Validus Fintech Services Private Ltd

About Validus Fintech: Validus Fintech is a dynamic and innovative Fintech providing comprehensive Registrar and Transfer Agent (RTA) services. Our core focus is on delivering seamless, technology-driven solutions to mutual funds, ETFs, and alternative investment funds (AIFs). With a strong commitment to regulatory excellence and operational efficiency, we empower our clients to meet their compliance obligations while driving growth. At Validus, we believe in fostering a collaborative and forward-thinking environment, where every team member plays a critical role in our success. Job Overview: We are seeking a highly qualified and experienced Compliance Officer to ensure that Validus Fintech adheres to all regulatory requirements in its operations as an RTA and as a private limited company. This role also involves providing regulatory guidance to clients to help them stay compliant. The ideal candidate will have a deep understanding of the financial services sector and be driven by a passion for compliance and regulatory excellence. Key Responsibilities: Regulatory Compliance (RTA and Financial Services): Ensure Validus Fintech complies with all applicable regulatory requirements from SEBI, AMFI, and other financial regulatory authorities. Maintain up-to-date knowledge of all regulatory changes and ensure they are implemented within the organization. Oversee the accurate and timely submission of regulatory filings and reports. Corporate Compliance (Private Limited Company): Ensure Validus Fintech complies with all corporate regulations applicable to a private limited company, including but not limited to: Provident Fund (PF) Employee State Insurance (ESIC) Professional Tax (PT) Labour laws (as applicable) Company Law and Registrar of Companies (ROC) filings Liaise with relevant government departments for statutory compliance and timely filings. Client Compliance Support: Provide compliance support and advice to clients, including mutual funds, AIFs, and other financial institutions. Assist clients in understanding and implementing regulatory requirements that impact RTA services, such as KYC/AML norms, transaction processing, and reporting. Risk Management: Develop and maintain a compliance risk management framework, identifying and mitigating risks that could impact Validus and its clients. Conduct regular audits and compliance checks across the organization. Policy Development: Draft and implement internal compliance policies and procedures for Validus Fintech. Ensure all departments within Validus, including client-facing teams, are educated on compliance policies and regulatory changes. Regulatory Reporting: Manage the process for SEBI filings, AMFI reporting, and any other regulatory submissions required for Validus Fintech and its clients. Handle statutory filings related to PF, ESIC, labour laws, and other corporate compliances. Stakeholder Engagement: Collaborate with regulatory authorities, clients, auditors, and internal departments to resolve compliance issues and ensure adherence to regulations. Required Qualifications: Bachelor's or Master’s degree in Law, Finance, or a related field. Minimum 2-4 years of experience in regulatory compliance within the financial services industry, particularly in RTAs, mutual funds, or related sectors. In-depth knowledge of SEBI, AMFI, and other financial regulatory frameworks. Strong understanding of KYC/AML guidelines and other financial compliance processes. Experience in managing corporate statutory compliances such as PF, ESIC, and ROC filings. Key Skills: Excellent knowledge of the Indian regulatory landscape related to mutual funds, ETFs, AIFs, RTAs, and corporate statutory obligations. Strong leadership and decision-making skills with the ability to handle complex regulatory issues. Excellent communication and interpersonal skills to manage relationships with regulatory authorities, clients, and internal teams. Detail-oriented and able to handle sensitive information with discretion. Preferred: Experience working with fintech companies or RTAs. Knowledge of FEMA (Foreign Exchange Management Act) and related regulations would be an added advantage. Certification in compliance or regulatory affairs. Job Types: Full-time, Permanent Pay: ₹400,000.00 - ₹500,000.00 per year Benefits: Health insurance Provident Fund Ability to commute/relocate: Gachibowli, Hyderabad, Telangana: Reliably commute or planning to relocate before starting work (Required) Application Question(s): Qualified CS? Experience: financial regulatory: 2 years (Required) Work Location: In person