India) As part of the Finance Data Governance Organization (FDG) within Corporate Controllership, this role is responsible for overseeing the end-to-end process of financial regulatory data attestation, ensuring the accuracy, completeness, and traceability of data submitted to regulatory bodies. The ideal candidate will have deep knowledge of financial regulations, a strong command of data governance principles, and proven experience implementing attestation processes in complex, regulated financial environments Key Responsibilities: Lead the implementation and ongoing execution of the regulatory data attestation framework across Finance. Support in establishing standards, controls, and documentation protocols to ensure consistent and auditable sign-off on regulatory data submissions (e.g., FR Y-9C, CCAR, Basel, BCBS 239). Develop and maintain attestation workflows, schedules, templates, and dashboards using an AMEX enterprise tool. Perform and document data quality checks, transformation validations, and reconciliation activities in support of attestation readiness. Facilitate attestation review sessions with data stakeholders and maintain a clear audit trail of signoffs. Generate and present attestation status reports for leadership and regulatory stakeholders. Collaborate with internal audit and compliance teams to ensure policy alignment and audit preparedness. Support the integration of data attestation into broader data governance, risk, and compliance frameworks. Qualifications: Bachelor's degree in finance, Accounting, Information Management, or related field advanced degree or certifications (e.g., CA, CPA, CISA, CDMP) preferred. 7 plus years of work experience in data governance, data quality, regulatory reporting, or audit/compliance roles. Experience of Finance, Banking, or similar industries is a strong plus. Strong understanding of data flows, data lineage, and control frameworks across a wide range of architectures/platforms. Familiarity with attestation, data certification, or data sign-off practices in regulated environments (e.g. OCC, FRB, etc.) Strong relationship skills and communication is essential as the role require partnering with multiple groups e.g., Business process owners, Technologies, and Enterprise Data Governance. Experience supporting regulatory reporting (e.g., FR2052a, FRY 14s, FFIEC 031, FRY9C, etc.) Self-motivated and proactive, ability to manage multiple assignments and projects concurrently within tight deadlines. Ability to be flexible, prioritize multiple demands, and effectively manage in a matrix organization. We back you with benefits that support your holistic well-being so you can be and deliver your best. This means caring for you and your loved ones physical, financial, and mental health, as well as providing the flexibility you need to thrive personally and professionally: Competitive base salaries Bonus incentives Support for financial-well-being and retirement Comprehensive medical, dental, vision, life insurance, and disability benefits (depending on location) Flexible working model with hybrid, onsite or virtual arrangements depending on role and business need Generous paid parental leave policies (depending on your location) Free access to global on-site wellness centers staffed with nurses and doctors (depending on location) Free and confidential counseling support through our Healthy Minds program Career development and training opportunities American Express is an equal opportunity employer and makes employment decisions without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, veteran status, disability status, age, or any other status protected by law. Offer of employment with American Express is conditioned upon the successful completion of a background verification check, subject to applicable laws and regulations.

As a Reporting Subject Matter Expert (SME) at HSBC, you will have the opportunity to work in the Finance business sector. Your primary responsibilities will involve collaborating closely with various teams such as Change, IT, Production/reporting leads, Risk, Policy, and Legal departments on projects related to IRR remediation and other control/audit initiatives. You will contribute to the delivery of the Global Finance Change Regulatory Reporting Value Stream solution, including ongoing and upcoming projects under the GSIB Framework changes and other upstream modifications. Your role will encompass reviewing and challenging the G-SIB Indicator data incorporated in regulatory returns and external disclosures to ensure compliance with the Control and Assurance Framework. You will be responsible for defining, developing, and translating requirements throughout the project lifecycle, from high-level business requirements to system requirements and test conditions. Your expertise in Regulatory Reporting requirements across multiple regulators like PRA, ECB, HKMA, and OSFI will be essential for managing the Regulatory Change portfolio and supporting related activities within it. To excel in this role, you should possess a solid understanding of change and implementation approaches, tools, and techniques for gathering and managing business requirements. You will be expected to maintain a deep pool of Regulatory production and reporting expertise while fostering a culture of continuous improvement within the team. Embracing new methodologies such as Agile and encouraging the adoption of innovative technologies will be crucial for driving efficiency in reporting processes. As a successful candidate, you should hold a qualification as a Chartered Accountant (CA), Cost & Works Accountant (ICWA), MBA in Finance, or Engineering Graduate with relevant experience. Your background should include experience in Regulatory or financial reporting processes, along with the ability to grasp and apply complex technical frameworks. Strong communication skills, both written and verbal, are essential for effectively conveying complex ideas to a diverse global audience. In addition, you should have a good grasp of control frameworks, financial products, and banking business operations to enhance reporting requirements. Building effective relationships with stakeholders of various levels and geographical locations will be crucial in this role. Your curiosity and interest in leveraging new technologies to improve reporting processes will be highly valuable for driving innovation and efficiency. Join HSBC today and discover how your expertise and contributions can make a significant impact on our global operations. At HSBC, we value your personal data and handle it in accordance with our Privacy Statement, available on our website.,

At EY, you'll have the chance to build a career as unique as you are, with the global scale, support, inclusive culture, and technology to become the best version of you. And we're counting on your unique voice and perspective to help EY become even better, too. Join us and build an exceptional experience for yourself, and a better working world for all. As a Risk consultant, you'll contribute technically to Risk Consulting client engagements and internal projects. An important part of your role will be to actively establish, maintain, and strengthen internal and external relationships. You'll also identify potential business opportunities for EY within existing engagements and escalate these as appropriate. Similarly, you'll anticipate and identify risks within engagements and share any issues with senior members of the team. In line with EY's commitment to quality, you'll confirm that work is of high quality and is reviewed by the next-level reviewer. As an influential member of the team, you'll help to create a positive learning culture, coach and counsel junior team members, and help them to develop. The opportunity We're looking for Seniors Consultants to join the leadership group of our EY-Consulting Technology Risk Team. This is a fantastic opportunity to be part of a leading firm while being instrumental in the growth of a new service offering. Your key responsibilities - Participate in IT Risk and Assurance engagements. - Work effectively as a team member, sharing responsibility, providing support, maintaining communication, and updating senior team members on progress. - Help prepare reports and schedules that will be delivered to clients and other parties. - Develop and maintain productive working relationships with client personnel. - Responsible for managing reporting on assurance findings and ensure control owners take remediation action as required. - Identify, lead, and manage the continuous improvement of Internal Controls through implementation of continuous control monitoring and automation. - Obtain and review evidence of compliance for adherence to standards. - Key domains of compliance controls, including change management, access to system, network and Data, computer operations and system development. - Stay current with and promote awareness of applicable regulatory standards, upstream risk, and industry best practices across the enterprise. - Understanding on Control frameworks such as COSO, internal control principal and related regulations including SOX and J-SOX. Common IT governance and Assurance standards including NIST, COBIT, Risk IT, ITIL, and third-party reporting standards as SSAE16. - Understanding on independent and risk-based operational audits such as Software Development Life Cycle (SDLC), Business Resilience, Cybersecurity audits, Data privacy, and data protection audits, Network security audit. - Understanding and hands-on experience on data analysis tools such as Tableau, Power Bi, python, etc. - Conduct performance reviews and contribute to performance feedback for staff. - Adhere to the Code of Conduct. The Code of Conduct sets the standards of behavior, actions, and decisions we expect from our people. Skills and attributes for success - Experience in application controls and Information security experience. - Understanding of risk management systems and processes. - Ability to build relationships with key stakeholders across different levels of seniority. - Strong written and verbal communication skills. To qualify for the role, you must have: - Preferably bachelor's degree in (Finance/Accounting, Electronics, Electronics & Telecommunications, Comp. Science)/MBA/M.Sc./CA. - Minimum of 1-2 years of experience in internal controls and Internal Audit. - Enterprise risk services with specific focus on IT and related industry standards. - IT Risk Assurance framework. - Control frameworks such as COSO, internal control principles, and related regulations including SOX and J-SOX. - Preferred security skills related to a broad range of operating systems, databases, or security tools, e.g., UNIX, Linux, Windows 2000 and NT, firewalls, and IDS systems. - Familiarity with IT analysis, delivery, and operations methods, including SDLC and CM. - Familiarity with security and risk standards such as ISO 27001-2, PCI DSS, NIST, ITIL, COBIT. - Experience of security testing methods and techniques including network, operating, and application system configuration review. - Application controls and security experience: sensitive access and SOD testing, controls testing. - Knowledge of data analysis tools like MS Excel, MS Access, MS SQL Server, ACL, Monarch, etc. - Preferred Certifications: CISA. What we look for We believe that you should own and shape your career. But we'll provide the support and opportunities to develop the skills, knowledge, and experience to succeed. The strength of our global network, combined with local empowerment and a relentless focus on winning in specific markets, means you'll interact and team with individuals from various geographies and sectors. So, whenever you join, however long you stay, the exceptional EY experience lasts a lifetime. What working at EY offers At EY, we're dedicated to helping our clients, from startups to Fortune 500 companies, and the work we do with them is as varied as they are. You get to work with inspiring and meaningful projects. Our focus is education and coaching alongside practical experience to ensure your personal development. We value our employees, and you will be able to control your own development with an individual progression plan. You will quickly grow into a responsible role with challenging and stimulating assignments. Moreover, you will be part of an interdisciplinary environment that emphasizes high quality and knowledge exchange. Plus, we offer: - Support, coaching, and feedback from some of the most engaging colleagues around. - Opportunities to develop new skills and progress your career. - The freedom and flexibility to handle your role in a way that's right for you. EY | Building a better working world EY exists to build a better working world, helping to create long-term value for clients, people, and society and build trust in the capital markets. Enabled by data and technology, diverse EY teams in over 150 countries provide trust through assurance and help clients grow, transform, and operate. Working across assurance, consulting, law, strategy, tax, and transactions, EY teams ask better questions to find new answers for the complex issues facing our world today.,

The Enterprise Information Governance (EIG) function within London Stock Exchange Group (LSEG) is responsible for designing and maintaining a comprehensive data policy framework. This framework includes standards, controls, metrics, guidance, training materials, and reporting on policy compliance and control assurance. Collaboration with all LSEG divisions is crucial to ensure effective control execution, strict compliance with minimum standards, and provision of support and guidance. As a key member of the team, you will contribute significantly to the continuous development of the framework. Your role will involve meeting governance expectations, improving data practices, and managing data resilience and risk effectively. Key Responsibilities: - Perform control assurance for data and records key controls across various scenarios. - Review solutions and transformation initiatives to ensure minimum standards are met. - Serve as a domain expert in data governance and records management, providing guidance to collaborators. - Develop relationships and coordinate with all architecture forums. - Create and be accountable for the metrics requirements, ensuring their quality and visualization. - Prepare internal presentations providing updates on program status, progress, challenges, and risks. - Collaborate with the Data Governance Manager and team members to stay aligned on priorities and projects. - Participate in internal working groups to support processes effectively. Required Skills: - Hands-on experience with assurance activities. - Prior knowledge in IT compliance and auditing roles. - Good understanding of control frameworks and risk management. - Experience running operational processes. - In-depth understanding of Data Governance principles and their application within an organization. - Appreciation of data risk and associated governance controls. - Familiarity with on-premises infrastructure and cloud architecture. - Demonstrable ability to collaborate effectively with engineering and technology partners. - Experienced in leading data governance partnerships and delivering results within timelines. Education: - Bachelors or masters in computer science, Business Administration, Information Management or Information Sciences. - Education in Information Management, Information Science or certification in professional data courses is a plus. LSEG is a leading global financial markets infrastructure and data provider. Our purpose is driving financial stability, empowering economies, and enabling customers to create sustainable growth. We value diversity and encourage new ideas to support sustainable economic growth and the transition to net zero. Join us to be part of a dynamic organization and make a difference in the financial ecosystem.,

Job Description At American Express, our culture is built on a 175-year history of innovation, shared and Leadership Behaviors, and an unwavering commitment to back our customers, communities, and colleagues. As part of Team Amex, you'll experience this powerful backing with comprehensive support for your holistic well-being and many opportunities to learn new skills, develop as a leader, and grow your career. Here, your voice and ideas matter, your work makes an impact, and together, you will help us define the future of American Express. You Lead the Way. We've Got Your Back. With the right backing, people and businesses have the power to progress in incredible ways. When you join Team Amex, you become part of a global and diverse community of colleagues with an unwavering commitment to back our customers, communities and each other. Here, you'll learn and grow as we help you create a career journey that's unique and meaningful to you with benefits, programs, and flexibility that support you personally and professionally. At American Express, you'll be recognized for your contributions, leadership, and impact-every colleague has the opportunity to share in the company's success. Together, we'll win as a team, striving to uphold our company values and powerful backing promise to provide the world's best customer experience every day. And we'll do it with the utmost integrity, and in an environment where everyone is seen, heard and feels like Manager - Finance Data Governance (India) As part of the Finance Data Governance Organization (FDG) within Corporate Controllership, this role is responsible for overseeing the end-to-end process of financial regulatory data attestation, ensuring the accuracy, completeness, and traceability of data submitted to regulatory bodies. The ideal candidate will have deep knowledge of financial regulations, a strong command of data governance principles, and proven experience implementing attestation processes in complex, regulated financial environments Key Responsibilities: Lead the implementation and ongoing execution of the regulatory data attestation framework across Finance. Support in establishing standards, controls, and documentation protocols to ensure consistent and auditable sign-off on regulatory data submissions (e.g., FR Y-9C, CCAR, Basel, BCBS 239). Develop and maintain attestation workflows, schedules, templates, and dashboards using an AMEX enterprise tool. Perform and document data quality checks, transformation validations, and reconciliation activities in support of attestation readiness. Facilitate attestation review sessions with data stakeholders and maintain a clear audit trail of signoffs. Generate and present attestation status reports for leadership and regulatory stakeholders. Collaborate with internal audit and compliance teams to ensure policy alignment and audit preparedness. Support the integration of data attestation into broader data governance, risk, and compliance frameworks. Qualifications: Bachelor's degree in finance, Accounting, Information Management, or related field advanced degree or certifications (e.g., CA, CPA, CISA, CDMP) preferred. 7 plus years of work experience in data governance, data quality, regulatory reporting, or audit/compliance roles. Experience of Finance, Banking, or similar industries is a strong plus. Strong understanding of data flows, data lineage, and control frameworks across a wide range of architectures/platforms. Familiarity with attestation, data certification, or data sign-off practices in regulated environments (e.g. OCC, FRB, etc.) Strong relationship skills and communication is essential as the role require partnering with multiple groups e.g., Business process owners, Technologies, and Enterprise Data Governance. Experience supporting regulatory reporting (e.g., FR2052a, FRY 14s, FFIEC 031, FRY9C, etc.) Self-motivated and proactive, ability to manage multiple assignments and projects concurrently within tight deadlines. Ability to be flexible, prioritize multiple demands, and effectively manage in a matrix organization. Guardian We back you with benefits that support your holistic well-being so you can be and deliver your best. This means caring for you and your loved ones physical, financial, and mental health, as well as providing the flexibility you need to thrive personally and professionally: Competitive base salaries Bonus incentives Support for financial-well-being and retirement Comprehensive medical, dental, vision, life insurance, and disability benefits (depending on location) Flexible working model with hybrid, onsite or virtual arrangements depending on role and business need Generous paid parental leave policies (depending on your location) Free access to global on-site wellness centers staffed with nurses and doctors (depending on location) Free and confidential counseling support through our Healthy Minds program Career development and training opportunities American Express is an equal opportunity employer and makes employment decisions without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, veteran status, disability status, age, or any other status protected by law. Offer of employment with American Express is conditioned upon the successful completion of a background verification check, subject to applicable laws and regulations.

The key focus of Institutional Credit Managements (ICM) is to deliver a comprehensive credit underwriting, monitoring, management, and reporting system for wholesale credit businesses enterprise-wide. As a part of ICM, Wholesale Credit Risk (WCR) In-Business Quality Assurance (QA) plays a crucial role in ensuring adherence to established standards and processes. WCR In-Business QA conducts quality assurance reviews (QARs) to evaluate the group's policies, procedures, programs, and practices related to wholesale credit risk management. The findings of these reviews help in identifying operational and control weaknesses, training requirements, and process deficiencies. Reporting to the WCR Head of In-Business QA, the incumbent in this role will collaborate with various stakeholders including WCR businesses, In-Business Credit Risk, Independent Risk, Banking & International Credit Review (BICR), Internal Audit, and Regulators. The position is based in Mumbai, India, and reports to the In-Business QA WLCR Enablement Head. Key Responsibilities: - Keep abreast of WCR policies and standards to develop centralized test scripts for QARs - Lead testing strategy development and coordination in alignment with business needs - Collaborate with teams to ensure effective execution of QARs through capacity planning and test script development - Manage relationships with multiple stakeholders and provide impactful input through active interactions - Represent IBQA in working groups for internal and regulatory remediations - Assist in establishing WCR IBQA policies, procedures, risk assessment, and controls - Stay informed about regulatory changes and industry news - Support internal projects and initiatives of WLCR/CCR/Data IBQA - Contribute to WCR IBQA Voice of the Employee (VOE) and diversity and inclusion initiatives - Limited travel required (less than 10%) Knowledge/Experience: - 12-14 years of experience in wholesale banking, credit risk management, operations, or internal audit at an investment or large commercial bank - Strong understanding of risk management and control frameworks in wholesale lending management - Proficiency in designing and implementing assurance frameworks and executing change seamlessly - Experience in preparing presentations for senior management - Knowledge of control environments and Quality Assurance practices Skills/Competencies: - Strategic orientation to drive best practices and support safety and soundness within ICM and Citi - Proven managerial skills in team-building - Excellent interpersonal skills and ability to influence without direct authority - Strong organizational skills and ability to prioritize effectively - Exceptional written and verbal communication skills - Proficiency in Microsoft Office applications (Word, Excel, PowerPoint) Qualifications: - BA/BSc or higher degree in Business (MBA) or related field This role falls under the Controls Governance & Oversight job family and is categorized under Quality Assurance, Monitoring & Testing. It is a full-time position at Citi.,

You will be part of KPMG in India, a professional services firm affiliated with KPMG International Limited since August 1993. Leveraging a global network, our professionals stay updated on local laws, regulations, markets, and competition. With offices across India, we offer services to national and international clients, striving to provide rapid, performance-based, industry-focused, and technology-enabled solutions tailored to global and local industries. To excel in this role, you should possess a minimum of 6+ years of development experience in OneTrust GRC, TPRM, and Privacy. Strong verbal and written communication skills are essential, with a proven track record in handling GRC, TPRM, and Privacy matters. Responsibilities will include creating/managing user groups and privileges in OneTrust, as well as modifying/integrating templates and workflows. Monitoring integrations for performance enhancements and addressing issues is a key part of the role. Proficiency in Rest APIs, SOAP APIs, and familiarity with any coding language is required. A solid understanding of JSON, WSDL, and XML is beneficial. Knowledge of risk controls, control frameworks, and experience in related areas will be advantageous. The position offers an equal employment opportunity. Qualifications: B.Tech/B.E.,

As a Regulatory and Compliance Specialist for the Tech and Cyber GRC team at London Stock Exchange Group (LSEG), your main responsibility will be handling regulatory assessments for regulated entities to ensure all compliance matters are of high quality and centrally supported with policies and standards. You will also lead the Governance of Technology and cyber-related Internal Audit and External audit actions, support the development and maintenance of a central repository of Cybersecurity regulatory guidance, and engage partners in governance forums to resolve critical issues. Your role will involve maintaining central repositories of Technology & Cyber audit & regulatory evidence, customer responses (RFIs), and ensuring conformance with Regulatory, Company, and Industry standards. You will work closely with Compliance and second line of defence teams to address regulatory and customer responses in a timely manner, provide regular updates to relevant committees and management teams, and produce the required Metrics. In terms of leadership responsibilities, as the team is in a state of growth, leadership will be crucial to establish itself as a trusted risk partner. You will be responsible for ongoing and periodic regulatory and compliance responses, audit engagement management, responding to customer RFIs, and maintaining quality assurance on responses required for customer RFIs. This role will have a high impact as you will act as an interface between the technology and cyber security team, ensuring alignment to regulatory requirements, compliance, and customer requests for information. It is an opportunity to become a trusted risk partner and support the business with their Audit, Regulatory, or Customer demands. To excel in this position, you should have a strong understanding and working knowledge of control frameworks based on industry best practices such as NIST, COBIT, and ISO27001. A cyber security qualification (e.g., CISSP / CISM) and Information Security auditing qualification (e.g., CISA) would be desirable. Additionally, you should have a demonstrable working knowledge of key technology and cyber security controls, IT and cybersecurity policies and standards, operational risk frameworks, regulatory compliance, technology resiliency, and data protection. Experience in Financial Services, Technology & Cyber Security sectors, and leadership and management skills will be beneficial. Personal skills such as critical thinking, objective analysis, partnership, influence, negotiation, and conflict resolution will play a key role in your success in this role at LSEG. Joining LSEG means being part of a global organization with a dynamic and diverse workforce, where individuality is valued, and ideas are encouraged. You will contribute to driving sustainable economic growth and supporting the transition to a net-zero economy while enjoying tailored benefits and support including healthcare, retirement planning, and wellbeing initiatives.,

Job description Some careers shine brighter than others. If you're looking for a career that will help you stand out, join HSBC and fulfil your potential. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, HSBC offers opportunities, support and rewards that will take you further. HSBC is one of the largest banking and financial services organisations in the world, with operations in 64 countries and territories. We aim to be where the growth is, enabling businesses to thrive and economies to prosper, and, ultimately, helping people to fulfil their hopes and realise their ambitions. We are currently seeking an experienced professional to join our team in the role ofSenior Consultant Specialist In this role, you will: Monitor key control indicators (KCIs) to track the effectiveness of risk mitigation efforts and report to management. Provide advice, guidance and assessment of application of policies, control standards, and procedures. Provide support on initiatives to drive improvements to the Technology control environment, including the effective design of material controls. Advocate the desired behavioural changes across the CIO community required to mature the understanding and management of technology risk controls. Assist the management team to Enhance technology control frameworks, ensuring they are effective, adaptable, and compliant with industry regulations and standards. Contribute to high-level risk assessments to identify and evaluate potential risks, providing insights for informed decision-making. Collaborate closely with direct leadership to integrate risk considerations into strategic technology planning and decision-making processes. Stay abreast of emerging technologies and cybersecurity threats, anticipate, and address potential risks. Have a good understanding of Operational Risk, particularly the key role played by Technology Requirements To be successful in this role, you should meet the following requirements: Bachelor's degree (or equivalent experience) in Information Technology, Computer Science, or a related field Knowledge and experience of technology risk management, with a knowledge of control frameworks Understanding of Technology Risk and Control principles Analytical and problem-solving skills, with the ability to navigate technology landscapes. Knowledge of enterprise risk management software and tools A commitment to continuous learning and staying at the forefront of technology concepts and practices. Understanding of Technology Evergreening in a large organisation is desirable. Understanding of Technology infrastructure as used in a large organisation. You'll achieve more when you join HSBC. HSBC is committed to building a culture where all employees are valued, respected and opinions count. We take pride in providing a workplace that fosters continuous professional development, flexible working and opportunities to grow within an inclusive and diverse environment. Personal data held by the Bank relating to employment applications will be used in accordance with our Privacy Statement, which is available on our website. Issued by - HSBC Software Development India

The Divisional Control Officer (DCO) for Group Treasury in Mumbai, India, holds the position of Associate Vice President and is responsible for monitoring, managing, and mitigating Non-Financial Risk across Group Treasury and Legacy Portfolios. The DCO team oversees the risk and control strategy, provides a consolidated view of non-financial risks, and ensures risk-based control reporting of key issues. Key responsibilities include supervising cyclical activities such as annual control self-assessments, incident research, and remediation monitoring. The DCO collaborates with other risk and control functions to drive transparency and consistency. This role offers a unique opportunity to manage global deliverables across the Risk and Control and Findings Management frameworks for the 1LoD Business. The successful candidate will support the DCO in remediation of risk and control issues, deliver the unit's controls agenda, and ensure proactive identification and management of operational risks. Additionally, they will provide updates to Non-Financial Risk Governance meetings and assist Risk Owners in determining Key Controls for the unit. The ideal candidate will possess knowledge of risk and control frameworks relevant to Group Treasury, the ability to work independently and in a team, and experience in working under pressure and to tight deadlines. Strong communication skills, attention to detail, and the ability to work under time pressure are essential. Experience in Audit, Controls Testing, or 2nd line Assurance roles would be advantageous. Employee benefits include a best-in-class leave policy, gender-neutral parental leaves, childcare assistance, sponsorship for industry certifications, and comprehensive insurance coverage. Training, coaching, and a culture of continuous learning are provided to support career development and progression. Deutsche Bank Group values a positive, fair, and inclusive work environment where individuals are empowered to excel together. Applications from all backgrounds are welcome to join the collaborative and success-driven culture of Deutsche Bank Group.,

About KPMG in India KPMG entities in India are professional services firm(s) affiliated with KPMG International Limited. KPMG has been a part of the Indian professional landscape since August 1993. Leveraging the global network of firms, our professionals are well-versed in local laws, regulations, markets, and competition. With offices spanning across India in cities like Ahmedabad, Bengaluru, Chandigarh, Chennai, Gurugram, Hyderabad, Jaipur, Kochi, Kolkata, Mumbai, Noida, Pune, Vadodara, and Vijayawada, we cater to both national and international clients in various sectors. KPMG entities in India are committed to offering rapid, performance-based, industry-focused, and technology-enabled services. Our expertise reflects a deep understanding of global and local industries, along with significant experience in the Indian business environment. The ideal candidate for this role should possess: - Proven experience in Business Analysis related to Non-Financial Regulatory Reporting, covering regulations such as CFTC, EMIR, FCA, MIFID II, ASIC, and MAS. - Strong comprehension of OTC derivative products across different asset classes. - Demonstrated involvement in the implementation and remediation of regulatory changes, including hands-on experience in conducting root cause analysis. - Proficiency in mapping data lineage across diverse systems and platforms. - Experience in establishing control frameworks utilizing third-party tools like TriResolve, DUCO, Droit, and Kaizen. - Good understanding of global regulatory requirements and standards. Additionally, basic proficiency in SQL for data analysis and querying purposes is expected. KPMG in India provides equal employment opportunities. QUALIFICATIONS: - MBA,

You should have a minimum of 8 to 10 years of experience in consulting or handling change programs within investment banking. Your track record should demonstrate successful delivery of complex change projects in financial markets/trading environments. It is essential to possess a strong understanding of investment banking/markets products and operations. Specifically, experience in Equities Prime Brokerage (Cash or Synthetic) is required, covering aspects like trade capture, lifecycle, risk & margin, and client experience. Your expertise should extend to Equity Finance / Securities Lending, including Availability, Trade Management, Inventory Management, Tri-party, and Collateral. Awareness of regional variations in this domain is beneficial. A sound understanding of various financial products such as Derivatives, Corporate Bonds, Converts, Loans, Swaps, and Equities, as well as their Trade Life Cycle, is crucial. Moreover, you should comprehend how Prime relates to Equities and Global Markets. Knowledge of industry standard platforms like Traiana, Geneva, Access Fintech, Global 1, and Syncova would be advantageous. Experience with project management methodologies and tools is expected, along with familiarity with financial market regulations and control frameworks. In addition, you must demonstrate the ability to translate complex technical requirements into practical business solutions. This position demands a total experience of 10-12 years and is located in Mumbai, open to locals only. The budget is competitive and in line with market rates, with interview modes including virtual for the first round and compulsory face-to-face for subsequent rounds, which may exceed three.,

Were the worlds leading data, insights, and consulting company; we shape the brands of tomorrow by better understanding people everywhere. Our Functions teams are right at the centre of our business, making sure we can always get better, every day. Supporting the business with things like Marketing, Human Resources, Finance, Legal and Technology, our Functions colleagues are skilled professionals whose role it is to ensure we continue to become an indispensable partner to brands everywhere. Job Details Senior Internal Controls Manager India Kantar Business Services (APAC Region) Role Overview The Senior Internal Controls Manager role will be instrumental in shaping and leading the control assurance programme within India Kantar Business Services, with oversight across the Asia Pacific (APAC) region. Reporting to the Group Head of Controls, the Senior Internal Controls Manager will be responsible for designing, implementing, and continuously monitoring financial and operational controls, ensuring alignment with Kantars Minimum Control Standards (MCS). This role will lead a dedicated team, working closely with APAC markets to drive consistency, strengthen governance, and support business integrity across the region. Key Responsibilities Design the controls assurance programme for India KBS in collaboration with the Head of Controls. Champion the embedding of Kantars Minimum Control Standards across APAC, serving as the regional lead for all control-related matters. Assess the design and operating effectiveness of internal controls in line with the approved testing calendar. Document test results, evaluate risk and impact, and communicate identified gaps to relevant stakeholders. Lead the regional self-assessment process and ensure high-quality reporting standards. Oversee the self-certification exercise, ensuring full adoption of control standards across business units. Conduct control testing in line with the global programme, both virtually and on-site. Produce detailed reports on testing outcomes and recommend corrective or improvement actions to leadership. Support timely and effective remediation of control gaps and follow up on corrective actions. Collaborate with global colleagues to promote standardisation, share best practices, and contribute to firmwide initiatives, including incident investigations and process changes. Participate in ongoing quality reviews and control monitoring activities. Assist the Head of Controls with Audit Committee reporting and other ad hoc governance requirements. Role Requirements & Capabilities Bachelors degree in a relevant field. Professional qualification (e.g. ACA, ACCA, CIMA, CPA, CA or equivalent) or actively working towards one. Minimum of 6 years experience in industry, consulting, or external audit, with a focus on internal/external audit, risk management, or business process improvement. Strong understanding of finance processes, risks, and controls within mid-size or listed organisations. Willingness to travel as required across the APAC region. Familiarity with internal control frameworks and regulatory requirements. Proven ability to work across diverse teams and engage effectively with stakeholders at all levels. Excellent communication skills in English, both written and verbal. Why join Kantar We go beyond the obvious, using intelligence, passion and creativity to inspire new thinking and shape the world we live in. We understand more about how people think, feel, shop, share, vote and view than anyone else. Combining our expertise in human understanding with advanced technologies, nobody knows people better than Kantar. And because we know people, we like to make sure our people are looked after as well. Equality of opportunity for our people is our highest priority and we encourage our people to work in a way that supports their health and wellbeing. While we encourage our colleagues to spend part of their working week in the office, we understand no one size fits all, and were flexible in our approach to ensure people feel included and accepted. Were committed to creating an inclusive culture and value the diversity of our people, clients, suppliers and communities, which is why we welcome applications from all background and sections of society. Even if you feel like youre not a perfect fit, wed love to receive your application and talk to you about this job or others at Kantar. Kantar is an equal opportunities provider Country India Why join Kantar We shape the brands of tomorrow by better understanding people everywhere. By understanding people, we can understand what drives their decisions, actions, and aspirations on a global scale. And by amplifying our in-depth expertise of human understanding alongside ground-breaking technology, we can help brands find concrete insights that will help them succeed in our fast-paced, ever shifting world. And because we know people, we like to make sure our own people are being looked after as well. Equality of opportunity for everyone is our highest priority and we support our colleagues to work in a way that supports their health and wellbeing. While we encourage teams to spend part of their working week in the office, we understand no one size fits all; our approach is flexible to ensure everybody feels included, accepted, and that we can win together. Were dedicated to creating an inclusive culture and value the diversity of our people, clients, suppliers and communities, and we encourage applications from all backgrounds and sections of society. Even if you feel like youre not an exact match, wed love to receive your application and talk to you about this job or others at Kantar. Show more Show less

As an experienced professional in operational risk management, your primary responsibility will be to ensure the effective application of risk management strategy, operational risk management, and control frameworks. You will be required to conduct risk and control reviews regularly, assess their impacts, and address any issues promptly by leading gap assessments and executing treatment plans. In this role, you will be expected to produce, monitor, and report on core risk management metrics, collaborating closely with the business to enhance these metrics. Additionally, you will be responsible for executing Process Level reviews and providing guidance to Business Units on addressing any identified gaps. Your oversight of Process Modelling activities will be crucial in maintaining a robust risk management framework. To excel in this position, you should have a minimum of 9 years of experience in operational risk, controls, and obligation management, with a proven track record in control assessment and development. Your stakeholder management skills should be strong, extending up to the executive level and beyond. A deep understanding of risk management practices is essential for success in this role. Ideally, you should hold a Bachelor's degree and/or a professional qualification in an aligned discipline. Possessing certifications such as CIA or IRM would be advantageous and preferred. Join our team and play a vital role in enhancing our risk management practices and frameworks to ensure the continued success of our organization.,

The Chief Risk Officer (CRO), reporting to the Executive Leadership Team, plays a crucial role in safeguarding the organization against internal and external risks. As the VP of Risk Management, you will be responsible for identifying and addressing various risks, establishing robust internal controls, and developing risk reporting mechanisms that impact strategic processes and policies. Your expertise in understanding emerging risks, multi-country laws, and regulations will be instrumental in creating a comprehensive risk management framework. Your key responsibilities include managing risks across different domains such as Financial, Technology, Brand, Reputational, Legal, Business, Statutory & Regulatory, Compliance, Strategy, Program, Innovation, and Operational risk. You will design and implement risk mitigation strategies, provide regular risk analysis reports to senior executives, and advise on capital allocation based on risk assessment. Furthermore, you will develop insurance strategies and financing techniques to mitigate potential losses and ensure compliance with legal requirements. To excel in this role, you must possess extensive knowledge of finance and insurance strategies, along with proven leadership skills to guide and manage teams effectively. Excellent communication skills, both written and verbal, are essential for conveying risk analysis reports and collaborating with key stakeholders. Your proficiency in risk analysis, database management, and control frameworks will enable you to evaluate the effectiveness of controls within business processes. Additionally, you should demonstrate strong interpersonal skills, problem-solving capabilities, and the ability to work under pressure in a dynamic environment. Overall, as the CRO, you will play a pivotal role in driving digital innovation, enhancing cyber risk resilience, and predicting risk outcomes through advanced risk technology. Your strategic approach to risk management and your ability to proactively address potential threats will be instrumental in ensuring the organization's long-term success and sustainability.,

Unlock seamless data management by efficiently handling and maintaining client reference data across diverse business lines and locations, ensuring timely and authorized actions for optimal performance. As a Reference Data Specialist within the Party Central team, you will manage and maintain client reference data across multiple business lines and locations, ensuring timely and authorized data actions. You will liaise with requestors and business partners, conduct data analysis, and maintain MIS reports, while valuing strong analytical skills and teamwork. Lead daily operations related to Party Central, focusing on setup, maintenance, and updates on client accounts. Validate and diligently review documentation. Ensure requests are authorized and clearly understood before actioning. Ensure the procedural guidelines are followed without any misses. Proactively resolve open issues and escalations, keeping Management in the loop. Act as a primary contact for internal stakeholders, ensuring effective communication. Should manage training needs of the team along with ensuring completion of the mandatory targets. Provide expertise on client hierarchies, ownership structures, and regulatory obligations. Support audit requirements with timely and accurate data retrieval and documentation. Develop and maintain standard operating procedures and control frameworks. Required Qualifications, Skills, and Capabilities: University graduate with 3+ years of experience in financial services or related industries. Fluency in written and spoken English with strong communication skills. Proficiency in party reference data, client onboarding, and KYC processes. Proficient in advanced Excel and PowerPoint, with strong analytical skills and attention to detail.,

Our client is a leading fund management company with a presence in UAE, India, and Mauritius. The position is based in Mumbai and is for the role of Internal Control Unit. As the Head of the Internal Control Unit, you will be responsible for overseeing compliance and risk management across advisory services, derivative clearing operations, and GIFT City Fund Administration. Your role is crucial in ensuring alignment with applicable laws, regulations, and internal policies while establishing and maintaining a robust internal control environment. Key Responsibilities: - Developing and implementing robust internal control systems in compliance with local and international regulatory requirements. - Leading efforts to obtain third-party certifications like SAS 70 (SOC 1) to ensure alignment with internal policies and identify potential risk areas. - Actively identifying and evaluating risks, and devising effective mitigation strategies. - Continuously enhancing the enterprise risk management framework of the company. - Overseeing regular SOC 1 audit processes and ensuring the implementation of strict operational controls. - Providing training and guidance to staff on internal controls and best practices in risk management. - Conducting periodic internal audits across departments to ensure consistent compliance with regulatory and policy standards. - Preparing detailed reports on control effectiveness and risk status for senior leadership. - Playing a key role in establishing and expanding the ICU team. Key Qualifications: - Chartered Accountant (C.A.) or MBA - Experience in internal control, risk, or audit functions. - Deep knowledge of capital markets operations and relevant regulations. - Strong analytical and problem-solving abilities. - Proven track record of working both independently and collaboratively as part of a team. If you are interested, please share your Updated CV at dhara@thepremierconsultants.com.,

As an Associate in CIB Controls India Team, you will play a critical role in maintaining and enhancing the control environment across various programs. Your responsibilities will include monitoring controls, ensuring compliance with firm-wide standards, and supporting the implementation of control frameworks. Strong analytical skills, effective communication, and the ability to work independently in a dynamic environment are essential for this role. The Markets Control Evaluation team is a utility responsible for performing Front Office control evaluations of in-scope LoBs. You will collaborate independently with Business Controls Managers (BCM), Business and Support teams to ensure that control evaluations are completed timely and accurately. You will gather and store evidence to meet the strictest standards of testing. Once the testing is complete, you will communicate the results to the Business Control Managers and Business Managers, and upload the results in the system called CORE. Your key responsibilities will include: - Independently performing evaluations of assigned controls. - Reviewing procedures, processes, and information to evaluate controls. - Conducting side-by-side observations, supervisory examinations, or retesting as necessary. - Calibrating controls for effectiveness according to test scripts and standards. - Facilitating kick-off and closing controls evaluation meetings with stakeholders. - Organizing and capturing review findings to identify all design and operational gaps. - Recommending control design and operational changes to manage business risk effectively. - Identifying risks and control points during reviews or from process maps. - Developing and providing professional and accurate reporting to management for review. - Partnering with the business to perform root cause analysis of issues and recommend improvements. - Maintaining accurate and complete documentation, following up on all items through completion. Required Qualifications, Capabilities, and Skills: - Basic understanding of the Risk & Control Self-Assessment process in the banking domain. - Flexibility with shifts is mandatory, as you will predominantly work in the EMEA shift. - Strong, proactive task-based approach with a focus on delivery, often acting as an individual contributor. - Working understanding of operational risks and related controls. - Strong analytical and interpersonal skills. - Ability to work independently with a moderate level of supervision. - Strong ability to quickly comprehend information from written documentation, process mapping, and training overviews. - Proficient in Microsoft Office (Excel, PowerPoint, Word, Visio). - Intermediate skills in Alteryx, Tableau, and Power BI. - Excellent time management skills. - Ability to manage shifting priorities and work in a fast-paced environment. Preferred qualifications, helpful capabilities, and skills: - Any Masters degree with 10+ years of financial services work experience. Experience in Banking Risk & Control domain will be an added advantage. - Experience in SOX Testing, Audit, or Compliance testing will be a definite advantage.,

As a Control Library Manager at LSEG, you will play a key role in maintaining and updating the centralised Technology & Cyber Security control library. Your responsibilities will include ensuring that controls align with industry frameworks such as NIST, ISO, and COBIT, as well as meeting regulatory requirements like DORA. You will be tasked with translating complex framework and regulatory requirements into clear and actionable controls. Your role will also involve conducting Tests of Design Assurance and Operating Effectiveness Assurance for key controls at both group and divisional levels. By documenting test results and identifying areas for improvement, you will provide critical support for Group Engineering, Risk & Control Assessments. Additionally, you will establish and oversee processes for proper documentation, storage, and accessibility of control evidence at required frequencies. As part of your duties, you will plan and coordinate periodic independent assurance activities with internal audit teams and external assessors, preparing documentation and facilitating access to evidence. You will also be responsible for implementing, tracking, and analyzing Key Control Indicators (KCIs) aligned to the control library to identify trends and potential weaknesses. In your role, you will maintain detailed control performance dashboards and metrics to communicate control status to various partners, from technical teams to executive leadership. You will lead a team of GRC analysts, providing mentorship, technical guidance, and career development opportunities while ensuring high-quality results. Moreover, you will collaborate with control/process owners to develop and implement effective remediation strategies for thematic control weaknesses. To qualify for this position, you should have a relevant degree in IT, Cybersecurity, or Risk Management (Desirable) along with at least 5 years of experience in technology controls or compliance. Strong knowledge of control frameworks such as NIST, ISO, and COBIT is essential, as well as demonstrable knowledge of key controls across Technology process areas. Your experience in control implementation, testing, evidence validation, team management, and project delivery will be beneficial. Excellent analytical, communication abilities, and presentation skills are required for this role. Experience with GRC tools and control automation will also be advantageous. Join LSEG, a leading global financial markets infrastructure and data provider, and be part of a dynamic organization that values individuality and encourages new ideas. Together, we aim to drive financial stability, empower economies, and create sustainable growth for communities and economies globally.,

The role of a Product Associate in Liquidity and Account Solutions (L&AS) at J.P. Morgan involves playing a vital part in supporting the global transformational change agenda of Account Solutions Core Services. Your responsibilities will include analyzing regulatory developments, designing operating models for optimization, understanding client business models, responding to client and regulatory queries, and supporting deal reviews. Building strong partnerships with Product Management, Sales, Technology, Operations, Legal, and Compliance teams is key to success in this role. Your day-to-day tasks will involve supporting various activities such as ultimate beneficiary visibility, VS deal reviews, legal document negotiations, product support for technical development, and issue investigations. Additionally, you will be responsible for collecting and analyzing metrics on product performance to drive decision-making, supporting the regional Product Manager in managing Account Solutions products, and assisting the Account Solutions Deal Review Lead in the Deal Review and its automation strategy. Collaboration with cross-functional teams to identify solutions that address client needs and align with business goals is essential. You will participate in planning sessions, contribute ideas and insights, and assist in executing product initiatives to ensure timely and successful delivery. Moreover, you will contribute to the development of L&AS product strategy and roadmap while ensuring that risk & control frameworks are maintained by partnering with stakeholders, providing guidance and analysis, identifying and escalating issues/risks/dependencies, and facilitating communication across impacted teams. To excel in this role, you should possess relevant experience in product management or Financial Services - Consulting / Strategy. Exposure to product life cycle activities, excellent organizational skills, ability to manage competing priorities under tight deadlines, high initiative, and proven ability to collaborate and build strong partnerships are crucial. Strong analytical, problem-solving, and quantitative skills, along with advanced knowledge of PowerPoint and Excel are required. Excellent written and verbal communication skills, with the ability to prepare executive-level communications, will be beneficial. Preferred qualifications, capabilities, and skills include emerging knowledge of data analytics and data literacy.,