262 Transaction Analysis Jobs - Page 11

Job Title : Trade and Transaction Analyst, NCT Corporate Title: Analyst/ Senior Analyst Role Description FIC Middle Office provides Trade Services coverage to the Business across UK and EMEA region and the team covers a vast range of operational services and platforms to cover both daily BAU ("Run the Bank") as well as transformation initiatives ("Change the Bank"). You will be responsible to ensure continued service delivery and offer a robust environment by providing trade capture, trade allocation, controls and validation coverage on T0. The role will require you to engage with the Sales & Trading Desk, Business Finance, Setts teams and Technology to ensure all the trades executed by the desk are taken into risk and back-office workflows. Also, ensure trades are feeding Front-To-Back and gets allocated with the client for matching purpose & settlements. Your key responsibilities Responsible for the middle office process deliverables and management of the daily trade capture, trade allocations and control activities in a timely manner. Responsible for the daily trade monitoring, verification process between the front office systems and operations systems including but not limited to the investigation, escalation and resolution of the exceptions Prioritize daily workload to maximize productivity utilizing time management and organizational skills Provide exceptional client services with accurate and timely trade allocation and pre-confirmations Identify and control risk to prevent operational risks and avoid financial losses and reputational company impact. Develop and implement improvements to systems and processes in support of client requirements and the business' strategic objectives Produce and Manage MIS and control reports for processes and projects. Adherence to DB risk and control standards and procedures and ensuring that there are no lapses or gaps. Demonstrate a proactive approach to all activities and create the environment for others to emulate this behavior. Your skills and experience Minimum of 2-4 years experience in derivatives or related products. Must have complete understanding of financial/ capital markets and trade lifecycle. In-depth experience with equity products and global markets, including rules and regulations familiarity preferred Proven ability to build strong relationships with middle office members, front office, clients, and key organizational functions Excellent communication skills: fluency in English required. Individual should have been in a role that required daily and extensive communication directly with FO Sales & Marketing groups Relentless and versatile learner with an aptitude for assimilating new industry, company, product or technical knowledge Highly organized with ability to manage competing priorities Demonstrated, consistent professional presence with the ability to adapt to evolving needs and situations. Proficient PC skills including Word, Excel and PowerPoint Ability to multi-task and work with independency, intelligence and team player Ability to thrive in a dynamic environment with tight deadlines

We are hiring for AML Analyst 5 days working 2 rotational weeks off Aml,Fraud,Kyc experience are mandatory excellent communication Immediate Joining HR Arti 9522754537 Required Candidate profile excellent verbal and written communication are required undergraduate or graduate both can apply 6 months banking experience is mandate

We are hiring for AML Analyst 5 days working 2 rotational weeks off Aml,Fraud,Kyc experience are mandatory excellent communication Immediate Joining HR Arti 9522754537 Required Candidate profile excellent verbal and written communication are required undergraduate or graduate both can apply 6 months banking experience is mandate

We are looking for a highly skilled and experienced Analyst to join our team in the IT Services & Consulting industry. The ideal candidate will have 6-9 years of experience in KYC analysis. Roles and Responsibility Conduct thorough analysis of customer data to identify potential risks and ensure compliance with regulatory requirements. Develop and implement effective risk management strategies to mitigate identified risks. Collaborate with cross-functional teams to resolve complex issues and improve overall process efficiency. Provide expert guidance on KYC procedures and best practices to junior team members. Stay up-to-date with industry trends and regulatory changes to ensure the organization's compliance. Maintain accurate records of all analysis and risk mitigation activities. Job Requirements Strong understanding of KYC regulations and industry standards. Excellent analytical and problem-solving skills with attention to detail. Ability to work effectively in a fast-paced environment and meet deadlines. Effective communication and interpersonal skills, with the ability to collaborate with diverse teams. Proficiency in relevant software applications and tools. Strong knowledge of financial services industry operations and regulations.

Skill: AML Transaction monitoring Exp: 7 - 8 yrs Budget: 8.5- 10.5 LPA Must Have: case Investigation,compliance Location: Bangalore Notice period -15 Days to 30 days Rotational shift & Rotational week off Regards, sowmiya 9600445623/8870213772

Role Description The Know Your Client (KYC) Analyst focuses on client onboarding (COB) and exceptions in line with regulatory standards and jurisdictions. The KYC Analyst provides regular communication to senior bank stakeholders on changes in KYC, Anti Money Laundering (AML) and Anti Financial Crime (AFC) areas and ensures any changes required are implemented with minimum disruptions. The KYC Analyst also assists the banks clients, managing all KYC and account opening requirements with appropriate governance and controls. They operate in an environment of strict adherence to Standard Operating procedures (SOPs) and Operation Level Agreements (OLAs) to achieve accurate and timely account opening to help execute trades. A dynamic and diverse division, our objective is to make sure that all our services are executed in a timely and professional manner, that risk is minimized and that the client experience is positive. We are proud of the professionalism of our people, and the work they do. In return, we offer excellent career development opportunities to foster skills and talent. In accordance with Anti-Money Laundering Requirements, Banks, such as Deutsche Bank AG ("DB"), are obliged to perform Know-your-client (KYC) reviews on all new clients they adopt. These checks and reviews are made in strict accordance with regulatory requirement and the banks internal policies. The project involves verification of the Client data, performing due diligence checks on the Clients, reviewing KYC documentation performing the risk assessment of the Client, liaising with the Business/Compliance, advising on KYC requirements and signing off on new client adoptions. The Reg & Tax analyst role is an operations function where you will be involved in reviewing various regulatory documents related to clients to ensure that all the regulatory requirements are met and the bank is in compliance. Your key responsibilities Responsible for verification of Client data Perform due diligence of new and existing clients covering a wide range of different client types including; Listed and Regulated, small/medium/ large private and public companies as well as more complex structures such as; SPVs, Co-operatives, Foundations and Funds, Governments, Joint Ventures, etc. Verifying KYC documentation of the Clients to be adopted/reviewed Perform the risk assessment of the Client to be adopted/reviewed Signing off on new client adoptions and periodic reviews Manage New Client Adoption or Periodic Review stream, to ensure that all requests are approved in accordance with regulatory requirements and the banks internal policies Manage exception ensuring that all SLAs defined with the Business on timeliness and quality are adhered Your skills and experience 6+ years of relevant work experience (AML/KYC/compliance related) within corporate financial services industry, Research/Analytics role in other Banks / KPOs etc Understanding of Control, Compliance, Investigation/chasing functions in banks Familiarity AML/KYC regulations and industry guidelines (FSA, JMLSG, 3rd EU Money Laundering Directive, MiFID) Ability to interpret regulatory guidelines and assessing risk scores and entity types Ability to interpreting alerts Ability to identifying trends and inconsistencies Understanding of end-to-end KYC process

Role Description Ensure continued service delivery and offer a robust and stable operating environment to support the Global Trade Services (GTS) functions. Contribute to the overall operational strategy of GTS function and responsible for its effective implementation. Improve service delivery and productivity to maximize service quality and operational efficiency and minimizing operational risk through the effective implementation of appropriate controls. Demonstrate commitment to continuous process improvement along with good People management skills. This role is part of the Middle office which requires the trade/risk to be captured and trade life cycling to be managed on T0 basis. Critical function which involves engagement with the Sales & Trading Desk, Finance, Setts teams to ensure all the trades blottered by the desk are taken into risk and back-office workflows. Also, ensure trades are feeding Front-To-Back and gets allocated with the client for matching purpose & settlements. Best in class leave policy. Gender neutral parental leaves. 100% reimbursement under child care assistance benefit (gender neutral). Flexible working arrangements. Sponsorship for Industry relevant certifications and education. Employee Assistance Program for you and your family members. Comprehensive Hospitalization Insurance for you and your dependents. Accident and Term life Insurance. Complementary Health screening for 35 yrs. and above. Your key responsibilities Middle Office Trade Capture function involving trade life cycling of trades on T0 basis for Equity and Derivatives products. This also includes client services ensuring all trades are allocated on time, work with Client Lifecycle Management (CLM) Team on account set up/ reactivations, coordinate with Settlements team to make sure trades are matched and settled. Any short positions to be covered by Stock Borrow/ Lending and from that perspective responsible to ensure the borrows are booked in the respective system and feeds to back office system for timely settlement and avoid any buy-in/ CSDR penalties etc. Following up with Traders, Sales, Brokers, and clients to ensure accurate capturing of the risk and to ensure remediation of control breaks and reconciliation breaks. Liaising with Front Office / Docs / Settlements and ensuring exceptions are resolved in a timely manner. Responsible for the middle office process deliverables and management of the daily trade capture activities in a timely manner, ensuring daily reconciliation and query resolution as required. Supporting change management, automation, and continuous improvement projects. Understanding F2B system / process flow, streamlining and engineering processes to bring efficiencies. Produce and Manage MIS and control reports for processes and projects. Monitor and escalate any exceptions/ issues that could potentially result in financial, reputational and regulatory escalations for the bank. Adherence to STARC standards and procedures and ensuring that there are no lapses or gaps in control. Demonstrate a proactive approach to all activities and create the environment for others to emulate this behavior. Your skills and experience Minimum of 2-4 years experience in derivatives or related products. Must have strong knowledge on derivative products. Must have complete understanding of how trade life cycle works. Needs to be up to date on regulatory requirements & market changes.. Should own & resolve complex breaks independently and guide the team in resolving the same. Should be able to independently deliver on all organization mandates Must have strong analytical skills, must be detail oriented. Must be a team player who is willing to work in groups across multiple locations. Needs to be good in Communication and have a good command over English language. Must have the ability to effectively manage, coordinate and prioritize multiple tasks and projects. Must be prepared to work in a shift supporting US/UK business hours. Should be able to lead teams across time zones. Self-starter with ability to take things to their logical end.

Role Description FIC Middle Office provides Trade Services coverage to the Business across UK and EMEA region and the team covers a vast range of operational services and platforms to cover both daily BAU ("Run the Bank") as well as transformation initiatives ("Change the Bank"). You will be responsible to ensure continued service delivery and offer a robust environment by providing trade capture, trade allocation, controls and validation coverage on T0. The role will require you to engage with the Sales & Trading Desk, Business Finance, Setts teams and Technology to ensure all the trades executed by the desk are taken into risk and back-office workflows. Also, ensure trades are feeding Front-To-Back and gets allocated with the client for matching purpose & settlements. Your key responsibilities Responsible for the middle office process deliverables and management of the daily trade capture, trade allocations and control activities in a timely manner. Responsible for the daily trade monitoring, verification process between the front office systems and operations systems including but not limited to the investigation, escalation and resolution of the exceptions Prioritize daily workload to maximize productivity utilizing time management and organizational skills Provide exceptional client services with accurate and timely trade allocation and pre-confirmations Identify and control risk to prevent operational risks and avoid financial losses and reputational company impact. Develop and implement improvements to systems and processes in support of client requirements and the business' strategic objectives Produce and Manage MIS and control reports for processes and projects. Adherence to DB risk and control standards and procedures and ensuring that there are no lapses or gaps. Demonstrate a proactive approach to all activities and create the environment for others to emulate this behavior. Your skills and experience Minimum of 2-4 years experience in derivatives or related products. Must have complete understanding of financial/ capital markets and trade lifecycle. In-depth experience with equity products and global markets, including rules and regulations familiarity preferred Proven ability to build strong relationships with middle office members, front office, clients, and key organizational functions Excellent communication skills: fluency in English required. Individual should have been in a role that required daily and extensive communication directly with FO Sales & Marketing groups Relentless and versatile learner with an aptitude for assimilating new industry, company, product or technical knowledge Highly organized with ability to manage competing priorities Demonstrated, consistent professional presence with the ability to adapt to evolving needs and situations. Proficient PC skills including Word, Excel and PowerPoint Ability to multi-task and work with independency, intelligence and team player Ability to thrive in a dynamic environment with tight deadlines

As a member of the COSEC Team you will be expected to work in collaboration with other members of the Team, assist and support in providing administrative, compliance and regulatory services of to overseas client Companies, in accordance with applicable policies and procedures, regulatory requirements, service levels and company standards so as to satisfactorily meet client expectations. The Role: Understanding corporate and legal compliances as per jurisdiction in which client companies are located. Handling compliances and documentation under the applicable anti-money laundering regulations. Handling compliance relating to Board Meetings of overseas client companies as per applicable jurisdiction including scheduling of meeting, preparing agenda and compiling board packs and circulation of the same to directors. Handling compliances relating to annual meetings of overseas client companies. Attend Board Meetings and make notes for drafting board resolutions and minutes within applicable internal timelines and getting the same approved and signed by directors / Chairman. Updating / renewing all regulatory documents of the client companies including statutory registers, returns, registrations, licenses, certificates, insurance, etc. and filling up applications, forms and uploading / downloading of documents required for the same. Assisting the team in providing required documents for various purposes including banking and taxation requirements. Assisting in audits including internal audits and risk assessments and reviews. Maintaining and updating trackers as maintained by clients or internally and ensuring data integrity and confidentiality of internal and client information. Drafting and vetting of agreements, contracts and documents. Preparation of SOPs and training material for understanding and benefit of the team members. To provide administrative and regulatory support to Client Services Team as well as COSEC team as and when required. The Skills: Excellent drafting skills including drafting of agenda, resolutions, minutes, reports, agreements, etc. Ability to learn and grasp new compliance concepts and global compliances applicable to overseas clients. Strong work ethic. Adapting and flexible approach towards learning new systems and operational procedures. Ability to work under pressure and tight timelines, excellent time management and multi-tasking skills. Strong interpersonal, verbal and non-verbal communication skills. Team Player with excellent collaborative, analytical, problem solving and organisational skills. Result oriented, detail oriented, team player with ability to work effectively with minimum supervision, in a fast paced, complex and dynamic environment. Efficient MS Office skills (including MS Outlook, MS Word, MS Excel, MS PowerPoint) Qualifications Company Secretary;. Experience in handling compliances under Anti-Money Laundering Regulations will be an added advantage. What you will get in return: A genuinely unique opportunity to be part of an expanding large global business Exposure to all aspects of the business, cross-jurisdiction and to working with senior management directly

Job Overview Prepares financial reports; performs variance analysis and forecasting to assist management in making strategic decisions. Job Requirements Data Management & Integrity: Oversee the automated collection and management of data from channel partners, distributors, and other sources. Ensure data cleansing, validation, and standardization of channel data for consistency and reliability. Minimize reporting errors and ensure data integrity to deliver accurate and trustworthy insights for better decision-making. Transform raw Point-of-Sale (POS) and inventory data into meaningful reports and analytics, empowering informed business decisions. Channel Partner Onboarding & Support: Onboard new partners/distributors to the Model N system. Onboard partners from new acquisitions or different business units to Model N. Provide training to sales teams or partners for Model N onboarding. Data Quality & Remediation: Address and resolve issues related to invalid POS Branches Mapping. Manage and follow up on missing POS/INV files from distributors. Conduct audits to ensure data accuracy and compliance. Fix errors in POS or inventory submissions. Reporting & Analysis: Manage and generate the POS Scorecard. Perform weekly POS tracking for Platinum & Gold Partners. Desired Candidate Profile: Any Graduate with, MBA in Sales and Marketing/Finance will be preferred. 2+ years of experience in Sales & Marketing & Finance environment Proven Problem-Solving & InfluenceDemonstrated ability to effectively resolve complex issues, influence outcomes, and adeptly integrate constructive feedback for continuous improvement. Exceptional CommunicationStrong command of both verbal and written communication, with a proven track record of delivering impactful presentations. Results-Oriented Project ManagementHighly organized and proactive, with a demonstrated ability to initiate, manage, and successfully complete multiple tasks within tight deadlines. Innovative ThinkingA knack for generating and implementing creative solutions and new ideas to optimize processes and drive efficiency. Data & Business AcumenExperience in Data Management, Marketing, and Sales Segmentation, coupled with a keen ability to learn and master complex processes and scenarios. Collaborative & ProactiveA self-motivated team player and critical thinker who consistently maintains a positive, proactive attitude. Technical ProficiencyAdvanced proficiency in Microsoft Excel is essential, with a strong understanding of Tableau, Redshift Data, and TED 2.0 being a distinct advantage. Competencies

Graduate with 6 months banking exp on paper (fraud,dispute exp or knowledge) Salary - 28*950 inhand + incentives 5 days working with any 2 week off Rotational shift HR apoorva Required Candidate profile banking experience is mandatory

Job description Profile -: Senior Associate ( Anti money laundering ) Languages req: Excellent English communication Requirement -: Good Communication Skills Exp-: 3- 6 yrs Shifts: Rotational , Salary : 7.5L fixed + Inc Location : Bangalore Job Overview: The AML Analyst/Officer/Investigator is responsible for supporting the company's efforts in detecting, preventing, and reporting money laundering activities. The role involves monitoring transactions, investigating suspicious activities, ensuring compliance with relevant laws and regulations, and preparing reports for regulatory bodies and senior management. Key Responsibilities: Transaction Monitoring: Monitor daily transactions for signs of suspicious activity, including large or unusual transactions, patterns of behavior, and activities that do not align with customer profiles. Analyze transaction data and review alerts generated by AML monitoring systems. Investigations and Due Diligence: Investigate suspicious activities, performing in-depth research using internal databases and external sources to gather relevant information. Conduct Know Your Customer (KYC) checks and Enhanced Due Diligence (EDD) on high-risk clients to verify their identity and assess potential risks. Follow up on red flags and escalate cases when necessary. Regulatory Compliance: Ensure compliance with anti-money laundering laws and regulations (such as the Bank Secrecy Act, FATF guidelines, and local regulatory requirements). Prepare and file Suspicious Activity Reports (SARs) and Currency Transaction Reports (CTRs) to relevant authorities in a timely manner. Stay up-to-date with regulatory changes and ensure policies are updated accordingly. Reporting and Documentation: Prepare and submit regular reports on AML activities, suspicious transactions, and investigations to management. Maintain accurate and thorough documentation of all investigations and actions taken. Training and Awareness: Assist in the development and delivery of AML training programs for staff, ensuring awareness of policies and procedures. Promote an AML culture within the organization and provide guidance to other employees on identifying and reporting suspicious activity. Collaboration with Teams: Work closely with the compliance, legal, risk, and operations teams to ensure a coordinated approach to AML efforts. Collaborate with external law enforcement agencies or regulators when necessary. Risk Management: Help identify, assess, and mitigate AML risks across the organization. Participate in risk assessments and internal audits to strengthen the institutions AML program. Qualifications: Education: Bachelors degree in finance, accounting, business, or a related field. Experience: 1-3 years of experience in an AML, compliance, or financial crime-related role (for Analyst roles). 3-5+ years of experience (for Officer/Investigator roles). Familiarity with AML regulations and financial services industry practices. Knowledge of financial crime typologies and techniques used by criminals to launder money. Certifications: AML certification such as CAMS (Certified Anti-Money Laundering Specialist) or similar is preferred. Other relevant certifications may be beneficial (e.g., CFE Certified Fraud Examiner, ICA International Compliance Association). Job Type: Full-time Qualification :Higher Secondary(12th Pass) / Any graduates (Note: All the rounds are Held through telephonic) Email : careers@glympsehr.com NOTE: - Please call or whatsapp Manya @ 9606523804 / 6364863742 / 9606521172 and schedule your telephonic interviews !! !!!Thanks & Regards HR TEAM!!!