4 Assurance Reviews Jobs

If you are seeking a career with a significant impact, consider joining HSBC, one of the largest banking and financial services organizations globally. With operations in 62 countries and territories, HSBC aims to foster growth and prosperity, empowering businesses and individuals to achieve their aspirations. Currently, we are looking for a dedicated professional to fill the position of Financial Control - Governance and Control. In this role, your primary responsibilities will include: - Facilitating the creation of Root Cause Analysis (RCA) for relevant processes and ensuring global consistency in RCA scoping, risk assessment, and controls. - Supporting the maintenance of RCA and control owner continuous monitoring plans for key processes and controls within the Finance domain. - Reviewing and offering guidance on remediation to control, issue, and incident owners. - Managing secretarial activities related to risk and control governance meetings, such as scheduling, attendance tracking, and terms of reference maintenance. - Preparing for governance meetings by reviewing relevant management information and following up on emerging and outstanding issues. - Collaborating with external auditors at global and regional levels and engaging with Internal Audit/external audit leads to understand audit plans and emerging issues. - Supporting other Finance areas in interactions with external stakeholders (e.g., regulators) and internal stakeholders in Global Businesses and Global Functions. - Advising Control Owners on control identification, design, documentation, and continuous monitoring. - Maintaining key stakeholder relationships to enhance awareness of operational risk identification, assessment, mitigation, and control. To be successful in this role, you should possess: - Knowledge of finance functions like accounting, reconciliation, and reporting in the financial services sector. - Understanding of SOX, operational risk, and COSO frameworks. - Strong attention to detail, problem-solving abilities, and influencing skills. - Excellent interpersonal skills for effective communication with team members, senior management, and stakeholders in challenging situations. - CA/MBA finance qualification with 9-14 years of relevant post-qualification experience in risk and controls within a leading accounting firm or financial services industry. - Proven experience in risk and control assessments, assurance reviews, and managing SOX framework. - Ability to design efficient controls/procedures meeting internal and external audit and regulatory expectations. - Capability to anticipate, identify, and mitigate operational risk in a cost-effective manner. - Proficiency in designing and implementing standardization and automation initiatives. Join HSBC and unlock your potential for greater achievements in a dynamic and rewarding environment. Please note that any personal data provided during the application process will be handled in accordance with our Privacy Statement, available on our website. Issued By HSBC Electronic Data Processing (India) Private LTD,

Greetings, We are currently looking for a candidate to fulfill the resource requirement for SOX Documentation at our esteemed organization. The ideal candidate should possess an undergraduate degree or master's degree with 2-10 years of consulting/industry experience in operational risk management. It is essential to have experience in handling, leading, or being a team member in end-to-end compliance review, risk, or assurance reviews/engagements. The candidate should be proficient in process mapping, process walkthroughs, test of design & operating effectiveness, creating findings memos, and updating GRC tools. Prior exposure to SOX testing in the FS sector will be given preference. Familiarity with Business Optix, Airtable, MS Teams, etc., is also required for this role. The indicative years of experience required for this position range between 2-12 years. Applicants must be adaptable to working in the UK time zone within a slot of 12:00 PM to 12:00 AM IST for 10 hours within this timeframe. Please note that the engagement will not be shift-driven and may occasionally require extra hours based on project needs. The candidate should be prepared to start in January 2025, with the on-boarding process commencing around mid-December. If you meet the qualifications and skills mentioned above and are enthusiastic about this opportunity, we encourage you to apply for this position. Thank you.,

You will lead the Compliance Assurance function in India, reporting to the MD, Head of India Compliance, and the MD, Head of Compliance Assurance. Your role involves providing assurance on the effectiveness of Compliance Risk Management across the bank. Your key responsibilities include leading and supervising Compliance Assurance teams in Pune and Mumbai, managing a team of professionals, developing the location strategy for Compliance Assurance, and executing assurance reviews for Barclays India and global operations. You will drive the digital strategy for compliance assurance by leveraging AI, data analytics, and technology to enhance efficiency and coverage. As part of the India Compliance Management Team, you will provide leadership and support for the Compliance hub in India, contribute to the people agenda, governance, and value proposition. You will also oversee the execution of risk-based assurance reviews, engage with stakeholders, mentor team members in analytics, and measure the impact of analytics on assurance outcomes. Your required skills include a Bachelor's degree in a related field, extensive experience in compliance and risk management, leadership capabilities, strong analytical skills, and knowledge of regulatory requirements. Desired skills include direct experience in compliance assurance, understanding of compliance functions in a global environment, and project management expertise. Your role involves developing and refreshing the Compliance Assurance Annual Plan, delivering risk-based assurance activities, identifying compliance risks, communicating assurance reports, and fostering effective relationships with stakeholders. You are expected to contribute to strategic initiatives, manage a team or projects, provide expert advice, and ensure compliance with regulations and policies. As a senior leader, you will demonstrate leadership behaviours such as listening, inspiring, aligning, and developing others. Upholding Barclays Values of Respect, Integrity, Service, Excellence, and Stewardship, alongside the Barclays Mindset of Empowering, Challenging, and Driving, is essential for all colleagues within the organization.,

Are you passionate about risk governance, regulatory compliance, and enhancing the internal control environment We are looking for a strategic leader to join our Control Assurance Services team as a Vice President Laws, Rules & Regulations (LRR) Assurance. In this high-impact role, you will work with cross-functional teams to deliver independent assessments of the control environment and ensure adherence to regulatory frameworks and operational risk standards. Lead assurance reviews of design and operational effectiveness of internal controls, aligned to policies, standards, and regulatory expectations. Develop and execute detailed test plans and procedures to identify control weaknesses and risks. Partner with business units and control stakeholders to advise on risk mitigation, process improvements, and resolution strategies. Build and maintain a robust knowledge repository to support training and capability development across teams. Contribute to shaping strategy, policies, and resource planning for control testing activities. Advise senior stakeholders on functional and cross-functional risks and control strategies. Drive continuous improvement, innovation, and consistency in testing methodologies. Foster a high-performance culture through coaching, collaboration, and strong leadership behaviors (Listen, Energise, Align, Develop). For individual contributors: act as a subject matter expert and mentor on complex assurance engagements. Proven expertise in control assurance, audit, or risk review roles within financial services. Strong understanding of control design effectiveness and operating effectiveness testing methodologies. Familiarity with laws, rules, and regulations in US and UK markets, and related operational risks. Excellent communication and stakeholder management skills, with the ability to present findings and influence senior leadership. Strategic mindset with the ability to synthesize information into actionable insights. Hands-on experience in data analytics (SQL, Python). Qualifications in audit, risk management, or process improvement (e.g., LEAN, Six Sigma). Knowledge of regulatory control environments across geographies. Experience with control frameworks in supplier and premises risk. If you are a driven professional who thrives in dynamic environments and wants to be at the forefront of risk and control governance, this is the role for you. Apply now or connect with us to learn more!,