Senior Analyst

Job Description

BUSINESS UNIT OVERVIEW Client Onboarding is responsible for facilitating the establishment and maintenance of client relationship within the firm, including, but not limited to due diligence, supporting documentation, account opening and client configuration Client Onboarding facilitates client due diligence along with the refresh of client static data within the framework of the Compliance requirements for the Global Markets Division The group primarily manages the accuracy of Know Your Client data for new and existing accounts through direct communication from Clients & Internal business units As a member of Client Onboarding, the individual will be instrumental in improving the efficiency and accuracy of the account opening process and configuring clients for the firm s trading business across all regions and products for institutional Client services The individual will work closely with other members of Client Onboarding, Sales/Traders and Middle Offices, as well as Compliance and Legal Interaction with external clients required (Operations counterpart) JOB SUMMARY AND RESPONSBILITIES Undertaking AML checks to ensure adherence to all Compliance policies, procedures and regulatory obligations Offboard / Restrict Trading for clients that are non-compliant Responding promptly and knowledgeably to queries from clients, business and other internal departments Risk and issue identification and escalation Assisting with identifying, defining and enhancing process efficiencies which will benefit COB Participating in regular meetings with Management, Compliance and stakeholders to maintain strong relationships across the board Participating in adhoc projects as required BASIC QUALIFICATIONS Bachelor s degree 0-3 years of prior work experience in a relevant field Strong attention to detail Strong communication and interpersonal skills written and oral ; Confident in interaction with all levels of employees. Energetic and capable of multi-tasking in a fast-paced environment Excellent interpersonal skills and the ability to work effectively in a team-oriented setting, prioritize projects to meet tight deadlines. Forward thinking with the ability to assert new ideas and follow them through / finds alternative solutions and identifies clear objectives. Willing to continuously learn and stay updated on the changing policy requirements including industry developments related to AML Proficient to advanced skills with MS Office (Excel, PowerPoint, Word, Outlook) PREFFERED QUALIFICATIONS Prior experience in Client onboarding process or KYC/AML and regulations knowledge beneficial Sound knowledge of markets / trade life cycle, asset classes Analytical skills - Experience with BI tools (Alteryx, Tableau, SQL) is a plus Capable of working to deadlines in a high volume, high-pressure environment while maintaining 100% accuracy and positive attitude Ability to adapt to change and new challenges Resourcefulness, strong judgment and problem-solving skills