6 Ecomm Surveillance Jobs

You will be responsible for conducting general electronic communications and trading surveillance reviews, with a specific focus on potential insider trading and market manipulation. Your key responsibilities will include: - Investigating and closing out monitoring alerts thoroughly and in a timely manner - Ensuring that significant issues identified are fully investigated and promptly escalated when necessary - Driving continuous improvement of the surveillance framework through refinement and calibration - Contributing to the implementation of strategic department projects, including global and regional initiatives - Raising Suspicious Transaction reports (STR) to the local country complia...

As a Compliance Officer, your role involves conducting general electronic communications and trading surveillance reviews, with a specific focus on identifying potential insider trading and market manipulation. You will be responsible for investigating and closing out monitoring alerts promptly, ensuring that significant issues are fully investigated and escalated when necessary. Your contribution to driving continuous improvement of the surveillance framework, including refinement and calibration, is crucial. Additionally, you will play a key role in implementing strategic department projects, including global and regional initiatives. Key Responsibilities: - Review and investigate alerts r...

Position Purpose The number of surveillance models that are being deployed for compliance is expanding at a very fast pace. This expansion is being driven by new regulations and by an increase in the recommendations that are the output of internal and external audits and regulatory visits. This expansion will also increase the alert population and surveillance coverage and will require additional staff to investigate each occurrence to determine whether there is sufficient reason to generate a suspicious activity report. The risk type currently covers both Trade Surveillance (e.g. insider trading, manipulation, Historical Behavioural Pattern, Watchlist etc) Electronic Communication Surveilla...

Hiring, Senior Manager, Investment Compliance Monitoring with below skills and expertise. You must have hands on experience in Trade Surveillance and Ecomm Surveillance along with people management. Preferably 10+ years of experience in a Compliance or assurance-type role within the financial services industry. Firm understanding of concepts and practices relating to monitoring and surveillance. Strong analytical skills and experience performing thematic reviews or audits would be beneficial. Excellent written and verbal communication skills. Proven ability to coordinate and work with teammates and stakeholders across multiple locations. Strong organizational skills, capacity to work under p...

Hiring, Senior Manager, Investment Compliance Monitoring with below skills and expertise. You must have hands on experience in Trade Surveillance and Ecomm Surveillance along with people management. Preferably 10+ years of experience in a Compliance or assurance-type role within the financial services industry. Firm understanding of concepts and practices relating to monitoring and surveillance. Strong analytical skills and experience performing thematic reviews or audits would be beneficial. Excellent written and verbal communication skills. Proven ability to coordinate and work with teammates and stakeholders across multiple locations. Strong organizational skills, capacity to work under p...

Position Purpose The number of surveillance models that are being deployed for compliance is expanding at a very fast pace. This expansion is being driven by new regulations and by an increase in the recommendations that are the output of internal and external audits and regulatory visits. This expansion will also increase the alert population and surveillance coverage and will require additional staff to investigate each occurrence to determine whether there is sufficient reason to generate a suspicious activity report. The risk type currently covers both Trade Surveillance (e.g. insider trading, manipulation, Historical Behavioural Pattern, Watchlist etc) Electronic Communication Surveilla...