Compliance Manager

Role & responsibilities

• Outcome of Risk assessment Compliance control point shall be defined, and testing will be carried out.
• Planning and execution of Compliance testing.
• Establish and maintain comprehensive compliance testing programs to identify, assess, and highlight compliance risks.
• Monitor and test compliance by performing sufficient and representative Compliance testing and result of such compliance testing shall be reported to the Senior Management.
• Track Compliance testing observation open points, coordinate with respective team for implementation and track until closure of testing.
• Responsible for executing the proposed Compliance projects.
• Support the reporting manager on regulatory reporting.

Support the reporting manager in handling / preparedness of RBI inspection like Co-ordinate with respective team, data collection, review the documents and Finalization of RBI datas, day to day RBI Correspondences, returns filing and circulation of Compliance MIS.