Lead I - Platform Control & Support PCVM UST Global

7.0 - 11.0 years

0 Lacs

chennai, tamil nadu

On-site

Role Overview: You are an experienced and proactive Team Leader joining the Platform Control & Violation Management (PCVM) team at a global digital transformation solutions provider. Your role involves leading a high-performing team responsible for Investment Restriction Compliance Management, including violation oversight, guideline onboarding, and query resolution. You will manage key relationships with Investment Desks, Product, and Client Executives across all asset classes, ensuring compliance with investment guidelines and maintaining a robust control environment. Your strong leadership, technical expertise, and risk management mindset will enable you to influence stakeholders and driv...

Posted 2 weeks ago

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Compliance Lead Invesco

3.0 - 7.0 years

0 Lacs

hyderabad, all india

On-site

As part of Invesco, one of the world's leading independent global investment firms, you will have the opportunity to rethink possibilities for clients by utilizing our distinctive investment management capabilities. If you are seeking challenging work, intelligent colleagues, and exposure across a global footprint, Invesco is the place for you. **Role Overview:** You will be a part of the Center of Excellence (CoE) for Investment Compliance, providing vital assistance to the Global Investment Compliance (IC) function from the Hyderabad office. Your role will involve supporting EMEA, US, CA, and APAC IC teams in adherence to relevant regulations and fund-specific investment restrictions. Your...

Posted 4 weeks ago

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Lead I - Platform Control & Support PCVM UST

6.0 - 10.0 years

0 Lacs

chennai, tamil nadu

On-site

Role Overview: As a Team Leader for the Platform Control & Violation Management (PCVM) team, you will be responsible for leading a high-performing team focused on Investment Restriction Compliance Management. Your role will involve managing key relationships with Investment Desks, Product, and Client Executives to ensure compliance with investment guidelines and maintain a robust control environment. You will need to bring strong leadership, technical expertise, and a risk management mindset to influence stakeholders and drive operational excellence across global teams. Key Responsibilities: - Lead and develop a global team responsible for managing investment restriction compliance, includin...

Posted 1 month ago

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Senior Analyst - Portfolio Compliance Monitoring Fidelity International

3.0 - 7.0 years

0 Lacs

haryana

On-site

You will be responsible for supporting the Global Investment Compliance colleagues in reviewing and evaluating Investment Restrictions. You will also be recommending and implementing investment restrictions for compliance testing. As part of your role, you will liaise with the broader Investment Compliance colleagues globally to ensure that investment restrictions coded on the compliance system are correctly interpreted. This may involve discussions with Client Services, Relationship Directors, Legal, and Product teams. Identifying, tracking, resolving, and reporting compliance breaches in line with internal policy and regulatory requirements will be another key aspect of your responsibiliti...

Posted 4 months ago

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