2 Audit Ratings Jobs

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10.0 - 14.0 years

0 Lacs

karnataka

On-site

Role Overview: As a Trade Processing professional, you will be responsible for managing transactions/trades between State Street and various Brokers/Clients. Your role will involve ensuring that all trades/trade instructions are settled/cancelled promptly and resolving any breaks that occur between State Street and Brokers. You will need to have a thorough understanding and knowledge of the complete Trade Life Cycle and various Market Systems such as DTC, BONY, EUROCLEAR, and BLOOMBERG. Additionally, you will assist in driving various firm and team initiatives to improve operational efficiencies, controls, and risk management. Key Responsibilities: - Manage transactions/trades between State ...

Posted 1 month ago

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3.0 - 7.0 years

0 Lacs

karnataka

On-site

You will be responsible for reviewing pre and post transaction alerts from an AML perspective. It is essential to ensure that appropriate systems, procedures, and controls are in place and operating efficiently for Trade. Timely submissions of monthly MIS related to Trade AML alerts and reports to management are crucial. You will coordinate the rollout across all markets in alignment with the group implementation plan. In this role, you will also be coordinating IT initiatives and issues concerning systems used by Operations/AML Advisors. Additionally, you will be responsible for coordinating BCP/DR testing and taking appropriate measures to manage crisis situations effectively. Building ski...

Posted 3 months ago

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