2 Transaction Surveillance Jobs

Genpact is a global professional services and solutions firm that aims to shape the future through the relentless pursuit of creating a world that works better for people. With over 125,000 employees in more than 30 countries, we are driven by curiosity, agility, and a commitment to delivering lasting value to our clients, which include leading enterprises such as the Fortune Global 500. Our expertise lies in deep business and industry knowledge, digital operations services, and proficiency in data, technology, and AI. We are currently seeking applications for the position of Senior Associate, AML/KYC. The selected candidate will be responsible for reviewing documentation for new customers/entities in accordance with defined processes and procedures. This involves summarizing findings, facts, and information in a narrative report, emphasizing actions and recommendations for next steps. Additionally, the candidate will perform Enhanced Due Diligence for high-risk customers/entities, which includes analyzing entity structure, conducting bank account verification, beneficiary verification, RDC screening, assigning risk ratings, and performing due diligence based on risk rating procedures. Key Responsibilities: - Reviewing documentation for entities such as corporations, charities, and individuals as per policy/jurisdiction for all KYC/CDD documentation and requesting information/documents as necessary. - Conducting due diligence and identifying procedural requirements in case of defects. - Reviewing beneficial ownership (BO) and key controller as per policy and screening for sanctions and adverse media. - Completing reviews in a timely and efficient manner. - Making recommendations for process improvements to enhance efficiency and accuracy. - Staying informed about regulatory updates and incorporating changes in the due diligence review process. - Interpreting evidence from various tools and systems to assess the legitimacy of customer behavior. - Assisting in monitoring and tracking incidents to ensure timely resolution within the customer Service Level Agreement. - Addressing routine problems through precedent and referral to general guidelines. Minimum Qualifications: - University graduate. - Experience in back-office work, compliance, investigation, AML/KYC, audit review, or account review. - Proficiency in Microsoft Office, internet usage, and digital literacy. - Excellent communication and comprehension skills. - Critical thinking ability. Preferred Qualifications: - Experience in AML and KYC related to customer due diligence, enhanced due diligence, and Know Your Customer space for Fintech/e-commerce. - AML investigatory experience and analytical skills. - Periodical review of KYC records for completeness and verification of due diligence. - Familiarity with client onboarding checks and verification of external regulatory and registry websites. - Understanding of different entity types and ownership structures. - Ability to conduct detailed investigations in Adverse/Negative Media and Transaction Surveillance/Monitoring. - Knowledge of AML/KYC controls and terminology. - Experience with sanction screening, document verification, and investigative skills. - Proficiency in using Actimize, RDC, Fortent, Norkom, Lexis Nexis, Bridger XG, SIEBEL, Dow Jones, and other relevant tools. - Strong analytical and investigative skills with the ability to navigate through ambiguity in a fast-paced environment. - Experience with MS-Office applications like Excel, Word, PowerPoint, and Outlook. This is a full-time position based in Gurugram, India, requiring a Bachelor's degree or equivalent qualification. The job posting date is August 22, 2024, with an unposting date of September 21, 2024. The primary skill set required for this role is Operations.,

Job Title: BA - Data & Banking Experience Level P1, C3, STS (Minimum 8 years) Key Responsibilities Requirements Management: Lead the full lifecycle of requirements, including elicitation, documentation, analysis, validation, and traceability, utilizing various tools and techniques. Banking Domain Expertise: Apply extensive knowledge of Swift (ISO 15022, ISO 20022), Treasury Services, Wealth Management, and Asset Servicing areas within the banking industry. Financial Crime & Compliance Focus: Specialize in areas such as Transaction Surveillance (AML, OFAC screening), KYC, Financial Crime, Anti-Money Laundering, Global Compliance, Sanctions, and Controls. Data Analysis & Validation: Conduct in-depth analysis, profiling, and validation of data using SQL queries. Agile Methodologies: Utilize Agile methodologies for defect tracking and requirements management. Stakeholder Interaction: Engage in interviewing and questioning to gather essential requirements, and facilitate requirements elicitation workshops. Analytical Evaluation: Critically evaluate information from multiple sources, reconcile conflicts, decompose high-level information into details, abstract low-level information, and distinguish user requests from true needs. Systems Thinking: Understand the interactions and relationships between people, processes, and technology in an environment. Communication & Modeling: Communicate information effectively in appropriate forms to various stakeholders and represent requirements information graphically. Mandatory Skills & Experience Experience in the Banking industry . Experience with Swift ISO 15022 and ISO 20022 . Experience in Treasury Services, Wealth Management, and Asset Servicing areas of the banking industry. Minimum 8 years of experience preferably in one or many of these: Transaction Surveillance (AML, OFAC screening, etc.) KYC Financial Crime and Anti-Money Laundering Global Compliance Sanctions and Controls Experience in products such as Actimize, Fircosoft, Lexis Nexis Bridger . Proficiency in Agile Methodologies, Defect Tracking, and Requirements Management tools/techniques . Experience in SQL queries, Data Analysis, Data Profiling, and Data Validation . Essential Professional Skills Listening Skills: Understand what people say and detect what they might be hesitant to say. Interviewing and Questioning Skills: Talk with individuals and groups to understand needs and surface essential requirements. Thinking on your feet: Go beyond planned questions and respond to input during interviews. Analytical Skills: Critically evaluate information, reconcile conflicts, distinguish user requests from true needs, and distinguish solution ideas from requirements. Systems Thinking Skills: See interactions and relationships between people, processes, and technology. Learning Skills: Pick up new information quickly. Facilitation Skills: Lead requirements elicitation workshops. Leadership Skills: Create a collaborative environment and influence toward common goals. Observational Skills: Validate data and expose new elicitation areas. Communication Skills: Communicate information effectively and appropriately to customers, marketing, managers, and technical staff. Organizational Skills: Manage vast, rapidly changing information. Modeling Skills: Represent requirements graphically using established modeling languages. Interpersonal Skills: Negotiate priorities and resolve conflicts among project stakeholders. Creativity: Propose requirements that were not previously imagined. Qualifications Experience in the Banking industry . Experience in: Swift 15022, ISO 20022 . Experience in Treasury Services, Wealth Management, Asset Servicing areas of Banking Industry. Minimum 8 years of experience preferably in one or many of these: Transaction Surveillance (AML, OFAC screening etc), KYC, Financial Crime and Anti-Money Laundering, Global Compliance, Sanctions and Controls. Experience in products such as Actimize, Fircosoft, Lexis Nexis Bridger . Proficiency in Agile Methodologies, Defect Tracking, Requirements Managements tools/techniques . Experience in SQL queries, Data Analysis, Data Profiling, Data Validation . Demonstrated proficiency in all Essential Professional Skills listed above.