7 Assurance Reviews Jobs

**Job Description:** As the Manager, Internal Audit at Franklin Templeton, you will play a crucial role in assessing risks, reviewing internal controls, and providing valuable insights to enhance business processes. Your responsibilities will include planning and executing Private Market audits, documenting control environments, weaknesses, and root causes, interacting with key stakeholders, and finalizing audit reports. Collaborating with senior stakeholders and co-source partners, you will contribute to high-quality internal audit reviews, strengthen governance, and support the delivery of organizational strategies. **Key Responsibilities:** - Plan and execute Private Market audits and spe...

Company Description IQEQ is a preeminent service provider to the alternative asset industry. IQEQ works with managers in multiple capacities ranging from hedge fund, private equity fund, and mutual fund launches; private equity fund administration; advisory firm set-up, regulatory registration and infrastructure design; ongoing regulatory compliance (SEC, CFTC, and 40 Act); financial controls and operational support services; compliance and operational related projects and reviews; and outsourced CFO/controller and administration services to private equity fund investments portfolio companies, real estate assets and energy assets. Our client base is growing, and our existing clients are enga...

As a Vice President Laws, Rules & Regulations (LRR) Assurance within the Control Assurance Services team, your role will involve leading assurance reviews of internal controls to ensure alignment with policies, standards, and regulatory expectations. You will develop and execute test plans, identify control weaknesses, and collaborate with business units to enhance risk mitigation strategies. Key Responsibilities: - Conduct independent assessments of the control environment - Advise on risk mitigation, process improvements, and resolution strategies - Develop and maintain a knowledge repository for training purposes - Assist in shaping strategy, policies, and resource planning for control te...

If you are seeking a career with a significant impact, consider joining HSBC, one of the largest banking and financial services organizations globally. With operations in 62 countries and territories, HSBC aims to foster growth and prosperity, empowering businesses and individuals to achieve their aspirations. Currently, we are looking for a dedicated professional to fill the position of Financial Control - Governance and Control. In this role, your primary responsibilities will include: - Facilitating the creation of Root Cause Analysis (RCA) for relevant processes and ensuring global consistency in RCA scoping, risk assessment, and controls. - Supporting the maintenance of RCA and control ...

Greetings, We are currently looking for a candidate to fulfill the resource requirement for SOX Documentation at our esteemed organization. The ideal candidate should possess an undergraduate degree or master's degree with 2-10 years of consulting/industry experience in operational risk management. It is essential to have experience in handling, leading, or being a team member in end-to-end compliance review, risk, or assurance reviews/engagements. The candidate should be proficient in process mapping, process walkthroughs, test of design & operating effectiveness, creating findings memos, and updating GRC tools. Prior exposure to SOX testing in the FS sector will be given preference. Famili...

You will lead the Compliance Assurance function in India, reporting to the MD, Head of India Compliance, and the MD, Head of Compliance Assurance. Your role involves providing assurance on the effectiveness of Compliance Risk Management across the bank. Your key responsibilities include leading and supervising Compliance Assurance teams in Pune and Mumbai, managing a team of professionals, developing the location strategy for Compliance Assurance, and executing assurance reviews for Barclays India and global operations. You will drive the digital strategy for compliance assurance by leveraging AI, data analytics, and technology to enhance efficiency and coverage. As part of the India Complia...

Are you passionate about risk governance, regulatory compliance, and enhancing the internal control environment We are looking for a strategic leader to join our Control Assurance Services team as a Vice President Laws, Rules & Regulations (LRR) Assurance. In this high-impact role, you will work with cross-functional teams to deliver independent assessments of the control environment and ensure adherence to regulatory frameworks and operational risk standards. Lead assurance reviews of design and operational effectiveness of internal controls, aligned to policies, standards, and regulatory expectations. Develop and execute detailed test plans and procedures to identify control weaknesses and...