11 Sox 404 Jobs

How is this team contributing to the vision of Providence Enterprise Security & Infrastructure (ESI) is committed to appropriately protecting all information relating to its caregivers and affiliates, as well as protecting its confidential business information (including information relating to its caregivers, affiliates, and patients). What will you be responsible for Lead the development, implementation, and continuous improvement of the organizations security governance, risk management, and compliance (GRC) strategies. Establish and maintain a comprehensive governance management framework, ensuring effective operational controls to address information security risks. Create, update, and enforce security policies, procedures, processes, standards, and guidelines to support the IT Governance Program, including the lifecycle management of internal controls. Drive risk management and governance initiatives in response to emerging technologies and evolving business needs. Oversee the remediation of information security issues and findings, ensuring both immediate corrective actions and sustainable long-term solutions to mitigate risks. Collaborate with senior leadership, business units, IT, and Legal to establish consistent processes for identifying, assessing, responding to, and reporting on IT risks. Champion the implementation of global IT GRC initiatives, ensuring alignment with organizational objectives and industry standards. Partner with program leadership to influence decision-making and foster unified progress towards security and compliance goals. Identify and lead cross-functional projects that enhance standardization, efficiency, and maturity within the GRC function. Provide effective leadership to GRC teams, including direct reports and contractorsdelegating tasks, coordinating efforts, fostering motivation, and conducting performance reviews in collaboration with HR. Directly manage and develop GRC teams, with responsibility for up to 10 caregivers. Stay current on best practices, legal requirements, and industry standards related to risk management and compliance frameworks such as NIST CSF, NIST 800-53 v5, CIS Benchmarks, HIPAA, PCI DSS, SOX 404, and ITIL. Monitor industry trends and the regulatory environment, proactively adapting governance strategies to maintain compliance and organizational resilience. How is this team contributing to the vision of Providence Enterprise Security & Infrastructure (ESI) is committed to appropriately protecting all information relating to its caregivers and affiliates, as well as protecting its confidential business information (including information relating to its caregivers, affiliates, and patients). What will you be responsible for Lead the development, implementation, and continuous improvement of the organizations security governance, risk management, and compliance (GRC) strategies. Establish and maintain a comprehensive governance management framework, ensuring effective operational controls to address information security risks. Create, update, and enforce security policies, procedures, processes, standards, and guidelines to support the IT Governance Program, including the lifecycle management of internal controls. Drive risk management and governance initiatives in response to emerging technologies and evolving business needs. Oversee the remediation of information security issues and findings, ensuring both immediate corrective actions and sustainable long-term solutions to mitigate risks. Collaborate with senior leadership, business units, IT, and Legal to establish consistent processes for identifying, assessing, responding to, and reporting on IT risks. Champion the implementation of global IT GRC initiatives, ensuring alignment with organizational objectives and industry standards. Partner with program leadership to influence decision-making and foster unified progress towards security and compliance goals. Identify and lead cross-functional projects that enhance standardization, efficiency, and maturity within the GRC function. Provide effective leadership to GRC teams, including direct reports and contractorsdelegating tasks, coordinating efforts, fostering motivation, and conducting performance reviews in collaboration with HR. Directly manage and develop GRC teams, with responsibility for up to 10 caregivers. Stay current on best practices, legal requirements, and industry standards related to risk management and compliance frameworks such as NIST CSF, NIST 800-53 v5, CIS Benchmarks, HIPAA, PCI DSS, SOX 404, and ITIL. Monitor industry trends and the regulatory environment, proactively adapting governance strategies to maintain compliance and organizational resilience. What would your day look like Regularly collaborate with business leaders, application, and product owners to evaluate security needs and impacts of security decisions on business processes as well as to communicate risks. Drive implementation of framework, policies, standards, and other security requirements. Conduct gap analysis and implement Standards Frameworks like NIST CSF, NIST 800-53 v5, CIS Benchmarks, HIPAA, PCI DSS, SOX 404, and ITIL. Develop and revise Policies, Standards, Processes, and guidelines for the enterprise through change management. Perform security reviews, attestations, assessments and serve as a Liaison between various teams within Cybersecurity. Collaboare with business function owner on deliverables, support team in understating and meeting business requirements. Manage expectations and effectively communicate to colleagues, project team members, sponsors, stakeholders, business leaders, as well as internal and external security stakeholders and leaders. Promote and raise awareness of Cyber-Security programs and posture, driving change and influencing proper Cyber Security hygiene within the organization. Who are we looking for 4-year University (Bachelors) degree in Computer Science, Information Security, Cyber Security or related field. Minimum 10 years of experience in an Information Security/GRC role. Minimum 5 years of experience in IT Risk Management Role. Preferred 3 years of experience in Healthcare, Pharma or Bio-Technology organization. Strong project management skills to simultaneously work on multiple projects concurrently. Experience with managing a GRC tool support life cycle. Strong written and oral communication skills with the ability to explain technical ideas to non-technical individuals at any level. Adaptable to shifting priorities, demands, and timelines through analytical and problem-solving capabilities. Able to react to project adjustments and alterations promptly and efficiently. Ability to lead a team and collaborate with other leaders throughout the organization. Ability to effectively prioritize and execute tasks in a high-pressure environment Preferred knowledge of Information Security standards (ISO/IEC 27001, 27002, NIST CSF, NIST SP 800-53, CIS Controls). Show more Show less

What you'll do Under the guidance of the SOX 404 and SAO Senior Manager, you'll be helping to develop the SOX 404 and SAO governance framework and strategy for the bank. This will include scoping, documentation, control testing, assessing issues, and working with colleagues and experts across the team. You'll Also Be Coordinating the SAO certification process, including preparing timetables and collating certificates from all our business units Working with the team to prepare and provide regular consolidated reporting to the SOX 404 and other senior bodies Developing and maintaining SOX 404 and SAO reporting processes, mechanisms and systems Working closely with management to identify synergies in reporting within the team, ensuring consistency and accuracy of reporting between SOX 404, SAO and Finance operational risk Providing secretariat support for relevant SOX 404 and SAO committees and forums The skills you'll need To join us in this role, you'll need experience of working in a controls or risk management advisory role, and managing and delivering controls or risk management reporting. You'll bring good analytical skills with an aptitude to review and challenge both quantitative and qualitative matters, as well as the ability to work together with stakeholders to resolve issues. Knowledge of SOX 404 and SAO and experience of working in the financial services sector would be an advantage. You'll Also Need A qualification in CA, ICWA, MBA is preferred Experience in audit or risk and control Strong communication skills, with the ability to clearly and succinctly articulate issues The ability to influence and negotiate across all technology areas and at senior levels A proven ability to build and maintain relationships across a wide range of stakeholders

The Senior will support teams of FAAS professionals during engagements covering a broad spectrum of Process and Control areas. The Senior will be responsible for the following tasks: Responsible for executing client related engagements in the areas of governance, risk & compliance (GRC), process reviews, standard operating procedures, enterprise risk management, SOX, Internal Control over Financial Reporting (ICFR). Supporting SOX engagement, Process and Control; or should be an expert in driving Financial Statement Close Process, Procure to Pay and Order to Cash, Inventory, Fixed Assets, PPE & Intangible assets processes (along with experience in Risk management) Supporting projects related to Process Improvement and Implementation, drafting risk and control matrix, process placemats and documenting SOPs. Supporting engagement planning, budgeting, execution and management Preparing products/deliverables meet contract/ work plan specifications and deadlines Supporting the development of tools and methodologies for project delivery Participating in meetings and interviews with client personnel Developing creative, yet practical, solutions to help our clients achieve their Process and Control objectives Developing client deliverables and engagement documentation Developing, tracking and supporting actual engagement economics versus the budget Supporting the development and management of the relationships with external and internal clients Supporting development of new service offerings and go-to-market strategies Supporting other ad-hoc internal initiatives geared towards improving our groups efficiency, effectiveness and integration with other service lines To qualify for the role, you must have Chartered Accountant (CA), CPA (US) or ACCA (UK) with 3+ years of experience with a large Global Corporate Process, Risk and Control department and/or similar experience MBA degree is a plus Experience with the following Process and Control areas: Governance, controls and regulation Governance, Risk & Compliance Process and Control Process reviews Standard Operating Procedures Enterprise Risk Management Revenue Assurance SOX Internal Control over Financial Reporting (ICFR) Design and Implementation testing Process walkthroughs and testing effectiveness of controls Strong problem solving and analytical skills Good listening skills, inquisitive nature, intellectual curiosity and self-starter qualities Effective written and verbal communication skills with demonstrated ability to present complex information in a concise and clear manner Ability to interface with all levels of management and clients Experience working on multiple projects under tight deadlines Willingness and ability to travel approximately 50% to 80% of the time

The Manager - Internal Controls maintains a high standard of internal controls for accounting and/or financial operations by providing leadership and guidance with the assigned function(s) Required Candidate profile Strong knowledge of internal control frameworks (e.g., COSO), risk management, and regulatory requirements (e.g., SOX, PCAOB) 5+ years' experience as a manager preferred

Activities like cabling, new rack installation should be effectively planned, reviewed & executed. Should be aware about ITSM / ISO 20000, ISO 27001, ISAE3402, SOX 404 & Customer specific audit for overall physical infrastructure management process Required Candidate profile Skill - IT Shift Engineer Location-Bangalore Any queries-kanchan@peshr.com/9867762401

Genpact (NYSE: G) is a global professional services and solutions firm delivering outcomes that shape the future. Our 125,000+ people across 30+ countries are driven by our innate curiosity, entrepreneurial agility, and desire to create lasting value for clients. Powered by our purpose - the relentless pursuit of a world that works better for people - we serve and transform leading enterprises, including the Fortune Global 500, with our deep business and industry knowledge, digital operations services, and expertise in data, technology, and AI. Inviting applications for the role of Manager, Risk and Controls In this role, you will be responsible for managing and executing the Business Process - Internal Controls Management activities for a large banking organization in North America The purpose of the role is to help the organization in developing and implementing Business Process Internal Controls Management Program following the internal and industry leading principles and approaches to conduct process scoping, risk identification, risk assessment, controls identification, controls design, controls testing, gap identification and remediation, risk mitigation/gap remediation, reporting, etc. Responsibilities . Lead and conduct process walkthroughs and performing testing of control design and operating effectiveness . Preparing process and control documentation in form of Risk Control Matrices (RCM), SOPs, narratives and process flow diagrams . Issue management including performing issue validation, reporting and providing recommendation to business . Building relationships and collaborating with key client and internal stakeholders . Review annual testing plan and determine audit procedures necessary to achieve the desired audit results . Review and communicate audit results, findings and recommendations to account partner, client management and key stakeholders. . Ability to analyze internal and external processes and integration to understand risks and identify controls . Develop/gather documentation related to internal controls (control language, design and implementation) . Assess Design and Operating effectiveness of existing controls . Assist on specific cross functional initiatives and projects in terms of control requirements definition and validating control implementation artifacts . Provide input to client management to improve operational efficiency and/or to enhance the design and operating effectiveness of internal controls. . Utilize superior organizational skills to manage the high volume body of work. . Participates in meetings with the business to discuss test and/or audit scoping, testing progress and results . Require to execute work within established policies, procedures, standards and protocols . Ensures frequent communication of test and/or audit results including control deficiencies in need of remediation on a timely basis to the appropriate stakeholders and senior management Qualifications we seek in you! . Minimum qualifications . Graduate degree in Accounting & Finance required . Experience in internal and/or external audit, process re-engineering, process compliance reviews, SOX 404/finance reporting controls testing or risk management function in a banking and financial services organization or audit/accounting firm . Must be able to work, at times, multiple assignments simultaneously . Strong report writing and presentation skills, an analytical mind, and problem-solving abilities . Position requires the ability to work effectively with all levels of staff and handle confidential information discretely and professionally . Preferred qualifications . Post graduate qualification as an MBA or CA, CFE, CIA, or CISA a plus . Prior Big 4 experience is preferable . Project management Genpact is an Equal Opportunity Employer and considers applicants for all positions without regard to race, color, religion or belief, sex, age, national origin, citizenship status, marital status, military/veteran status, genetic information, sexual orientation, gender identity, physical or mental disability or any other characteristic protected by applicable laws. Genpact is committed to creating a dynamic work environment that values respect and integrity, customer focus, and innovation. For more information, visit www.genpact.com Follow us on Twitter, Facebook, LinkedIn, and YouTube. Furthermore, please do note that Genpact does not charge fees to process job applications and applicants are not required to pay to participate in our hiring process in any other way. Examples of such scams include purchasing a %27starter kit,%27 paying to apply, or purchasing equipment or training.

Your key responsibilities The Senior will support teams of FAAS professionals during engagements covering a broad spectrum of Process and Control areas. The Senior will be responsible for the following tasks: Responsible for executing client related engagements in the areas of governance, risk & compliance (GRC), process reviews, standard operating procedures, enterprise risk management, SOX, Internal Control over Financial Reporting (ICFR). Supporting SOX engagement, Process and Control; or should be an expert in driving Financial Statement Close Process, Procure to Pay and Order to Cash, Inventory, Fixed Assets, PPE & Intangible assets processes (along with experience in Risk management) Supporting projects related to Process Improvement and Implementation, drafting risk and control matrix, process placemats and documenting SOPs. Supporting engagement planning, budgeting, execution and management Preparing products/deliverables meet contract/ work plan specifications and deadlines Supporting the development of tools and methodologies for project delivery Participating in meetings and interviews with client personnel Developing creative, yet practical, solutions to help our clients achieve their Process and Control objectives Developing client deliverables and engagement documentation Developing, tracking and supporting actual engagement economics versus the budget Supporting the development and management of the relationships with external and internal clients Supporting development of new service offerings and go-to-market strategies Supporting other ad-hoc internal initiatives geared towards improving our groups efficiency, effectiveness and integration with other service lines To qualify for the role, you must have Chartered Accountant (CA), CPA (US) or ACCA (UK) with 3+ years of experience with a large Global Corporate Process, Risk and Control department and/or similar experience MBA degree is a plus Experience with the following Process and Control areas: Governance, controls and regulation Governance, Risk & Compliance Process and Control Process reviews Standard Operating Procedures Enterprise Risk Management Revenue Assurance SOX Internal Control over Financial Reporting (ICFR) Design and Implementation testing Process walkthroughs and testing effectiveness of controls Strong problem solving and analytical skills Good listening skills, inquisitive nature, intellectual curiosity and self-starter qualities Effective written and verbal communication skills with demonstrated ability to present complex information in a concise and clear manner Ability to interface with all levels of management and clients Experience working on multiple projects under tight deadlines Willingness and ability to travel approximately 50% to 80% of the time

We seek a professional with 5-7 years of postgraduate experience in IT General Controls, SOX 404, GRC,SOC & ITAC, preferably CISA certified. Apply now at heena@yeslandmark.com or call 7019111984

Manage IT audits (SOX, ITGC), ensure quality delivery, review testing docs, identify process gaps, prepare reports, handle clients, guide juniors, support proposals, and improve engagement productivity.. Required Candidate profile Looking for 3–5 yrs exp in IT audits (SOX, ITGC), risk assessment, SOC1/2, with strong MS Office skills, good communication, and CISA/BE/B.Tech/MBA/MCA background. Big 4 experience preferred.

Controls Advisory delivers all project and engagement management phases for multiple clients in various industries.Responsibilities include executing business processes,IT control reviews,and activities related to SOX 404 and IA control projects. Required Candidate profile Must be experienced in SOX 404, business processes, control testing, risk advisory, Internal audit, Interested candidates can share their updated CV on heena@yeslandmark.com Ph:701911198

Client interface for understanding the SOX IT General Controls as applicable to Application &Infrastructure operations Conducting assessment of existing processes and align them to COBiT 2018 standard. Conducting TOE and TOD for ITGCs Documentation of as-is SOX 404 IT General Controls as they are currently being executed in client environment. Identify process exceptions and risk with respect to materiality defined by the SOX controller. Evaluating 3rd parties and their ITGC environments by assessment of SSAE18 reports Create Process Summaries, Compliance runbooks and RCMs. Define RACI for Control owners, executioners etc. Work with Senior Management of the organization and business teams in getting assertions. Point of contact for the client compliance & IT audit team for provisioning SOX audit evidence within the SLAs defined. Provide strategic guidance& consulting support on implementation of SOX controls for Networks, Operating Systems, System Security, Backup & Recovery, Storage, BCP/DR Identify technical remediations for SOX 404 ITGC and create short term and long term roadmap for remediation Conducting regular training for technical teams for SOX control implementation & audits Should have worked on consulting/implementation & audit of SOX IT General Controls associated with IT Operations (Mandatory) CGEIT, COBiT Experience & COSO ERM execution (preferred) Excellent understand & experience in IT applications &infrastructure management which includes SDLC, App Security, DevOps, Networks, Data Centre Operations, Service Management/Service Desk, Server Management etc. Excellent understanding of IT Service Management processes. ITIL certified. Should be able to identify & report risks related to SOX ITGC design effectiveness & operational effectiveness gaps Should have experience in executing end-to-end SOX ITGC audit life cycle Exposure to other regulatory compliances such as Data Protection Act Candidate should have client facing experience B.E/B.Tech with MBA preferred. Candidates with following Certifications will be preferred: CISA/CGEIT/CISM/CISSP ISO 27001 Implementer, Lead Auditor ITIL V3.0