4.0 - 8.0 years

0 Lacs

pune, maharashtra

On-site

Role Overview: You will be responsible for conducting general electronic communications and trading surveillance reviews, with a specific focus on identifying potential insider trading and market manipulation. Your role will involve investigating and resolving monitoring alerts promptly, ensuring thorough investigation of significant issues, and escalating them when necessary. Additionally, you will play a key role in driving continuous improvement of the surveillance framework, including refinement and calibration. You will contribute to the implementation of strategic projects within the department, participate in team discussions, investigations, and knowledge sharing, and assist in producing management information reports for Senior Management. It is essential to have a good understanding of trade surveillance terminologies and various types of market manipulations. Furthermore, you should be open to learning about Personal Account Dealing, S329 Disclosures, AML, and E-comm Surveillance. Key Responsibilities: - Conduct general electronic communications and trading surveillance reviews - Investigate and close out monitoring alerts promptly - Drive continuous improvement of the surveillance framework - Contribute to the implementation of strategic department projects - Raise Suspicious Transaction reports (STR) for further investigation - Assist in producing management information reports - Participate in team discussions, investigations, and knowledge sharing - Develop a good understanding of trade surveillance terminologies and market manipulations - Be flexible and open to learning about various compliance aspects Qualifications Required: - Attention to detail and process-oriented - Investigative skills and willingness to learn other compliance aspects - Proficiency in Word and Excel - Strong prioritization, organizational, and multi-tasking skills - Self-motivated with a desire to learn and be challenged - Experience in building relationships with stakeholders - Strong analytical skills and ability to work under tight deadlines - 4 to 7 years of relevant experience (Note: No additional details about the company were provided in the job description.),

Posted 21 hours ago

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