8 Aml Policies Jobs

In this role, you will be responsible for supporting the day-to-day operations of the operations business division by providing insights and expertise to help senior colleagues make informed decisions, develop new products and services, and identify new market opportunities. Key Responsibilities: - Perform KYC tasks following standard procedures related to Client Due Diligence and AML policies. - Monitor real-time transaction flow, trade updates, and exception queues to ensure timely and accurate trade representation. - Address incident, problem, and change management issues to enhance services across the bank. - Support continuous improvement of operational processes and development of best practices by finding ways to enhance systems and processes. - Assist with cleared derivatives, including daily reconciliation of related fees and a range of complex customer and product-related processing activities. - Participate in training and development programs to enhance skills and knowledge. Qualifications Required: - In-depth technical knowledge and experience in the assigned area of expertise. - Thorough understanding of the underlying principles and concepts within the area of expertise. - Ability to lead and supervise a team, guide professional development, allocate work requirements, and coordinate team resources. - Impact the work of related teams within the area and partner with other functions and business areas. - Take responsibility for end results of a team's operational processing and activities, escalate policy breaches appropriately, and embed new policies/procedures for risk mitigation. - Advise and influence decision-making, manage risk, strengthen controls, and deliver work in line with regulations and codes of conduct. - Demonstrate understanding of how own sub-function integrates with function, knowledge of the organization's products, services, and processes. - Resolve problems, guide and persuade team members, act as a contact point for stakeholders outside the immediate function, and build a network of external contacts. In addition, all colleagues are expected to embody the Barclays Values of Respect, Integrity, Service, Excellence, and Stewardship, as well as demonstrate the Barclays Mindset of Empower, Challenge, and Drive in their behavior.,

You will be joining our team as a Risk Escalations Lead, responsible for identifying, investigating, and resolving risk-related escalations. Your expertise in fraud detection, compliance monitoring, and dispute resolution will contribute to timely risk mitigation and adherence to regulatory frameworks. Your key responsibilities will include investigating high-risk transactions, fraud alerts, and compliance violations to ensure swift resolution. You will also monitor and assign cases across risk investigation workflows, facilitating efficient tracking and escalation management. Collaboration with financial institutions, compliance teams, and internal stakeholders will be crucial in resolving escalated risk cases. In this role, you will play a vital part in ensuring compliance with global financial regulations, AML policies, and internal risk frameworks. Your ability to develop risk mitigation strategies, recommend process improvements, and maintain accurate documentation and reporting will be essential in upholding regulatory standards. To qualify for this position, you should hold a Bachelor's degree in Finance, Risk Management, or a related field and have 3-4 years of experience in risk investigations, fraud detection, or compliance monitoring. Proficiency in risk assessment tools, fraud detection platforms, and compliance monitoring software is required. A strong analytical mindset, problem-solving skills, and effective communication abilities are also key attributes for success in this role. Experience in high-value risk investigations, AML compliance, and fraud prevention within the financial services industry is preferred. This is a full-time position based on-site. The role offers benefits including Provident Fund. As part of the application process, please provide details of your current CTC, notice period, and indicate if you have experience in the E-commerce industry. Additionally, readiness for a 24/7 shift without cab facility will be confirmed. Your expertise and proactive approach in risk management will be instrumental in safeguarding our operations and ensuring compliance with industry standards. We look forward to welcoming you to our team.,

JPMorgan Chase & Co (NYSE: JPM) is a leading global financial services firm with assets of $2.5 trillion and operations worldwide. The firm is a leader in investment banking, financial services for consumers and small businesses, commercial banking, financial transaction processing, and asset management. A component of the Dow Jones Industrial Average, JPMorgan Chase & Co serves millions of consumers in the United States and many of the world's most prominent corporate, institutional and government clients under its J.P. Morgan and Chase brands. Information about JPMorgan Chase & Co is available at jpmorganchase.com. The Corporate KYC Operations works closely with the Lines of Business (LOBs) to implement and operate a sustainable and scalable operational process supporting clients along the Know Your Customer (KYC) lifecycle. This includes functions such as data collection, completion of the KYC profile, client screening, targeted local language and English language research, comparing and analyzing client profiles across all lines of business and quality assurance. This team will also produce metrics around the work they perform. The role is responsible for ascertaining that all KYC and AML policies are adhered to and will be responsible for conducting reviews of client's KYC documentation stored in internal repositories and publicly available information, performing the necessary screening against relevant search engines and sanction lists and communicate any additional deficiencies back to the business. If you're interested in working in an environment where leadership, excellence, integrity, and diversity are among our core principles, then explore the opportunities at J.P. Morgan Chase. Job Description The KYC Operations analyst will partner with the client-facing teams to ensure all client KYC records are compliant with regulatory standards in a timely fashion. In addition, The KYC Operations analyst will validate all documentation provided in the end to end operational KYC activities of new clients and subsequent periodic renewal process of all clients ensuring a high quality product. The KYC Operations analyst will review the collection and verification of data performed by the KYC Operations Analyst to ensure all KYC records are accurate and complete prior to a final review by the client-facing team. The KYC Operations Reviewer is expected to stay current with all regulatory changes and requirements around client KYC, Suitability and Documentation. Responsibilities Understanding and implementation of KYC standards, guidelines, policies and procedures Handling and maintenance of confidential client documentation Collection and verification of confidential client data via publically available and internal sources Understand the firm's KYC requirements when completing documentation inclusive of Customer Identification Program (CIP), Minimum Due Diligence (MDD), Enhanced Due Diligence (EDD), Local Due Diligence (LDD),Specialized Due Diligence(SpDD) and Product Due Diligence requirements (PDD) Compare and contrast differences within KYC records , highlight and escalate any discrepancies Review of client data/processes to meet firm wide quality standards Communicating/escalating issues to management when applicable Ability to learn and communicate a new process to a team Strongly engage with Middle office and be part of KYC/AML interactions to complete the case as per the timeline Proactively identifies opportunities to refine a process and increase operational efficiencies Exhibit the highest standards of customer service to our internal and external customers (inclusive of confidentiality) Create an effective and efficient team through continuous communication, timely feedback, and appropriate supervisory practices Be part of the holistic client review team to follow up on outstanding alignment items within various LOBs and/or GFCC to close loop on the alignment Be flexible to work on other migration/remediation projects including Screening resolution , other LOB holistic alignment or Quality Assurance Comment on trends/behavior relating to account due diligence and activity review Ability to comprehend the KYC risk factors and draft the overall risk summary for the client Qualifications Bachelor's Degree and/or Graduate Degree Knowledge of KYC is essential with at least 3-5 years experience (Audit, Control, Risk, AML,and Research may also be areas of experience) Must be able to work and contribute effectively in stressful situation Strong research, analytical and comprehension skills, with ability to analyze large amounts of data Client focused with strong customer service skills (e.g. oral and written communication skills) Ability to multi-task and meet deadlines against a high volume work schedule Experience adhering to controls and compliance standards Able to grasp/learn concepts and procedures quickly Possess strong computer skills: Microsoft Office Suite including Excel,Word and PowerPoint Must be detailed oriented and analytical Ability to work both independently and as a team in a fast paced production environment Flexibility of operating hours to include overtime, holidays, and weekend testing A strong sense of ownership and responsibility Drives results through leadership, people, communication and influence Comfortable with change, ambiguity, debate, conflict and informed risk taking

As an Analyst in Risk Management based in Bangalore, you will be responsible for leveraging your strong knowledge and experience in Sanctions, AML, and Financial crimes. Your role will involve conducting KYC due diligence, website assessments, risk assessments related to merchant onboarding, and transaction monitoring, ensuring compliance and validating various aspects of business models. Your key responsibilities will include conducting both onboarding and ongoing customer due diligence, performing quality control checks for investigations such as suspicious activities, sanctions, and enhanced due diligence. You will also be managing daily escalation queues, handling complex cases, and collaborating with business and operations teams. Your expertise in AML, KYC policies, fraud control, risk categorization policies, monitoring, evaluation, and reporting will be crucial in this role. Moreover, you will be expected to actively participate in process improvements, identifying and implementing best practices while adhering to reporting procedures and record-keeping guidelines. You should have a clear and precise communication style and be well-versed in screening tools like Dow Jones and Lexis Nexis. To excel in this role, you should ideally possess a Bachelor's Degree along with knowledge of customer support applications or CRMs like Freshdesk. Familiarity with stages/levels of chargebacks, penalty implications at the arbitration stage, technical chargebacks, Visa/Mastercard guidelines, and reason codes related to fraud chargebacks will be advantageous. Strong interpersonal skills, exceptional communication abilities (both verbal and written), active listening skills, attention to detail, and accuracy are essential traits for this position. If you are someone who thrives in a fast-paced environment and enjoys tackling challenges related to risk management, then this Analyst role in Risk Management in Bangalore could be the perfect fit for you.,

The role aims to support the day-to-day operations of the operations business division by providing insights and expertise to assist senior colleagues in making informed decisions, developing new products and services, and identifying new market opportunities. You will be accountable for performing KYC tasks following standard procedures related to Client Due Diligence and AML policies. Additionally, you will monitor real-time transaction flow, trade updates, and exception queues to ensure timely and accurate trade representation across systems. Addressing incident, problem, and change management issues to enhance services across the bank will also be part of your responsibilities. Your role will involve providing support for continuous improvement of operational processes and the development of best practices. This includes devising ways to enhance systems and processes. Furthermore, you will assist in cleared derivatives, undertake daily reconciliation of related fees, and carry out various complex customer and product-related processing activities. As an Analyst, you are expected to meet the needs of stakeholders/customers through specialist advice and support. Performing prescribed activities in a timely and high-standard manner is crucial, impacting both your role and surrounding roles. You may have responsibility for specific processes within a team and could lead and supervise a team, guiding professional development, allocating work requirements, and coordinating team resources effectively. If you have leadership responsibilities, it is essential to demonstrate a clear set of leadership behaviors to create an environment for colleagues to thrive and deliver to an excellent standard. The four LEAD behaviors are: Listen and be authentic, Energize and inspire, Align across the enterprise, and Develop others. For individual contributors, managing your workload, taking responsibility for implementing systems and processes within your work area, and participating in broader projects than the direct team are key aspects. Executing work requirements as per processes and procedures, collaborating with closely related teams, checking the work of colleagues within the team, providing specialist advice and support, and taking ownership of managing risk and strengthening controls are vital elements of the role. It is crucial to deliver your work and areas of responsibility in line with relevant rules, regulations, and codes of conduct. Continuously building an understanding of how all teams in the area contribute to the objectives of the broader sub-function, developing awareness of underlying principles, making judgements based on practice and previous experience, assessing the validity of previous experiences, and communicating sensitive or difficult information to customers are part of the role. Building relationships with stakeholders/customers to identify and address their needs is also essential. All colleagues are expected to demonstrate the Barclays Values of Respect, Integrity, Service, Excellence, and Stewardship. Furthermore, showcasing the Barclays Mindset to Empower, Challenge, and Drive is crucial in defining how behaviors should be carried out.,

The role of an Anti Money Laundering (AML) professional is crucial in ensuring regulatory compliance, preventing financial crimes, and protecting the integrity of the financial institution. AML specialists play a key role in identifying and investigating suspicious activities, maintaining compliance with AML laws and regulations, and implementing controls to mitigate money laundering risks. Key Responsibilities: - Conducting AML investigations and due diligence reviews. - Performing transaction monitoring and analysis for potential suspicious activities. - Reviewing and updating AML policies and procedures to align with regulatory requirements. - Implementing AML training programs for employees. - Preparing and filing Suspicious Activity Reports (SARs) with regulatory authorities. - Collaborating with law enforcement and regulatory agencies on AML-related matters. - Conducting risk assessments and enhancing AML controls. - Developing and updating customer risk profiles. - Participating in AML audits and examinations. - Providing guidance on AML compliance to business units. - Monitoring and maintaining AML transaction monitoring systems. - Assessing new and existing customer AML risk levels. - Conducting AML-related training sessions for staff. - Responding to AML-related inquiries from internal and external stakeholders. - Staying current with AML regulatory developments and industry trends. Required Qualifications: - Bachelor's degree in finance, accounting, business, or a related field. - Certifications such as CAMS, CFE, or ACAMS. - 2+ years of experience in AML compliance or financial investigations. - Strong understanding of AML laws, regulations, and best practices. - Excellent analytical and investigative skills. - Proficiency in using AML monitoring software and tools. - Ability to interpret and apply AML regulations effectively. - Strong written and verbal communication skills. - Attention to detail and ability to work independently. - Ability to handle sensitive and confidential information with integrity. - Experience in interacting with regulatory agencies is a plus. - Knowledge of financial products and services and associated risks. - Ability to adapt to a fast-paced and evolving AML landscape. - Team player with strong interpersonal skills. - Ability to prioritize and manage multiple tasks effectively.,

The role of an Anti Money Laundering (AML) professional is crucial in ensuring regulatory compliance, preventing financial crimes, and protecting the integrity of the financial institution. AML specialists play a key role in identifying and investigating suspicious activities, maintaining compliance with AML laws and regulations, and implementing controls to mitigate money laundering risks. Key Responsibilities Conducting AML investigations and due diligence reviews, performing transaction monitoring and analysis for potential suspicious activities, reviewing and updating AML policies and procedures to align with regulatory requirements, implementing AML training programs for employees, preparing and filing Suspicious Activity Reports (SARs) with regulatory authorities, collaborating with law enforcement and regulatory agencies on AML-related matters, conducting risk assessments and enhancing AML controls, developing and updating customer risk profiles, participating in AML audits and examinations, providing guidance on AML compliance to business units, monitoring and maintaining AML transaction monitoring systems, assessing new and existing customer AML risk levels, conducting AML-related training sessions for staff, responding to AML-related inquiries from internal and external stakeholders, and staying current with AML regulatory developments and industry trends. Required Qualifications Bachelor's degree in finance, accounting, business, or a related field, certifications such as CAMS, CFE, or ACAMS, 2+ years of experience in AML compliance or financial investigations, strong understanding of AML laws, regulations, and best practices, excellent analytical and investigative skills, proficiency in using AML monitoring software and tools, ability to interpret and apply AML regulations effectively, strong written and verbal communication skills, attention to detail and ability to work independently, ability to handle sensitive and confidential information with integrity, experience in interacting with regulatory agencies is a plus, knowledge of financial products and services and associated risks, ability to adapt to a fast-paced and evolving AML landscape, team player with strong interpersonal skills, and ability to prioritize and manage multiple tasks effectively.,

PURPOSE OF THE JOB: We are seeking a dedicated and experienced AML (Anti-Money Laundering) Compliance Officer. The chosen candidate will be responsible for ensuring the company's adherence to AML regulations and guidelines, safeguarding the organization against potential financial crime risks. As an AML Compliance Officer, you will play a crucial role in maintaining the integrity of our operations and contributing to the overall success of our compliance efforts. DUTIES & RESPONSIBILITIES: Conduct thorough and ongoing reviews of customer information, transactions, and activities to identify and escalate any suspicious or potentially fraudulent behaviour in compliance with AML regulations. Collaborate with internal departments, such as operations, underwriting and claims, to gather and assess relevant customer information and documentation. Monitor insurance applications and payments for unusual or irregular patterns, and report findings to senior management and relevant authorities as necessary. Maintain up-to-date knowledge of relevant AML regulations, and industry best practices to ensure the company's compliance program remains effective and current. Assist in the development and implementation of AML policies, procedures, and training materials for employees to ensure consistent understanding and adherence across the organization.