4 Violation Monitoring Jobs

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0.0 - 3.0 years

0 Lacs

chennai, tamil nadu

On-site

Role Overview: As a Junior Analyst in the Platform Control & Support (PCT) team at our company, you will play a crucial role in maintaining a robust control environment and supporting Investment Teams in effective pre- and post-trade compliance monitoring. Your responsibilities will involve collaborating with global stakeholders to ensure compliance with internal standards and guidelines within tight deadlines. This role offers a great opportunity to gain hands-on experience and develop expertise in investment operations within a dynamic asset management environment. Key Responsibilities: - Support the implementation and maintenance of investment mandate controls, including onboarding, rule ...

Posted 1 month ago

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0.0 - 3.0 years

0 Lacs

chennai, tamil nadu

On-site

Role Overview: As a Platform Control & Support (PCT) Junior Analyst at our company, you will play a crucial role in maintaining a strong control environment and supporting Investment Teams in effective pre- and post-trade compliance monitoring. Your responsibilities will include assisting in mandate control implementation, violation monitoring and escalation, broker and trade management support, and contributing to operational excellence through documentation and process improvement. This role is ideal for individuals who are passionate about investment operations, have a keen eye for detail, and aspire to develop expertise in a dynamic asset management setting. Key Responsibilities: - Suppo...

Posted 1 month ago

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0.0 - 3.0 years

0 Lacs

chennai, tamil nadu

On-site

You will be responsible for assisting in delivering a robust pre- and post-trade compliance environment as a Junior Analyst Platform Control & Support (PCVM) at our company. Your role will involve supporting investment restriction compliance, mandate control implementation, and query resolution with a strong emphasis on accuracy and meeting deadlines. This position is well-suited for individuals who thrive in a fast-paced, team-oriented operations environment and have a keen attention to detail. **Key Responsibilities:** - Support Investment Restriction Compliance and mandate control implementation, including onboarding and ongoing updates. - Assist in the delivery of mandate investment guid...

Posted 1 month ago

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2.0 - 6.0 years

0 Lacs

chennai, tamil nadu

On-site

Role Overview: As an Analyst, your main responsibility will be to assist in delivering a robust control environment and support Investment Teams in ensuring effective pre- and post-trade restriction monitoring. You should be detail-oriented and thrive in a fast-paced operations environment while enjoying collaboration within a team to meet tight deadlines. Key Responsibilities: - Work within a team responsible for Investment Restriction Compliance Management, overseeing violations, onboarding, and resolving queries. - Support daily overnight violation monitoring, handle escalations, and follow up on issues promptly. - Collaborate with Investment Desks, Product, and Client Executives on inves...

Posted 1 month ago

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