4 Rbi Audits Jobs

You are looking for an Assistant Vice President (AVP) in Internal Audit with a CA qualification based in Mumbai, having a minimum of 5 years of experience. You will be working 5 days a week and your responsibilities will include conducting Internal Audit, RBI audits, SOX audits, and ICOFR/IFC testing. It is preferable if you have prior experience in NBFCs or Banks. Your role will involve assisting in the completion of IFC and SOX testing, preparing Risk Assessment for all Auditable Units, updating the audit program and checklist, and coordinating with stakeholders for discussion and resolution of Audit Observations. You will be responsible for timely execution of audits, preparing Action Taken Reports (ATRs) with target dates, preparing Audit decks and presentations for the Audit Committee, and creating Audit checklists based on regulations and internal policies. The desired skills for this position include strong analytical abilities, good interpersonal skills, effective communication skills, and expertise in Risk Assessment and Analysis. It is essential to have a deep understanding of potential risk scenarios and critical factors impacting organizational control environments. Overall, the successful candidate will have proven working experience as an Internal Auditor post articleship, the ability to handle large amounts of data and compile detailed reports, and a solid knowledge of auditing standards, procedures, laws, rules, and regulations.,

Position Title : AVP - Internal Audit Qualification : CA Location : Mumbai Experience : 5 years and above Timing- 5 days a week Candidate Profile: Experience in Internal Audit, RBI audits, SOX audits, ICOFR/ IFC testing is mandatory. Preferably from NBFC/ Banks. Proven working experience as an Internal Auditor throughout career post articleship Ability to manipulate large amounts of data and to compile detailed reports, Proven knowledge of auditing standards and procedures, laws, rules and regulations. Deep understanding of potential risk scenarios and critical factors impacting organizations control environment. Proven knowledge of auditing standards and procedures, laws, rules and regulations. Desired Skills: Analytical Interpersonal Communication Risk Assessment / Analysis Job Description: Experience in Internal Audit, RBI audits, SOX audits, ICOFR/ IFC testing is mandatory. Assisting in completion of IFC and SOX testing Preparation of Risk Assessment for all Auditable Units. Assisting in the preparation and updation of the audit programme and checklist. Coordination with various Stake Holder for discussion and convincing them on the Audit Observation, Risk Impacts, Recommendations, Auditee Remarks and Finalization of the same. Responsible for timely execution of the Audits as per plan. Preparing Action Taken Report (ATR) along with the target dates agreed by the Auditee, conduct follow ups on it and circulate to the Management periodically. Assisting in preparation of Audit deck and presentation for Audit Committee. Preparation of Audit checklist basis regulation/internal Policies. Show more Show less

As a Credit Analyst at BFIG Credit in Mumbai, your primary responsibility will be to conduct credit risk underwriting for credit facilities provided to NBFCs/Housing Finance Companies and assess credit risk for securitisation transactions (PTCs). You will be required to prepare comprehensive credit appraisal notes that include in-depth analysis of the business, industry, management, and financial aspects of the entities involved. Your role will also involve engaging in client calls to gain insights into their business models and risk management policies. Based on your analysis, you will provide detailed recommendations to senior credit approvers regarding the risk aspects and assessments of specific loans. It will be essential to ensure that all loans strictly adhere to program guidelines, compliance standards, due diligence protocols, and industry regulations. Additionally, you will be responsible for continuously monitoring the credit quality of the loan portfolio by staying informed about market trends and conducting periodic reviews of the performance of credit facilities extended to clients. In cases of non-compliance, you will be expected to escalate the issues along with an action plan to address them. Furthermore, you will collaborate with internal auditors and represent the organization to the RBI to address any queries raised during audits. To excel in this role, you should hold a CA or MBA qualification with a minimum of 3-4 years of relevant experience in the field. A solid understanding of Accounting Standards and proficiency in conducting Balance Sheet Analysis are essential. Knowledge of RBI regulations, SEBI guidelines, and other statutory requirements is crucial. Strong interpersonal skills, effective communication abilities, and excellent verbal and written presentation skills will be necessary for successful performance in this position.,

The role of Auditor involves: • Conducting audits of Information Systems / Information Security covering process reviews, application control and functionality reviews, BCP and DR testing, and adherence to Regulations with respect to Information Systems / Infosec • Execution of planned audits by adhering to given schedules and ensuring adherence to audit / ISO processes & ICAI standards. Review of Compliances to Audit reports submitted by Auditee units. Ensuring follow up for closure of reports and files within prescribed timelines. Skills Conducting internal audits within stipulated time and submission of audit reports based on risk based audit norms. • Ensuring quality of audit report (depth & coverage) by focusing on root cause analysis and providing qualitative suggestions/recommendations for improvement of processes & mitigation of risk • Effective use of off-site audit reports (with special focus on data mining & analysis) for bringing out risks in the audit reports. • Conducting planned and unplanned audits and provide qualitative suggestions/recommendations for improvement of processes • Updating skill sets and knowledge through continuous readings, attending trainings • Ensuring timely follow up on closure of audit findings; checking the closure in line with the risk and recommendation; processing the closure of audit issues / reports as per the policy • Timely submission of information relating to audits conducted to internal and external stakeholders. Qualifications, technical skills and experience Base qualifications: • Graduates/CAs/MBA (Finance) with relevant certification such as CISA / CISM / CISSP / CIA 2-5 Years of Experience (Audit/ Banking / NBFC Domain preferred) • Experience in Information Systems / Infosec audits in the financial services (Banking, NBFC) industry Technical skill set for Information systems auditor. The auditor should have: • Solid base of computer skills in hardware and software • Knowledge of various operating systems • Knowledge of Databases • Hands on experience on Network Architecture • Knowledge of other IT infrastructure • Application controls and Interfaces • Knowledge on Computer Assisted Audit Techniques (CAATs) • Knowledge on Information security governance • Knowledge on Business Continuity and Disaster Recovery framework Role Proficiencies: • Demonstrate good understanding of IS/Infosec function audits • Knowledge of Business Applications used in Banking / NBFC industry • Understanding of statutory and regulatory requirements and policies • Working on the preparation of the Audit Calendar for the year basis the residual risk assessment and methodology defined in audit policy of the organisation. • Conducting specific audits basis plan or trigger based requirements. • Drafting of detailed audit reports with assessment details, preparation of supporting workpapers, clearly documenting the observations noted with implications and recommending corrective actions to auditee • Coordinating and supporting the companys Compliance team during RBI Audits and other external audits. • Good communication (both verbal & written) and inter-personal skills • Ability to work independently or as a part of team and contribute towards team goals • Planning the audit, developing clear and concise risk/control matrices and audit programs, and reporting • Demonstrate professionalism, competence and clarity of communication when dealing with the IT stakeholders • Demonstrate reasonable knowledge of the industry or sector and be aware of technical issues or audit risk