5.0 - 9.0 years

0 Lacs

pune, maharashtra

On-site

As an Assistant Vice President (AVP) Product Control at Barclays, you will embark on a transformative journey to spearhead the evolution of the digital landscape, driving innovation and excellence. Your role will involve harnessing cutting-edge technology to revolutionize digital offerings, ensuring unparalleled customer experiences. Key Responsibilities: - Manage End to End Product Life cycle including PIRs, Product Attestations, Health checks, and Product Reviews. - Front run BCCF and NAPA submissions. - Ensure Regulatory Compliance and Attestations. - Conduct Horizon scanning for new regulations and gap analysis. - Assist in implementing regulatory requirements. - Oversee Pricing Review &...

Posted 4 weeks ago

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Market Conduct Oversight & Framework Deutsche Bank

3.0 - 5.0 years

0 Lacs

mumbai, maharashtra, india

Remote

Position Overview Job Title: Divisional Risk and Control Senior Analyst, AVP Location: Mumbai, India Corporate Title: Assistant Vice President Role Description The Market Conduct Office (MCO) is an opportunity to embed market conduct in business decisions, and to improve the efficiency, sustainability and transparency of Market Conduct controls management. Residing within the Front Office, reporting up into the Head of the IB, and will focus on providing governance and oversight for all of Deutsche Bank activities related to market conduct. MCO will promote resiliency and sustainability of the Market Conduct control environment and mitigate risks by overseeing and supporting the firm's risk ...

Posted 1 month ago

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Market Conduct Oversight & Framework Deutsche Bank

3.0 - 5.0 years

0 Lacs

mumbai, maharashtra, india

Remote

Market Conduct Oversight & Framework Position Overview Job Title: Divisional Risk and Control Senior Analyst, AVP Location: Mumbai, India Corporate Title: Assistant Vice President Role Description The Market Conduct Office (MCO) is an opportunity to embed market conduct in business decisions, and to improve the efficiency, sustainability and transparency of Market Conduct controls management. Residing within the Front Office, reporting up into the Head of the IB, and will focus on providing governance and oversight for all of Deutsche Bank activities related to market conduct. MCO will promote resiliency and sustainability of the Market Conduct control environment and mitigate risks by overs...

Posted 1 month ago

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Manager - Group Financial Crime Compliance IQ-EQ

5.0 - 7.0 years

0 Lacs

hyderabad, telangana, india

On-site

Company Description IQEQ is a preeminent service provider to the alternative asset industry. IQEQ works with managers in multiple capacities ranging from hedge fund, private equity fund, and mutual fund launches; private equity fund administration; advisory firm set-up, regulatory registration and infrastructure design; ongoing regulatory compliance (SEC, CFTC, and 40 Act); financial controls and operational support services; compliance and operational related projects and reviews; and outsourced CFO/controller and administration services to private equity fund investments portfolio companies, real estate assets and energy assets. Our client base is growing, and our existing clients are enga...

Posted 2 months ago

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regulatory compliance specialist CRED

8.0 - 10.0 years

0 Lacs

bengaluru, karnataka, india

On-site

what is CRED CRED is an exclusive community for India's most trustworthy and creditworthy individuals, where the members are rewarded for good financial behaviour. CRED was born out of a need to bring back the focus on a long lost virtue, one of trust, the idea being to create a community centred around this virtue. a community that constantly strives to become more virtuous in this regard till they finally scale their behaviour to create a utopia where being trustworthy is the norm and not the exception. to build a community like this requires a community of its own; a community special in its own way, working towards making this vision come true. here's a thought experiment: what do you ge...

Posted 2 months ago

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