Senior Analyst- Surveillance | MNC | Bangalore | Hybrid

4 - 9 years

15 - 16 Lacs

Posted:1 week ago| Platform: Naukri logo

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Work Mode

Hybrid

Job Type

Full Time

Job Description

Greetings of the day !

Senior Analyst- Surveillance role:

Location: Thanisandra, Bangalore

Shift: 11:30 AM - 8:00 PM

Work Mode: Hybrid (3 days WFO)

Note: It is an Individual Contribution role

Skills: Market Abuse Regulation along with Communication Surveillance/ Audio Surveillance/ Trade Surveillance

Candidate should have at least 2 years of experience in Market abuse

Purpose of Role:

This individual will be responsible for reviewing and closing electronic and audio communication alerts for the EMEA region.

Main Responsibilities:

These responsibilities include, but are not limited to providing support in conducting, the items listed below as per SOPs and may be amended from time to time:

  • Reviewing and analyzing alerts generated from various automated electronic communication surveillance systems to detect potential violations of company's policies, applicable rules and regulations, escalating to the appropriate department when necessary.
  • Performing audio surveillance by listening to voice communications of recorded company's employees to detect potential violations of the policies, applicable rules and regulations, escalating to the appropriate department when necessary.
  • When closing alerts, properly documenting rationales with accurate, complete, and organized written commentary for audit trail.
  • Adhering to written operating procedures for each of the reviews theyre responsible
  • Driving the enhancement and improvement of the communication surveillance program from both an effectiveness and efficiency perspective, including clearly communicating findings and recommendations to onshore Surveillance teams and the EMEA Head of Surveillance.

Warm Regards,     

Gayatri Kumari 

Email Id: gayatri@v3staffing.in

V3 Staffing Solutions 

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