1.0 - 6.0 years

1 - 6 Lacs

thane, navi mumbai, mumbai (all areas)

Work from Office

Job Title: Compliance Surveillance (MACM) Location: Kurla Department: Compliance Surveillance About the Role We are seeking a highly motivated Compliance Surveillance professional to join our team. The role involves end-to-end monitoring of trading activities, identifying suspicious transactions, ensuring regulatory compliance, and supporting risk control frameworks. This is an excellent opportunity for candidates with 1–2 years of compliance/surveillance experience in broking or capital markets who are looking to grow their career with a reputed financial services organization. Key Responsibilities: Monitor client trading activities across order book, trade data, and other market data sourc...

Posted 1 month ago

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Alpha Global Testing, Officer State Street Corporation

12.0 - 14.0 years

0 Lacs

hyderabad, telangana, india

On-site

Who we are looking for We seek a results-driven professional with a strong background in testing within large-scale, client-facing transformation programs. The Alpha Global Testing Practice focuses on strategy, planning, execution, and management of end-to-end platform testing during Alpha implementations. These programs span front, middle, and back office operations and involve complex data flows across State Street, Charles River Development, clients, and industry partners. Why this role is important to us Alpha is the industry's first global interoperable platform connecting the front, middle, and back office under one provider. Rigorous end-to-end testing of Alpha's applications, data, a...

Posted 1 month ago

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Alpha Global Testing, Officer Currenex State Street Trust Company

12.0 - 14.0 years

0 Lacs

hyderabad, telangana, india

On-site

Posted 1 month ago

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Trading Operations- Analyst/Listed Derivatives Teamware Solutions ( A Division Of Quantum Leap Co Nsulting .

1.0 - 4.0 years

2 - 6 Lacs

Mumbai

Work from Office

Role & responsibilities: Key functions performed are: Proactively managing exchange/broker margin balances, Funding exchange/broker margin calls, Proactively managing affiliate margin balances/calls, Processing of margin movements for Listed Derivatives clients Investigate settlement breaks and issues. Critically analyse and improve on control/risk environment, Projects relating to collateral mgt, STP, automation. Daily/monthly report compilation and distribution, Interpretation and compliance with all exchange regulations relevant to margin management. Ensure Client money segregation and related tasks like LSOC Perform various Regulatory reporting as per required frequency Teamwork and flex...

Posted 4 months ago

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