6 Fund Compliance Jobs

Role Description The Company Secretary at Welspun One plays a pivotal role in ensuring that the organization operates within the legal and regulatory frameworks under the Companies Act and for AIF Category II entities. This position is responsible for managing statutory and regulatory filings as per Companies Act, 2013 and SEBI AIF Regulations, 2012 to ensure that all fund- and entity-level structures adhere to applicable laws and policies. The Company Secretary acts as a key interface with SEBI, investors, board members and auditors, supporting the company's commitment to institutional-grade compliance and transparency. 2. Key responsibilities Governance & Board Support Organize Board, Inve...

Reports To: Compliance Officer Department: Fund Operations & Compliance Role Overview : This role supports the Compliance Officer in managing fund compliance, investor servicing, and operational coordination for the firms AIF/PMS fund structures The Assistant Manager will work closely with custodians, RTAs, fund accountants, auditors, and internal stakeholders to ensure regulatory adherence, timely reporting, and seamless fund operations The role requires strong attention to detail, working knowledge of SEBI AIF regulations, and the ability to manage multiple tasks with accuracy Key Responsibilities Fund Operations & Administration Coordinate with Custodian, RTA, Fund Accountant, and banks f...

As a Senior Analyst - Product at a leading Fund Management Company, you will be responsible for overseeing transaction processes in the unlisted sector. Your primary focus will be to ensure that all businesses undergo thorough financial and legal due diligence along with KYC checks. It will be essential to maintain prompt and accurate communication with various stakeholders, including consultants, legal counsel, internal teams, and external service providers. You will take charge of ensuring that the current Funds are compliant with all relevant rules and regulations, as well as monitoring and ensuring adherence to tax laws. Additionally, you will be involved in preparing and analyzing tax r...

The Company - Ro Fund Management P Ltd. is a Mumbai based firm launching a new SEBI approved Category III Alternate Investment Fund later this year. The CIO has 25+ years of Fund management experience primarily in the US. Operations Manager - Alternate Investment Fund Looking for a candidate with at least 2-3 years of experience in Portfolio Management Services / Fund Operations. An independent, efficient individual who can handle client onboarding & compliance, manage end-to-end Fund operations, from onboarding to redemption. Also, responsible for managing daily operations, trade executions with custody reconciliation. Experienced in handling Fund compliance with SEBI regulations, generatin...

Skills Required: Very good understanding of Fund Compliance or Reg Reporting or Risk Reporting or Investment Risk. Good understanding of various asset classes F&O, Fwds, OTCs, Swaps, Structured products. Experience with Bloomberg and/or other market data platforms. Previous exposure to Client Service roles. Strong Written and verbal communication skills. Dedication to work as team and deliver timely results. Candidates should be willing and flexible to work in any shifts. Qualification and Experience: MBA Finance, CA/CMA/CFA 9-11 years of Investment Operations / Risk Management experience

Role & responsibilities Capgemini Invent is looking for candidates who have the right mix of Domain & Management experience to join our Data-driven FRC Pre-Sales track. The role will require the following: Primarily responsible for all activities leading in pre-sales, initial client communication & understanding the business and operational goals of our clients. Present and demonstrate end-to-end capabilities to all required point-of-contacts and prospective clients. Create Offers/Client Pitches/Business Proposals, respond to RFQs/RFPs and create quick proofs-of-concept / custom demos/integrations to help the sales team drive deal closures. To deliver a high-quality experience to the prospec...