Corporate Compliance Operations

Role Overview: As an Executive/Senior Executive in Corporate Compliance Operations, you will be responsible for ensuring adherence to Corporate Compliance policies and monitoring policy requirements. Your primary tasks will involve tracking and updating various Regulatory Portals such as SCORES, ODR, and SEBI Intermediary Portal. Additionally, you will be responsible for monitoring aspects related to Ratings Compliance Operations, including Business Advisories and Conflict Checks. You will also provide support in Personal Trading Policy operations, Legatrix Operations, and other regulatory requirements such as regulatory inspections. Furthermore, you will be expected to manage queries from employees and relevant stakeholders, demonstrating good communication skills. Key Responsibilities: - Track and update various Regulatory Portals such as SCORES, ODR, and SEBI Intermediary Portal - Monitor aspects related to Ratings Compliance Operations, including Business Advisories and Conflict Checks - Provide support in Personal Trading Policy operations, Legatrix Operations, and other regulatory requirements such as regulatory inspections - Manage queries from employees and relevant stakeholders, demonstrating good communication skills Qualifications Required: - Postgraduate degree, preferably an MBA or equivalent - 2-4 years of experience in the financial services/institution sector - Proficiency in MS Office If you are detail-oriented, possess a strong understanding of Corporate Compliance operations, and have the ability to handle multiple regulatory tasks effectively, we encourage you to apply for this position.,