10 Control Assessments Jobs

Job Description Purpose of the role To partner with the bank, to provide independent insurance on control processes and advise on improvements to ensure the efficiency and effectiveness of the bank's internal controls framework. Accountabilities Collaboration across the bank to maintain a satisfactory, robust, and efficient control environment through the execution of ad-hoc assessments and testing on the design and operational effectiveness of the internal controls, aligned to control policies and standards. Development of detailed test plans and procedures to identify weaknesses in internal controls and other initiatives aligned to the bank's control framework to mitigate any potential ris...

About this role: Wells Fargo is seeking a Senior Data Management Analyst within our Corporate and Investment Banking (CIB) delivers a comprehensive suite of capital markets, banking, and financial products and services. A trusted partner to our clients, we provide corporate and transactional banking, commercial real estate lending and servicing, investment banking, equity and fixed income solutions including sales, trading, and research capabilities to corporate, commercial real estate, government, and institutional clients across the globe. Data Management team partners and supports CIB's wide network of Application Business Owners (ABO's) with identification, interpretation and/or implemen...

Role Overview: You will be responsible for reviewing and analyzing construction contracts, job cost reports, financial statements, time entries, material procurement processes, and process maps to identify cost savings, resolve process inefficiencies, and develop strategic initiatives. You will coordinate with multiple stakeholders and third parties to understand the construction project control environment and propose recommended controls to address identified gaps. Additionally, you will be performing complex financial analysis to identify trends, patterns, and anomalies across multiple sources of data and supporting documentation. Your role will also involve reviewing, analyzing, and docu...

Role Overview: Join Barclays as an Analyst SOx role, where your core responsibility is to execute design assessment and operating effectiveness testing of controls in accordance with testing plans and aligned to relevant policies, procedures, and quality standards. By providing assurance to Management, you ensure that the processes and controls within the reviewed Business Unit are effectively designed and operating to mitigate the identified risks. At Barclays, you are not just anticipating the future - you are creating it. Key Responsibilities: - Collaborate across the bank to maintain a satisfactory, robust, and efficient control environment through the execution of ad-hoc assessments and...

The role within the first line of defence involves supporting the MD/Director, Chief Controls Office, and business areas in managing frameworks to assist Senior Managers in fulfilling their accountabilities under the Individual Accountability Regime. This includes ensuring compliance with regulatory requirements related to oversight over Appointed Representatives and supporting regulatory change projects by acting as a central point of contact between the business and strategic change programs. The role also involves overseeing Ring Fencing rules and processes to ensure a compliant framework, as well as engaging with BIA on audit activities impacting the business and providing general govern...

You should have 7 to 15 years of experience as a Business Analyst with expertise in Regulatory Reporting, Control, Assurance, and Audit. Good communication skills are mandatory for this role. The ideal candidate should possess knowledge in accounting/financial reporting, capital requirements, and analytics within financial services. Specifically, candidates with a background in Finance, treasury, or risk, with experience in accounting/financial reporting, capital requirements, and market risk are preferred. Experience in banking and relevant market contexts such as Capital management, Capital reporting, regulatory experience, and PRA experience will be beneficial. You should have experience ...

The role involves reviewing and analyzing construction contracts, job cost reports, financial statements, time entries, material procurement processes, and process maps to identify cost savings, resolve process inefficiencies, and develop strategic initiatives. You will coordinate with multiple stakeholders and third parties to understand the construction project control environment and propose recommended controls to address identified gaps. Performing complex financial analysis to identify trends, patterns, and anomalies across multiple sources of data and supporting documentation will be a key responsibility. You will be required to review, analyze, and document matters involving fraud, w...

Join us as a "SDM Governance Analyst" at Barclays. Investment Banking Analytics works in close partnership with our product and coverage businesses to design, develop, and deliver valuable data and analytic content. We are accountable for the continued development and evolution of analytic capabilities to support the growing reliance on data and create model-driven outcomes. As a successful candidate, you will work directly with developers and business consumers to find the most meaningful ways of presenting complex combinations of qualitative and quantitative data to drive commercial outcomes. To excel in the role of "SDM Governance Analyst," you should have experience with demonstrated ana...

As a Quality Audit Specialist in Operations Control, your primary responsibility will involve conducting regular and ongoing controls testing on regulatory topics within the Operations department. You will be tasked with following up on remediation actions to ensure compliance with relevant regulations. Another key aspect of your role will be to review the collection and reporting of key risk indicators to identify any potential areas of concern or improvement. You will also be responsible for executing Control Assessments, which involve testing the design and operating effectiveness of the Bank's first-line Key Controls. In some cases, you may also be required to act as the designated lead ...

Skill required: Risk & Compliance - Sarbanes-Oxley Act (SOX) Designation: Risk and Compliance Associate Manager Qualifications: BE/BTech Years of Experience: 10 to 14 years About Accenture What would you do "You will be aligned with our Risk and Compliance vertical and help us perform compliance reviews, publish reports with actions and provide closure guidance as needed. We design & recommend effective controls to mitigate risks and help service delivery team prepare for upcoming client / external audits.You will be working as a part of the Risk & compliance team which is responsible for helping clients and organizations identify risks and create mitigation plans.The team will perform risk-...