Posted:2 weeks ago|
Platform:
On-site
Part Time
Compliance
Ahmedabad
Dissemination of relevant circulars & notifications issued by regulators on daily basis to respective departments and to track Actionable, circulars/Notifications with respect to implementation /adherence of said circulars as a part of action point monitoring as and when applicable and to maintain MIS of the same.
Do settlement of client balances (Fund/Securities) and having brief knowledge of the same.
Preparation of documentation of AP registration / cancellation and having brief knowledge of AP related compliances.
Providing NEAT / CTCL terminal and maintain of MIS for the same.
Submission of Weekly / Monthly / Quarterly / half yearly and Annual regulatory returns to exchange(s) and to handle day-to-day Regulatory Compliance.
To Co-coordinate with the exchange(s), clients and departments for any compliance related issues.
Maintain Recording data of clients transaction.
Preparation of various applications / documentation as per exchange rules & regulation.
Prepare and maintain MIS.
Min 1 Year
recruitment1@prudentcorporate.com
Prudent Corporate Advisory Services
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3.54 - 6.0 Lacs P.A.
3.54 - 6.0 Lacs P.A.
