4 Commercial Judgment Jobs

As Vice President Client and Product Controls at Barclays, you will be responsible for overseeing a range of activities related to regulatory and licensing requirements across multiple business units in the Investment Bank. Your role will involve designing, monitoring, and assessing controls related to Product Governance and Customer Complaints. You will need to excel in stakeholder management, produce management information, identify escalation points, and suggest enhancements to existing processes and systems. Your interactions will extend to stakeholders in various regions and functions, necessitating strong organizational and analytical skills, a deep understanding of Global Markets and Investment Banking products, and the ability to prioritize effectively. Key Responsibilities: - Organize and lead Control governance forums, leveraging data and analytics for insightful risk-focused discussions - Provide Control subject matter expertise for process design and implementation, including Risk & Controls Self-assessment - Conduct thematic/targeted reviews based on business risk priorities and establish proactive risk management processes - Analyze historic and external events to drive a culture of proactive risk management - Identify opportunities to simplify and automate processes, supporting a culture of simplification, automation, and data analytics - Develop the skills and performance of direct reports through training and coaching - Demonstrate strong people management skills, inspiring and promoting the development of team members - Operate across diverse Banking businesses, applying risk skills and expertise to different processes Qualifications Required: - Chartered Accountant/ Certified Internal Auditor/ CPA or equivalent qualification in Auditing or Risk Management with at least 10 years of experience - Good understanding of front-to-back processes in diverse Banking businesses - Experience in Control Business Partnering, Controls Assurance, and Risk Management - Understanding and application of Data science and analytics - Strong stakeholder management skills and experience in a matrixed environment - Ability to effectively prioritize, work under pressure, and collaborate in a team setup - Sound commercial judgment and understanding of the Financial Services Industry - Proficient in MS Office applications (Outlook, Word, Excel, PowerPoint) - Hands-on experience in designing and delivering Data analytics Company Additional Details: (Omitted as no additional details mentioned in the provided JD),

As Vice President, Controls Business Partner at Barclays, you will have the responsibility of assessing the integrity and effectiveness of the bank's internal control framework to support the mitigation of risk and protection of operational, financial, and reputational risk. Your role will involve driving high-quality risk management aligned with strategy, regulation, Group frameworks, policies, and standards to strengthen the control environment and culture continuously. You will provide input, challenge, and risk management expertise across Product, Process, Service, and Control landscape, ensuring effective implementation and management of Enterprise Risk management frameworks. To excel in this role, you should hold a Certified Internal Auditor/CPA or equivalent qualification in Auditing or Risk Management, along with relevant experience. A Graduate/Post Graduate qualification is required. You should have a strong understanding of front-to-back processes in diverse banking businesses and extensive experience in senior stakeholder management. Your ability to communicate internal control concepts clearly in a business context and manage reporting lines and relationships across multiple disciplines will be crucial. Additionally, familiarity with data science and analytics is desired. Valued skills for this role include sound commercial judgment, a comprehensive understanding of the Financial Services Industry, experience in designing, communicating, and implementing internal control policies, proficiency in MS Office applications, and hands-on experience in designing and delivering data analytics solutions. In this role based in Pune, IN, your key responsibilities will include assessing risk, collaborating with stakeholders to enhance control effectiveness, identifying weaknesses within internal controls, developing reports on risk assessment findings, executing reviews to determine control framework effectiveness, and ensuring adherence to the Barclays Controls Framework. As a Vice President at Barclays, you are expected to contribute to setting strategy, driving change, planning resources and budgets, managing policies and processes, delivering continuous improvements, and escalating policy/procedure breaches. If you have leadership responsibilities, you should demonstrate leadership behaviours such as listening, inspiring, aligning, and developing others. For individual contributors, being a subject matter expert, guiding technical direction, leading collaborative assignments, training less experienced specialists, and providing insights for strategic decisions are essential. You will advise key stakeholders, manage and mitigate risks, demonstrate accountability for managing risk and strengthening controls, understand the organization's functions, collaborate with different areas, create solutions based on analytical thought, and build trusting relationships with stakeholders. All colleagues at Barclays are expected to embody the values of Respect, Integrity, Service, Excellence, and Stewardship, as well as the Barclays Mindset of Empower, Challenge, and Drive.,

Join us as an "AVP Control Business Partner" at Barclays, where you'll spearhead the evolution of the digital landscape, driving innovation and excellence. You'll leverage cutting-edge technology to revolutionize digital offerings, ensuring unparalleled customer experiences. To be successful in this role, you should possess the following qualifications and experience: - Chartered Accountant/ Certified Internal Auditor/ CPA or equivalent qualification in Auditing or Risk Management/Graduate or Post Graduate with experience in Controls i.e. Controls Business Partner or Control Assurance and Tester and Operational Risk Management. - Extensive experience in Internal Audit, Control Business Partnership, Controls Assurance & Testing, and Operational Risk Management. - Comprehensive understanding of governance and control frameworks and processes, as well as all aspects of operational risk management. Highly motivated, business-focused, and forward-thinking. - Proficiency in senior stakeholder management and the ability to communicate internal control concepts clearly in a business context. Ability to manage reporting lines and relationships across multiple disciplines. - Controls Experience in areas such as Financial Crime, AML, Customer Due Diligence, Settlements, Private Sanctions, Credit Lending, Markets, Reference Data, etc. - Sound commercial judgment and overall understanding of the Financial Services Industry, particularly the business impact of regulatory requirements. - Experience in designing, communicating & implementing internal control policies. - Proficient in the use of MS Office applications (Outlook, Word, Excel, PowerPoint). - Knowledge of internal control and regulatory requirements & practice e.g. Turnbull, Sarbanes-Oxley, COSO, Basel II Accord relating to operational risk preferred. As an Assistant Vice President Expectations, you will be responsible for: - Providing advice to People Leaders to support the resolution of escalated issues. - Identifying ways to mitigate risk and developing new policies/procedures in support of the control and governance agenda. - Taking ownership for managing risk and strengthening controls. - Collaborating with other areas of work to keep up-to-date with business activity and the business strategy. - Engaging in complex analysis of data from multiple sources to solve problems creatively and effectively. - Communicating complex information to stakeholders. - Influencing or convincing stakeholders to achieve outcomes. All colleagues will be expected to demonstrate the Barclays Values of Respect, Integrity, Service, Excellence, and Stewardship our moral compass, helping us do what we believe is right. They will also be expected to demonstrate the Barclays Mindset to Empower, Challenge, and Drive the operating manual for how we behave.,

Embark on a transformative journey as the Chief Control Office- Control Business Partner at Barclays. We are committed to pushing boundaries, and you will play a crucial role in driving high-quality risk management in alignment with our strategy, regulations, group frameworks, policies, and standards. Your responsibilities will include sustaining and continuously strengthening the control environment and culture by providing input, challenge, and risk management expertise across Product, Process, Service, and Control landscape. You will ensure effective implementation and management of Enterprise Risk management frameworks. Key skills required for this role: - Chartered Accountant/ Certified Internal Auditor/ CPA or equivalent qualification in Auditing or Risk Management with relevant experience. - Graduate / Postgraduate with a minimum of total years of experience. - Good understanding of front to back processes across diverse Banking businesses. - Experience in Control Business Partnering, Controls Assurance, and Risk Management, covering governance, control frameworks, processes, and operational risk management. - Extensive experience in senior stakeholder management, clear communication of internal control concepts in a business context, and managing relationships across multiple disciplines. - Understanding and application of Data science and analytics. Additional valued skills may include: - Sound commercial judgment and comprehensive understanding of the Financial Services Industry. - Strong working knowledge of reconciliation, Tax operations, or operations area. - Experience in designing, communicating & implementing internal control policies. - Proficiency in MS Office applications (Outlook, Word, Excel, PowerPoint). - Hands-on experience in designing and delivering Data analytics. You may be assessed on critical skills such as risk and controls, change and transformation, business acumen, strategic thinking, digital technology, and job-specific technical skills. This role is based in our Pune office. Purpose of the role: The purpose of this role is to assess the integrity and effectiveness of the bank's internal control framework to support risk mitigation and protection of operational, financial, and reputational risks. Accountabilities: - Collaborate with stakeholders to enhance control effectiveness through detailed documentation of control assessments, procedures, and findings. - Identify and investigate potential weaknesses within internal controls to promote continuous improvement and risk mitigation. - Develop reports to communicate key findings from risk assessments and execute reviews to determine the effectiveness of the bank's internal controls framework. - Implement adherence to the Barclays Controls Framework and assess controls against the established framework. Vice President Expectations: - Contribute to strategy, drive change, plan resources, manage policies, and deliver continuous improvements. - Demonstrate leadership behaviours for creating an environment for colleagues to thrive. - Advise key stakeholders, manage risks, and demonstrate accountability for strengthening controls. - Collaborate with other areas to support business strategies and achieve key objectives. All colleagues are expected to embody the Barclays Values of Respect, Integrity, Service, Excellence, and Stewardship, as well as the Barclays Mindset of Empower, Challenge, and Drive.,