10 Trade Survelliance Jobs

Dear Candidate, Greetings!! Kindly find the Job Description for the Online Surveillance. Role and Responsibilities: Monitor & Supervise market movements, trends, patterns and initiate necessary surveillance actions (Equity, F&O, Currency, SLBM, IRF, Commodity). Supervise routine activities as per defined SOP and TAT. Verification of surveillance alerts such as market manipulation, price / volume alerts, order spoofing, front running alerts, insider trading alerts, etc. Analyse various alerts/ exception reports on trading activities/ patterns to short-list cases which require detailed analysis/ investigation and initiate action, if warranted. Process surveillance alerts, conduct preliminary a...

Dear Candidate, Greetings!! Kindly find the Job Description for the Online Surveillance. Role and Responsibilities: Monitor & Supervise market movements, trends, patterns and initiate necessary surveillance actions (Equity, F&O, Currency, SLBM, IRF, Commodity). Supervise routine activities as per defined SOP and TAT. Verification of surveillance alerts such as market manipulation, price / volume alerts, order spoofing, front running alerts, insider trading alerts, etc. Analyse various alerts/ exception reports on trading activities/ patterns to short-list cases which require detailed analysis/ investigation and initiate action, if warranted. Process surveillance alerts, conduct preliminary a...

Greetings of the day ! Our reputed MNC Client is hiring for Senior Analyst- Surveillance role: Location: Thanisandra, Bangalore Shift: 11:30 AM - 8:00 PM Work Mode: Hybrid (3 days WFO) Note: It is an Individual Contribution role Skills: Market Abuse Regulation along with Communication Surveillance/ Audio Surveillance/ Trade Surveillance Candidate should have at least 2 years of experience in Market abuse Purpose of Role: This individual will be responsible for reviewing and closing electronic and audio communication alerts for the EMEA region. Main Responsibilities: These responsibilities include, but are not limited to providing support in conducting, the items listed below as per SOPs and ...

• 8+ years of experience in backend development using Java? •Have you worked on Trade Surveillance systems or similar compliance-related platforms? 2. Technical Skills .experience with Java, Spring Boot, and SQL in building scalable applications?

Job Title: Sr Specialist, Trade Surveillance Department: Market Compliance About the Role We are seeking an experienced and detail-oriented Trade Surveillance Manager to join our dynamic Compliance team. This role is responsible for overseeing the surveillance of our clients commodity derivatives trading activities to detect and prevent market abuse. The ideal candidate will be a hands-on expert with good knowledge of commodity markets and proven experience using sophisticated surveillance tools. Key Responsibilities: Trade Surveillance: Lead and perform hands-on, real-time and post-trade surveillance of commodity derivative trades (futures, options, swaps) to identify potential market abuse...

Roles and Responsibilities Conduct trade surveillance activities to identify potential market abuse cases and escalate them to relevant stakeholders. Monitor trading activity on various platforms such as Bloomberg, Actimize, SmartTrade, and other third-party systems. Review transaction data to detect suspicious trades and investigate any discrepancies or anomalies. Collaborate with internal teams to gather evidence and build cases against suspected individuals or entities. Maintain accurate records of all findings, reports, and correspondence related to trade surveillance investigations.

Role: Team Manager: Market Surveillance Location: Pune Package up to 14 LPA Key Responsibilities: Monitor market activity, including trade volumes, order flows, and communications, to detect potential misconduct (e.g., insider trading or market manipulation). Conduct deep-dive investigations into alerts generated by trade and communication surveillance systems. Identify and escalate potential regulatory breaches or policy violations. Collaborate with global teams to enhance surveillance frameworks and ensure consistency across regions. Contribute to the enhancement of existing alerts and development of new surveillance tools, reports, and procedures. Provide timely reports to management, reg...

Job Description Title Investment Compliance Monitoring - Senior Associate Department General Counsel Shared Services Location Gurgaon, India Reports To Manager - Investment Compliance Monitoring Level 3 Were proud to have been helping our clients build better financial futures for over 50 years. How have we achieved this? By working together - and supporting each other - all over the world. So, join our General Counsel Shared Services Team and feel like youre part of something bigger. General Counsel Shared Services General Counsel (GC) is a trusted advisor to all parts of Fidelity International Limited (“FIL”), providing high-value independent advisory and assurance expertise through our sp...

Actimize Trade surveillance job description: 1. Candidate with 5-7 years of experience in Actimize AIS, Risk case manager. 2. Good hands-on experience on Custom development experience in AIS 3. Should have strong hands-on experience on Risk case manager designer to create alert types, alert views, work flow restrictions, users and roles 4. Candidate should have worked on Agile methodologies focusing on strict timelines 5. Candidate with good knowledge of Bitbucket and Ansible as a deployment tool 6. Candidate with good experience on Autosys scheduling agent 7. Though trade surveillance experience would be an added advantage, even with other Actimize solutions like transaction monitoring, fra...

We are conducting Virtual Walk-In drive on Saturday, 17th May for Trade Surveillance role. Immediate joiners to 30 days notice period candidates are preferrable. Job Location: Bangalore, Mandatory WFO Experience: 3 - 8 years of experience in Trade Surveillance role Job Purpose: Trade Surveillance team is responsible for assisting the client to validating the exceptions generated in the system The incumbent will primarily be responsible for checking the alerts/exceptions generated based on the existing modules developed by the client. The incumbent will also be responsible for performing daily review of all exceptions and closing it out with an appropriate rationale and escalate to the client...