2 Forensic Reviews Jobs

RAIN is seeking a Deputy Manager / Manager, Global Internal Audit to join its Global Internal Audit Department. The ideal candidate will implement all audit programs in line with the audit plan. In this role, you will execute all audits / reviews in compliance to Standard Audit Programs of RAIN GROUP, testing templates and all auditable activities in line with established auditing industry practices, and contribute to improvements and revisions, as required. Support to coordinate and engage audit clients / business units on meetings and fieldwork, achieve alignment on audit observations, and finalize action plans. Ensure documentation of all forms of audit work papers, as per RAIN GROUP's established procedures and Audit Quality Assurance standards. Provide consultative support to business units on ERM Framework implementation and Control Self Assessments, review the programs for adequacy of coverage, and provide recommendations as necessary. Support business teams to continuously enhance control awareness through GRC / Business Process Controls training programs and provide feedback on the observations. Support business towards the implementation of established Ethics and Compliance programs to identify and report unusual events / business irregularities and control violations. Perform / participate in Forensic Audits / Fraud Investigations, as and when needed, report results, and recommend corrective actions. Provide independent guidance to business units regarding compliance requirements and best business practices on Internal Controls, ERM, and Audit areas. Ensure compliance with Occupational Health & Safety expectations, Standards of Business Conduct, Ethics and Compliance programs, and other directives issued by the GROUP from time to time. Scope Data for Measurement: % and timely completion of audit topics per plan, client feedback / survey results, quality and magnitude of risks identified and improvements recommended. Required Technical and Professional Expertise: 2 to 6 years of Internal Audit Experience post Chartered Accountant qualification. Exposure to Manufacturing / Process industry preferred. Forensic Reviews / Fraud Investigations experience preferred. Exposure to accepted practices of Accounting Consolidation, preparation of financials, and reporting. Exposure / Hands-on experience on SAP and highly skilled in MS Office package. Tech-savvy, good understanding of Database Systems, and ability to employ technology effectively. Exposure to Risk Management & Risk Advisory. Skills must for the Job: Should have experience in process audits & risk assessments. Soft Skills: Team Management Experience. Good communication skills in English both verbal and written. Sustain a high performing environment. Communicate individual and team performance expectations with regular progress review. Candidate must be a people leader with a positive attitude and creativity. Preferred Qualifications: Qualified Chartered Accountant. Location: Hyderabad, Telangana, India. About the Company: Headquartered in India, Rain Industries Limited is a multinational, Fortune India 134 manufacturing company. We are among the top 4 publicly listed companies in Hyderabad. We are a leading vertically integrated producer of carbon, cement, and advanced materials with 15 manufacturing facilities in eight countries across three continents. We have a production capacity of 2.4 million tons of calcined petroleum coke, 4.0 million tons of cement, and 1.5 million tons of tar distillation. We have over 2400 professionals. We are headquartered in Hyderabad, India. RAIN's subsidiary companies, Rain Carbon Inc. and Rain Cements Limited, are industry leaders in their respective sectors.,

Job summary This role is part of corporate and forensic compliance team and works closely with stakeholders for control room inbox coverage, chaperoning , hedge fund procedures, data room access administration and Vendor checks One of the key responsibilities will be to support and deliver the objectives of clients and ensuring that all investigations are conducted in accordance with policies, procedures, applicable laws, and regulations and all evidence is collected and preserved in a manner prescribed by the clients Key responsibilities: Being proficient in all key compliance control room activities such as watch/restricted list maintenance, wall crossing, insider lists, information barrier, reconciliation of portfolio companies list against restricted trading list Responsible for the accurate and timely maintenance of the firms restricted trading lists in accordance with regulatory requirements and internal policies Maintenance of Conflicts tracker and assisting with deal flow coordination Support Hedge funds trading and portfolio management teams by conducting sector performance reviews, maintaining the trade blotters, and performing trade allocation reviews Managing and controlling access to data rooms Manage and oversee the approval process for expert calls, conducting post call reviews and live chaperoning Manage the onboarding of new vendors and conduct ongoing monitoring of the vendor portfolio Ensure compliance with regulatory requirements and internal policies and Identify cases of non- compliance Support client in high volume compliance task Create and maintain applicable standard operating procedures Ability to work independently and prioritize tasks effectively and manage multiple projects simultaneously in a fast-paced environment Adhere to clients standard operating procedures, process workflows, and Acuity’s compliance standards Stay abreast of regulatory developments and industry best practices to suggest improvements in the client’s process Extensive interaction with client’s compliance team in supporting their needs Develop good interpersonal relationship with the clients to get the best information and insights from them Communication with cross functional teams and senior management Preparation of various MIS, dashboards, and other reports Qualifications/Skills: Bachelor’s degree required: preferably in accounting, finance, law, business management or related field Sound Knowledge of compliance control room, hedge funds and chaperoning Strong understanding of regulatory landscape in US, UK, or APAC In-depth Understanding of financial services industry predominantly asset/wealth management firms, investment banks, private equity firms and broker/dealers Knowledge of financial instruments including equity, fixed income, derivatives, structure products etc. Good understanding of regulatory bodies and regional regulators e.g., FINRA, SEC, FCA, SFC, MAS, etc. Strong research, analytical thinking, problem solving, and comprehension skills with ability to analyze and document large amounts of data Self-starter with ability to work effectively with minimal supervision Strong communication skills – written and verbal Strong proficiency in Microsoft applications Preferred skills: A certification in financial market or products will be an added advantage Ability to work collaboratively with cross-geographical teams Excellent time management and ability to multi-task Experience: 5-7 years of total experience with strong experience in compliance predominantly in Control room and Chaperoning Understanding of financial markets and financial instruments, including awareness of securities trading or trade life cycle