32 Sox 404 Jobs

IT Audit with knowledge of IT governance practices Good to have knowledge of other IT regulations, standards and benchmarks used by the IT industry (e.g. NIST, PCI-DSS, ITIL, OWASP, SOX, COBIT, SSAE18/ISAE 3402 etc.) Technical Knowledge of IT Audit Tools with excellent knowledge of IT Audit process and methodology Prior IT Audit experience in areas of ITGC, SOX 404, SOC-1 and SOC-2 Audits and Application Controls Exposure to Risk Management and Governance Frameworks/ Systems will be an added advantage Exposure to ERP systems will be added advantage Strong project management, communication (written and verbal) and presentation skills Knowledge of security measures and auditing practices withi...

About the role Incedo is looking for an outstanding Internal Auditor to join the Global Internal Audit team. Reporting to the Director of Internal Audit and SOX, this individual will play a critical role in supporting the SOX compliance program and driving internal audits for business processes to assess compliance with established standards and controls, and to identify process improvement opportunities. You must possess an ability to pay great attention to detail and be able to manage multiple time-sensitive deliverables across a highly matrixed organization. We are looking for a high-energy, hands-on individual that can work independently and cooperatively with other teams to address comp...

Responsibilities: SOX Compliance Management: Manage and ensure compliance with SOX 404 & 302 requirements. Internal Controls (ICFR): Oversee Internal Controls over Financial Reporting (ICFR), including design, implementation, and effectiveness. Risk & Control Management: Conduct Risk Assessment & Control Testing , specifically focusing on ITGC (IT General Controls) & Application Controls . Audit & Remediation: Manage audit processes and oversee remediation efforts for identified control deficiencies. GRC Frameworks: Utilize and manage GRC Frameworks & Tools (e.g., RSA Archer, SAP GRC). Stakeholder & Audit Liaison: Serve as a key liaison between internal stakeholders and external auditors. Pr...

About the role Incedo is looking for an outstanding Internal Auditor to join the Global Internal Audit team. Reporting to the Director of Internal Audit and SOX, this individual will play a critical role in supporting the SOX compliance program and driving internal audits for business processes to assess compliance with established standards and controls, and to identify process improvement opportunities. You must possess an ability to pay great attention to detail and be able to manage multiple time-sensitive deliverables across a highly matrixed organization. We are looking for a high-energy, hands-on individual that can work independently and cooperatively with other teams to address comp...

Job Description Enforce best practices in IS/IT Security, GRC practices and frameworks. Execute basic auditing, control assessments, policy/standard/procedure writing and Implementation. Develop, implement, maintain, and oversee enforcement of policies, standards, procedures, and associated plans. Ensure compliance to PCI DSS, SOX 404, ISO, and OFAC regulatory bodies and requirements. Create and document necessary audits of Mouser Electronics policies, standards, and processes. Manage Security Awareness program by creating materials, enrolling, and provide training as needed. Participate in Business Continuity activities, audits, and security review and planning activities. Understand Mouser...

Job Description KPMG in India, a professional services firm, is the Indian member firm affiliated with KPMG International and was established in September 1993. Our professionals leverage the global network of firms, providing detailed knowledge of local laws, regulations, markets, and competition. KPMG has offices across India in Ahmedabad, Bengaluru, Chandigarh, Chennai, Gurugram, Hyderabad, Jaipur, Kochi, Kolkata, Mumbai, Noida, Pune, and Vadodara. KPMG in India offers services to national and international clients in India across sectors. We strive to provide rapid, performance-based, industry-focused, and technology-enabled services, which reflect a shared knowledge of global and local ...

About Us: Broadridge (NYSE: BR) is a global fintech leader with $9 billion in revenues, helping clients transform their businesses through innovative communications, technology, data, and analytics solutions . We partner with the world's leading financial institutions , processing millions of trades daily involving trillions of dollars , delivering vital communications for over 5,000 brands , and managing shareholder voting in over 90 countries . Job Summary: We are seeking a Senior Financial Analyst SOX Compliance and Controls to join our Controllership function. In this role, you will have end?to?end exposure to the SOX programfrom risk scoping through issue remediation and management repo...

Job Description KPMG in India, a professional services firm, is the Indian member firm affiliated with KPMG International and was established in September 1993. Our professionals leverage the global network of firms, providing detailed knowledge of local laws, regulations, markets, and competition. KPMG has offices across India in Ahmedabad, Bengaluru, Chandigarh, Chennai, Gurugram, Hyderabad, Jaipur, Kochi, Kolkata, Mumbai, Noida, Pune, and Vadodara. KPMG in India offers services to national and international clients in India across sectors. We strive to provide rapid, performance-based, industry-focused, and technology-enabled services, which reflect a shared knowledge of global and local ...

Job Description KPMG in India, a professional services firm, is the Indian member firm affiliated with KPMG International and was established in September 1993. Our professionals leverage the global network of firms, providing detailed knowledge of local laws, regulations, markets, and competition. KPMG has offices across India in Ahmedabad, Bengaluru, Chandigarh, Chennai, Gurugram, Hyderabad, Jaipur, Kochi, Kolkata, Mumbai, Noida, Pune, and Vadodara. KPMG in India offers services to national and international clients in India across sectors. We strive to provide rapid, performance-based, industry-focused, and technology-enabled services, which reflect a shared knowledge of global and local ...

Job Description KPMG in India, a professional services firm, is the Indian member firm affiliated with KPMG International and was established in September 1993. Our professionals leverage the global network of firms, providing detailed knowledge of local laws, regulations, markets, and competition. KPMG has offices across India in Ahmedabad, Bengaluru, Chandigarh, Chennai, Gurugram, Hyderabad, Jaipur, Kochi, Kolkata, Mumbai, Noida, Pune, and Vadodara. KPMG in India offers services to national and international clients in India across sectors. We strive to provide rapid, performance-based, industry-focused, and technology-enabled services, which reflect a shared knowledge of global and local ...

Job Description KPMG in India, a professional services firm, is the Indian member firm affiliated with KPMG International and was established in September 1993. Our professionals leverage the global network of firms, providing detailed knowledge of local laws, regulations, markets, and competition. KPMG has offices across India in Ahmedabad, Bengaluru, Chandigarh, Chennai, Gurugram, Hyderabad, Jaipur, Kochi, Kolkata, Mumbai, Noida, Pune, and Vadodara. KPMG in India offers services to national and international clients in India across sectors. We strive to provide rapid, performance-based, industry-focused, and technology-enabled services, which reflect a shared knowledge of global and local ...

Job Summary: We are looking for a seasoned professional at the various level to lead and manage engagements related to Internal Controls over Financial Reporting (ICOFR), Internal Financial Controls (IFC), and Sarbanes -Oxley (SOX) compliance. The ideal candidate will bring strong experience in risk and control assessments, process reviews, and controls testing, with the ability to manage teams and client expectations effectively. Prior experience in catering to Financial Services (FS) clients is essential. The candidate should also be comfortable with frequent travel across the Middle East region. Key Responsibilities: Lead end-to-end ICOFR/SOX/IFC compliance programs for clients,including ...

SOX Compliance Program (FCO) The Financial Control Oversight (FCO) department is responsible for the execution of Sarbanes Oxley (SOX) program across the entire organization of State Street. Key functions of this group include determining the material accounts, business area locations, and risks required to be addressed as part of the SOX program, working with business and accounting personnel to identify controls throughout the organization that mitigate financial reporting risks, testing identified controls and supporting the remediation of control deficiencies identified. The FCO department within the Controllers Organization is looking for a finance professional who has prior exposure to...

SOX Compliance Program (FCO) The Financial Control Oversight (FCO) department is responsible for the execution of Sarbanes Oxley (SOX) program across the entire organization of State Street. Key functions of this group include determining the material accounts, business area locations, and risks required to be addressed as part of the SOX program, working with business and accounting personnel to identify controls throughout the organization that mitigate financial reporting risks, testing identified controls and supporting the remediation of control deficiencies identified. The FCO department within the Controllers Organization is looking for a finance professional who has prior exposure to...

How is this team contributing to the vision of Providence Enterprise Security & Infrastructure (ESI) is committed to appropriately protecting all information relating to its caregivers and affiliates, as well as protecting its confidential business information (including information relating to its caregivers, affiliates, and patients). What will you be responsible for Lead the development, implementation, and continuous improvement of the organizations security governance, risk management, and compliance (GRC) strategies. Establish and maintain a comprehensive governance management framework, ensuring effective operational controls to address information security risks. Create, update, and ...

Roles and Responsibilities Collaborate with stakeholders to implement process changes, monitor progress against agreed-upon timelines, and track key performance indicators (KPIs). Develop reports on audit findings and present them to management. Conduct internal audits, risk assessments, and process improvements Bring in Cost benefits Desired Candidate Profile 1-6 years of experience in internal audit or consulting firm. Bachelor's degree in Commerce (B.Com), MBA/PGDM in Finance or related field; professional certifications like CA/CPA/CISA are an added advantage. Strong understanding of auditing principles, data analytics tools, risk management techniques, business process improvement metho...

At EY, you'll have the chance to build a career as unique as you are, with the global scale, support, inclusive culture and technology to become the best version of you. And we're counting on your unique voice and perspective to help EY become even better, too. Join us and build an exceptional experience for yourself, and a better working world for all. EY_ Consulting _ Risk Consulting _ Enterprise Risk - Senior 1/2 As part of our Consulting Enterprise Risk team, our clients look for EY's expertise across the consulting solutions and specifically for engagements related to Internal Audit, Process compliance and reviews, SOX 404, Third Party Risk Management, Regulatory Compliance and Enterpri...

Officer 1 (Auditor) - SOX Compliance Program (FCO) The Financial Control Oversight (FCO) department is responsible for the execution of Sarbanes Oxley (SOX) program across the entire organization of State Street. Key functions of this group include determining the material accounts, business area locations, and risks required to be addressed as part of the SOX program, working with business and accounting personnel to identify controls throughout the organization that mitigate financial reporting risks, testing identified controls and supporting the remediation of control deficiencies identified. The FCO department within the Controllers Organization is looking for a finance professional who...

Job Description: About Us. At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. Responsible Growth is how we run our company and how we deliver for our clients, teammates, communities, and shareholders every day. One of the keys to driving Responsible Growth is being a great place to work for our teammates around the world. We're devoted to being a diverse and inclusive workplace for everyone. We hire individuals with a broad range of backgrounds and experiences and invest heavily in our teammates and their families by offering competitive benefits to support their physical, emotional, and financial well-being. Bank ...

Required Skills Strong experience of financial/operational audits and SOX 404 compliance. Proficiency in Microsoft Excel, Word, PowerPoint, and Visio; willingness to adopt new tools. Excellent verbal and written communication skills in English. Strong project and time management skills, with the ability to work independently or in a team. Ability and willingness to travel based on business needs. Qualifications & Experience Qualified CA or Semi-Qualified CA Experience: 01 year in Internal Audits, SOX Testing, or Process Risk & Controls Article ship experience in related domains will be considered. Preferred industry exposure: Manufacturing, Banking, Life Sciences, Media, Telecommunication

Key Responsibilities Conduct financial and operational audits and assess the design and effectiveness of internal controls over financial reporting (ICFR) in line with SOX 404 requirements Assist in identifying risks, evaluating control gaps, and providing recommendations for process improvements Collaborate with global teams and communicate regularly with RSM International clients. Prepare documentation, audit evidence, and process narratives with attention to detail. Work across multiple projects with strong time management, prioritization, and multitasking capabilities. Required Skills Strong experience of financial/operational audits and SOX 404 compliance. Proficiency in Microsoft Excel...

How is this team contributing to the vision of Providence Enterprise Security & Infrastructure (ESI) is committed to appropriately protecting all information relating to its caregivers and affiliates, as well as protecting its confidential business information (including information relating to its caregivers, affiliates, and patients). What will you be responsible for Lead the development, implementation, and continuous improvement of the organizations security governance, risk management, and compliance (GRC) strategies. Establish and maintain a comprehensive governance management framework, ensuring effective operational controls to address information security risks. Create, update, and ...

What you'll do Under the guidance of the SOX 404 and SAO Senior Manager, you'll be helping to develop the SOX 404 and SAO governance framework and strategy for the bank. This will include scoping, documentation, control testing, assessing issues, and working with colleagues and experts across the team. You'll Also Be Coordinating the SAO certification process, including preparing timetables and collating certificates from all our business units Working with the team to prepare and provide regular consolidated reporting to the SOX 404 and other senior bodies Developing and maintaining SOX 404 and SAO reporting processes, mechanisms and systems Working closely with management to identify syner...

The Senior will support teams of FAAS professionals during engagements covering a broad spectrum of Process and Control areas. The Senior will be responsible for the following tasks: Responsible for executing client related engagements in the areas of governance, risk & compliance (GRC), process reviews, standard operating procedures, enterprise risk management, SOX, Internal Control over Financial Reporting (ICFR). Supporting SOX engagement, Process and Control; or should be an expert in driving Financial Statement Close Process, Procure to Pay and Order to Cash, Inventory, Fixed Assets, PPE & Intangible assets processes (along with experience in Risk management) Supporting projects related...

The Manager - Internal Controls maintains a high standard of internal controls for accounting and/or financial operations by providing leadership and guidance with the assigned function(s) Required Candidate profile Strong knowledge of internal control frameworks (e.g., COSO), risk management, and regulatory requirements (e.g., SOX, PCAOB) 5+ years' experience as a manager preferred