21 Compliance Controls Jobs

Requisition Id : 1604267 As a global leader in assurance, tax, transaction and advisory services, we hire and develop the most passionate people in their field to help build a better working world. This starts with a culture that believes in giving you the training, opportunities and creative freedom. At EY, we don't just focus on who you are now, but who you can become. We believe that it's your career and It's yours to build which means potential here is limitless and we'll provide you with motivating and fulfilling experiences throughout your career to help you on the path to becoming your best professional self. The opportunity : Senior Consultant-National-Forensics-ASU - Forensics - Inv...

As a Senior Systems Operations Engineer at Wells Fargo, you will play a crucial role in managing all installed systems and infrastructure within the Systems Operations functional area. Your responsibilities will include contributing to increasing system efficiencies, reducing human intervention time on tasks, and ensuring the highest levels of systems and infrastructure availability. You will review and analyze operational support systems, application software, and system management tools, working with vendors and technical personnel for problem resolution. Leading the team to meet technical deliverables and collaborating with vendors to achieve the highest levels of systems availability wil...

As a member of the Risk and Compliance team at BT, your primary responsibility will be to define and implement an IT Controls framework suitable for the Digital sector. This framework is crucial for meeting current needs and ensuring adaptability for future growth areas. Digital faces risk obligations related to Data GDPR, Financial statements, and Cyber risk, making the governance and lifecycle management of the framework a necessity to meet risk and assurance requirements. Any breach against these risks could lead to legal action, fines, and reputational damage to BT. - Support the Senior managers in the Risk and Compliance team and collaborate with a small team of ICOFR controls and assur...

As a Risk Consultant at EY, you will play a key role in contributing technically to Risk Consulting client engagements and internal projects. Your responsibilities will include actively establishing, maintaining, and strengthening internal and external relationships. You will also be responsible for identifying potential business opportunities for EY within existing engagements and escalating them as appropriate. Additionally, you will anticipate and identify risks within engagements and share any issues with senior team members. **Key Responsibilities:** - Understanding on Control frameworks such as COSO, internal control principal and related regulations including SOX and J-SOX. - Understa...

You will play a crucial role in maintaining BT's robust financial control framework as part of the Digital Transformation. By implementing and monitoring Internal Controls over Financial Reporting (ICOFR) related to IT systems, you will ensure accuracy, reliability, and security of financial information. Collaborating with IT and finance teams, you will assess risks, design and implement IT controls, and prepare reports for senior management. Additionally, you will support BT Transformation projects by developing and implementing controls in line with standards and guidelines for the BT IT framework for ICOFR. **Key Responsibilities:** - Assess and identify risks related to IT systems and fi...

You will be responsible for monitoring RBI and other statutory guidelines, ensuring compliance within timelines, and reporting the status periodically. You will also be involved in compliance risk management by conducting risk assessments, defining compliance controls, and implementing mitigation measures. Additionally, you will support the reporting manager in providing advisory functions across business verticals, such as new product approvals, partnership arrangements, policy rollouts, and handling customer complaints. Your role will involve conducting Compliance Risk Assessment exercises for regulatory and statutory directions, mapping compliance obligations to process owners, and drivin...

Role Overview: As a Quotation and Order Processing Specialist, you will be responsible for generating quotations, inputting order details, and facilitating the end-to-end process from order-to-billing. You will play a crucial role in owning the implementation of the entire order-to-billing process, providing ongoing order management support for the Sales Team and clients. Your attention to detail will ensure accurate client orders for sales and financial reporting, adherence to compliance controls, and 3rd party guidelines. Additionally, you will align with a designated client base, build relationships with internal and external customers, and lead ad hoc initiatives to meet customer request...

Position Title: Head of Sales West and South (FMCG Foods | Noodles) Department: Sales & Distribution Traditional Trade Reporting To: Nations Sales and Marketing Head Location: Mumbai, Maharashtra Industry: FMCG / Packaged Foods / Consumer Goods Experience Required: 15+ years in FMCG sales; 45 years in a leadership role. Prior Handling of Super Stockist operations will be preferred ________________________________________ Role Overview The Head of Sales will be responsible for leading the company's national/regional sales strategy across GT (General Trade) channels. This role will drive revenue growth, expand market share, build high-performing sales teams, and ensure flawless execution of tr...

You will be responsible for monitoring RBI and other Statutory guidelines on an ongoing basis. This includes intimating process owners on the requirements, clarifying dept/process owner queries, implementing directions in coordination with process owners, ensuring compliance within timelines, and periodically reporting the status. Your key responsibilities will include: - Conducting Compliance Risk Management, which involves Compliance Risk Assessment, defining compliance controls, and implementing mitigation measures. - Assisting the reporting manager in carrying out Compliance Risk Assessment exercises for all regulatory and statutory directions across all product verticals and process own...

S&IB Services Pvt Ltd is looking for Internal Audit to join our dynamic team and embark on a rewarding career journey. Responsible for providing independent and objective assessments of the company's financial, operational, and compliance controls Conduct risk assessments to identify and evaluate areas of potential risk to the company Develop and execute audit programs to test the effectiveness of internal controls and compliance with policies and procedures Document audit findings and recommendations in a clear and concise manner Communicate audit results to management and recommend solutions to address identified deficiencies

Our mission at Controlling and Finance Assurance (CF A) is to provide objective, factual and independent foresight to help Siemens be excellent and to improve the overall success of the company. As a business partner to Siemens management, we leverage our expertise in a wide range of topics in order to create an impact. Ecosystems of collaboration provide a basis to derive and apply innovative methodologies for a new level of assurance. We offer an inspiring, diverse and inclusive environment for our people to develop professionally and personally. Our core values, being respectful, curious, humble and open, define how we work together as a department. To deliver on our vision of being pione...

About Flutter Entertainment: Flutter Entertainment is a global leader in sports betting, gaming, and entertainment, with annual revenues of $11.7 billion and a customer base of over 12 million players (in 2023). The company is driven by a portfolio of iconic brands, including Paddy Power, Betfair, FanDuel, PokerStars, Junglee Games, and Sportsbet. Listed on both the New York Stock Exchange (NYSE) and the London Stock Exchange (LSE), Flutter was recently included in TIME's 100 Most Influential Companies of 2024 in the "Pioneers" section. The ambition of Flutter Entertainment is to transform global gaming and betting to deliver long-term growth and a positive, sustainable future for the sector...

The role at BT is crucial as the company operates in a regulated environment and deals with products that necessitate assurance. As part of the Risk and Compliance team, your responsibility will be to establish an IT Controls framework tailored for Digital, ensuring it aligns with current requirements and is adaptable for future growth areas. Digital's risk obligations encompass Data GDPR, Financial statement, and Cyber risk, highlighting the significance of having a robust framework in place. Failure to comply with these risks can lead to legal repercussions, fines, damage to reputation, and shareholder implications for BT. Your main tasks will include supporting Senior managers in the Risk...

As an Assistant Manager at PhonePe, your primary responsibility will be to ensure legal advice in framing/review of policies and on all documents, contracts, and agreements relating to the lending business to protect the organization against any legal exposure and minimize liability. You will be required to draft and review partnership agreements for NBFC and Banking partnerships and outsourcing arrangements with LSPs. It is essential to scan the regulatory environment, identify, interpret, and analyze existing & new legislations/amendments & notifications that impact, bringing to the notice of the appropriate functions about their implications and applicability. Your role will involve advis...

At EY, you'll have the chance to build a career as unique as you are, with the global scale, support, inclusive culture, and technology to become the best version of you. And we're counting on your unique voice and perspective to help EY become even better, too. Join us and build an exceptional experience for yourself, and a better working world for all. As a Risk consultant, you'll contribute technically to Risk Consulting client engagements and internal projects. An important part of your role will be to actively establish, maintain, and strengthen internal and external relationships. You'll also identify potential business opportunities for EY within existing engagements and escalate thes...

Inviting applications for the role of Process Developer/Management Trainee/ Assistant Manager/Manager - Fund Accounting! The role will be primarily responsible for Trade support, settlement and processing for US Domestic and Global Trades with sound understanding of trade lifecycle from custody to broker to client. This involves loading, matching and settling trade activities following up with custodians, brokers and clients to resolve unmatched trades and handling claims from counterparties. Responsibilities . Daily NAV Calculation: Calculate and validate Net Asset Value (NAV) for assigned funds on a daily, weekly, or monthly basis. . Ensure accurate pricing of portfolio securities. . Trans...

Inviting applications for the role of Process Developer/Management Trainee/ Assistant Manager/Manager - Fund Accounting! The role will be primarily responsible for Trade support, settlement and processing for US Domestic and Global Trades with sound understanding of trade lifecycle from custody to broker to client. This involves loading, matching and settling trade activities following up with custodians, brokers and clients to resolve unmatched trades and handling claims from counterparties. Responsibilities . Daily NAV Calculation: Calculate and validate Net Asset Value (NAV) for assigned funds on a daily, weekly, or monthly basis. . Ensure accurate pricing of portfolio securities. . Trans...

As a Software Engineering Manager at Jacobs, you will play a crucial role in the Global Technical Excellence team by leading a group of software developers to deliver innovative engineering software solutions. Reporting to the Design Automation Program Technical Solutions Lead, you will collaborate with the Solutions Architect and Product Manager(s) to design solutions that address key business challenges and stakeholder requirements. Your responsibilities will include: - Leading and managing a team of developers, testers, and Scrum Masters to promote a culture of engineering excellence - Cultivating a collaborative and innovative work environment through knowledge sharing and best practice ...

As a part of Microsoft's Cloud Supply Chain (CSCP) organization, your role will be crucial in supporting the growth of Microsoft's Cloud business which includes AI technologies. The vision of CSCP is to empower customers to achieve more by providing Cloud Capacity Differentiated at Scale. The mission is to deliver capacity for all cloud services predictably through intelligent systems and continuous learning. The responsibilities of CSCP extend beyond traditional supply chain functions to include supportability, decommissioning, and disposition of Data centre assets on a global scale. Within the Cloud Manufacturing Operations and Fulfilment (CMOF) organization, your role will focus on develo...

Job Summary Continentals digital capabilities are growing every day. Our global Cloud Services team is at the forefront of this transformation, establishing scalable, secure, and efficient cloud platforms that power our innovative solutions worldwide. We are seeking an experienced Cloud Platform Engineer to design, implement, and maintain our enterprise AWS landing zone. This is your opportunity to build robust cloud infrastructure, create secure and compliant environments, and support the operational foundation that empowers our development teams to deliver solutions efficiently and reliably. Join us to engineer the future of Continentals digital landscape in an exciting, collaborative glob...

Role Responsibilities: Provide legal advice on policies, documents, contracts, and agreements for the lending business. Draft and review partnership agreements for NBFC, Banking, and LSP outsourcing arrangements. Monitor the regulatory environment, identify new legislations, and advise on implications. Liaise with partner NBFCs and Banks to ensure product compliance with lending regulations. Key Deliverables: Minimized legal exposure and liability for the organization. Compliant and robust partnership and outsourcing agreements. Proactive identification and mitigation of legal and regulatory risks. Maintained documentation, SOPs, and MIS for compliance and audits.