Urgent Hiring For Compliance/Advertisement

Job Description

Department: Compliance Role: Advertisement Grade: E1 Assistant Manager Location Goregaon Responsibilities - Reviewing advertisements as per code of advertisement Coordinating with Exchanges and Internal Stakeholders for the purpose of advertisements Maintaining Freeze/Unfreeze of accounts register and coordinating internally for freezing/unfreezing account and sending communication to clients and Regulators. Submissions of various regulatory reporting to Regulators. Research regulations related compliance Handling Sebi/Exchange Surveillance/investigations Reply to alerts/Observation letters/show cause notices Handling internal Audit/Exchange inspections Requirements - Immediate Joiners Preferred Broking Industry Knowledge of Financial industry/Capital Market/Bank/NBFC etc. Post-graduation compulsory Share resumes on bhagyashree.karpe@kotak.com Contact no.- +91 2242858419