4 Amlkyc Regulations Jobs

Role Overview: You will be responsible for managing day-to-day KYC team operations, providing guidance and support to ensure compliance with regulatory requirements. You will conduct periodic reviews and updates of KYC policies and procedures, maintain the compliance framework, and ensure the delivery of regular compliance audits and regulatory submissions. Additionally, you will collaborate with cross-functional teams, establish best practices and SOPs for KYC processes, and act as a liaison between external organizations and internal stakeholders. Key Responsibilities: - Manage day-to-day KYC team operations - Conduct periodic reviews and updates of KYC policies and procedures - Maintain and enhance the compliance framework for regulated activities - Ensure timely regulatory submissions and deliver compliance audits - Prepare and distribute compliance reports, including Errors, Complaints & Breaches logs - Support AML/KYC procedures and oversee new business acceptance processes - Collaborate with cross-functional teams to ensure alignment in KYC processes - Establish best practices and SOPs for KYC compliance - Manage stakeholder relationships, including global Company Secretaries - Manage and prioritize requests received via the team mailbox - Develop and deliver regular reports containing KYC statistics - Assist in streamlining processes and supporting ongoing projects and system enhancements Qualifications Required: - Bachelor's degree in finance, business, law, or a related field - Minimum of 3 years of experience in KYC compliance within the financial services industry - Ability to adapt to changes and manage multiple priorities effectively - Experience or knowledge in General Counsel functions, Risk/Compliance, and AML/KYC regulations is advantageous - In-depth knowledge of AML, KYC, and other relevant global regulatory requirements - Strong leadership and managerial skills to motivate and develop a high performing team - Excellent communication and interpersonal skills for effective collaboration with stakeholders - Analytical mindset to assess complex situations, identify risks, and develop practical solutions at a global level - Proven ability to navigate and adapt to a fast-paced, dynamic work environment,

The Operations Expert, AVP position based in Bangalore, India involves driving the planning and day-to-day management of the business to align with the bank's mission and strategic goals. As an Operations Expert, you will be tasked with setting the direction and managing performance to meet bank targets with a strong focus on continual performance improvement. Your responsibilities will include identifying and prioritizing product and service improvement opportunities, utilizing your comprehensive knowledge of the company's internal operations to develop a forward-looking focus for the business, and proactively supporting bank strategy by identifying and managing areas of risk. You will also be responsible for maintaining relationships with relevant internal and external stakeholders such as regulators, market vendors, and internal divisions, while effectively communicating changes to operational requirements and their impact on relevant processes and controls. Moreover, you will be expected to deliver high standards of client service while ensuring that all internal and external standards requirements are met, managing a team of onshore and offshore resources as a single global CLM team. Your role will involve developing and maintaining a motivated and professionally trained staff, ensuring adherence to performance and quality standards, and driving appropriate career development within the team. To excel in this role, you should possess 9 to 13 years of relevant work experience in AML/KYC/compliance within the corporate financial services industry or a similar role in other Banks/KPOs. You should have a solid understanding of Control, Compliance, Investigation/chasing functions in banks, and be familiar with AML/KYC regulations and industry guidelines such as FSA, JMLSG, 3rd EU Money Laundering Directive, and MiFID. Your ability to interpret regulatory guidelines, assess risk scores and entity types, interpret alerts, identify trends and inconsistencies, and understand the end-to-end KYC process will be crucial for success in this role. As part of the benefits package, you can enjoy best-in-class leave policies, gender-neutral parental leaves, sponsorship for industry-relevant certifications and education, comprehensive hospitalization insurance for you and your dependents, accident and term life insurance, and more. You will also receive training, coaching, and support to excel in your career, along with a range of flexible benefits tailored to suit your needs. If you are looking to join a team that values empowerment, responsibility, commercial thinking, initiative, and collaboration, Deutsche Bank Group welcomes your application. We are committed to promoting a positive, fair, and inclusive work environment where we strive for excellence together every day. Visit our company website for further information on our culture and values.,

As a Business Analyst focusing on bullion trading and treasury operations at our organization, you will be responsible for supporting the design, implementation, and optimization of a bullion trading system. Your expertise in commodities trading, financial markets, and treasury management will play a crucial role in analyzing trading workflows, risk management, and financial compliance. Your key responsibilities will include working closely with traders, treasury teams, and financial stakeholders to gather, analyze, and document business requirements for a bullion trading platform. You will define business rules, trading workflows, pricing mechanisms, and settlement processes. Additionally, you will collaborate with technology teams to design and implement trading system features, risk management tools, and treasury integrations. Ensuring seamless integration of bullion trading functionalities, compliance with regulations, and proposing process improvements will be essential parts of your role. Furthermore, you will be involved in designing and implementing business intelligence dashboards, trade reconciliation reports, and P&L analysis tools. Your ability to track market trends, bullion price movements, and liquidity conditions will provide actionable insights to traders and treasury teams. Acting as a liaison between various stakeholders and optimizing treasury processes will also be part of your responsibilities. To succeed in this role, you should have at least 5 years of experience as a Business Analyst in bullion trading, commodities trading, or treasury operations. A strong understanding of precious metals markets, trading strategies, pricing mechanisms, and treasury functions is required. Proficiency in business analysis tools, knowledge of financial regulations, and experience with trading platforms and risk management systems are crucial. Strong analytical, problem-solving, and communication skills are essential, and certifications such as CBAP, CFA, FRM, or CTP would be advantageous. Preferred experience includes working with precious metals exchanges, bullion banks, or fintech firms specializing in commodities trading, exposure to blockchain-based bullion trading, and knowledge of automated trading algorithms and quantitative modeling.,

As a KYC/AML Specialist at Barclays, you will embark on a transformative journey where you'll play a pivotal role in shaping the future. In this critical role, you will manage operations within a specific business area, ensuring processes are maintained, risk management initiatives are implemented, and compliance with relevant regulators is upheld. Your ownership of work will be key in ensuring alignment with the necessary rules, regulations, and codes of conduct. Barclays offers competitive benefits and ample opportunities for career growth within the banking industry. Your key responsibilities will include conducting enhanced due diligence (EDD), screening, and periodic reviews for both new and existing clients in adherence to AML/KYC regulations. You'll be tasked with performing risk assessments for clients and counterparties, particularly focusing on politically exposed persons (PEP), sanctions, and adverse media. Monitoring customer profiles for any unusual patterns or behaviors indicative of potential financial crime will be a crucial part of your role. Additionally, ensuring compliance with relevant laws, regulations, and internal policies related to financial crime will be imperative. You will also play a role in developing and implementing internal controls, policies, and procedures to mitigate financial crime risks, while maintaining accurate records of investigations, decisions, and risk assessments. To excel in this role, you must possess a strong knowledge of AML/KYC regulations, screening systems, and tools, along with an understanding of banking operations and regulatory frameworks. The minimum qualification required for this position is a bachelor's degree. You will be assessed based on essential skills such as risk and controls, change and transformation, business acumen, strategic thinking, digital technology, and job-specific technical skills to ensure success in your role. The role is based out of Noida and aims to support screening activities by processing, reviewing, reporting, trading, and resolving issues in alignment with relevant regulatory and industry standards. Your accountabilities will include supporting screening initiatives, executing screening checks, collaborating with various bank teams, identifying areas for improvement, developing screening procedures and controls, creating reports on screening performance, and staying updated on industry trends to implement best practices. As an Analyst in this role, your focus will be on meeting stakeholder and customer needs through operational excellence and exceptional customer service. You will be responsible for executing work requirements to a high standard, collaborating with team members, identifying policy breaches when necessary, and taking ownership of managing risk and strengthening controls. Building relationships with stakeholders and customers to address their needs will be essential for maintaining a smooth operating process. Overall, all colleagues at Barclays are expected to embody the Barclays Values of Respect, Integrity, Service, Excellence, and Stewardship, as well as demonstrate the Barclays Mindset to Empower, Challenge, and Drive - guiding principles for behavior and decision-making within the organization.,