582 Trade Settlements Jobs - Page 12

We are looking for a skilled Associate Process Manager to join our team at eClerx Services Ltd., responsible for managing settlements processes. The ideal candidate will have 6-8 years of experience in the IT Services & Consulting industry, with expertise in process management and settlement processes. Roles and Responsibility Manage and oversee the settlements process to ensure timely and accurate transactions. Develop and implement process improvements to increase efficiency and reduce errors. Collaborate with cross-functional teams to resolve issues and enhance overall process quality. Analyze data and metrics to identify areas for improvement and optimize processes. Implement and maintain quality control measures to ensure high standards of service delivery. Lead and motivate a team of professionals to achieve process goals and objectives. Job Requirements Strong understanding of process management principles and practices. Experience in managing settlements processes or similar roles. Excellent leadership and communication skills. Ability to analyze data and make informed decisions. Strong problem-solving and conflict resolution skills. Experience working in an IT Services & Consulting environment.

FIC Middle Office provides Trade Services coverage to the Business across UK and EMEA region and the team covers a vast range of operational services and platforms to cover both daily BAU ("Run the Bank") as well as transformation initiatives ("Change the Bank"). You will be responsible to ensure continued service delivery and offer a robust environment by providing trade capture, trade allocation, controls and validation coverage on T0. The role will require you to engage with the Sales & Trading Desk, Business Finance, Setts teams and Technology to ensure all the trades executed by the desk are taken into risk and back-office workflows. Also, ensure trades are feeding Front-To-Back and gets allocated with the client for matching purpose & settlements. Your key responsibilities Responsible for the middle office process deliverables and management of the daily trade capture, trade allocations and control activities in a timely manner. Responsible for the daily trade monitoring, verification process between the front office systems and operations systems including but not limited to the investigation, escalation and resolution of the exceptions Prioritize daily workload to maximize productivity utilizing time management and organizational skills Provide exceptional client services with accurate and timely trade allocation and pre-confirmations Identify and control risk to prevent operational risks and avoid financial losses and reputational company impact. Develop and implement improvements to systems and processes in support of client requirements and the business' strategic objectives Produce and Manage MIS and control reports for processes and projects. Adherence to DB risk and control standards and procedures and ensuring that there are no lapses or gaps. Demonstrate a proactive approach to all activities and create the environment for others to emulate this behavior. Your skills and experience Minimum of 2-4 years experience in derivatives or related products. Must have complete understanding of financial/ capital markets and trade lifecycle. In-depth experience with equity products and global markets, including rules and regulations familiarity preferred Proven ability to build strong relationships with middle office members, front office, clients, and key organizational functions Excellent communication skills: fluency in English required. Individual should have been in a role that required daily and extensive communication directly with FO Sales & Marketing groups Relentless and versatile learner with an aptitude for assimilating new industry, company, product or technical knowledge Highly organized with ability to manage competing priorities Demonstrated, consistent professional presence with the ability to adapt to evolving needs and situations. Proficient PC skills including Word, Excel and PowerPoint Ability to multi-task and work with independency, intelligence and team player Ability to thrive in a dynamic environment with tight deadlines

Role Description The Reference Data Analyst focuses on effective oversight of strategic data used across the banks systems and infrastructure. The Reference Data Analyst supports various elements of the data lifecycle, from ensuring that data is captured from the best source, to validating and classifying, and operating controls that optimize its quality and maximize coverage. The Reference Data Analyst has responsibility for maintaining robust processes related to data set-up, storage and distribution, as well as system configuration, together with participation in projects designed to streamline infrastructure and improve efficiency. Reference data is integral to the banks response to regulatory requirements. Close partnership is needed with stakeholders such as Front Office, Middle Office, Audit, Compliance and Regulatory. Reporting to deliver solutions that balance immediate business priorities with long term strategic objectives. An Analyst primarily handles data operations and generates reports from data interpretation. CAM analyst performs checks to authenticate the requests on the basis of the documents received, completeness and correctness. Processing the Static requests on the various downstream systems as per the process guidelines. Investigate open items/Risk items and resolve as required. Escalate unresolved open items per departmental policy. Your key responsibilities Process: Data input & approval of Account opening, maintenance process & SSI functions in downstream system. Ensuring the processing guidelines (KOP) are followed with diligence. Monitoring the mailboxes in terms of processing and queries. Participating in employee engagement activities & effective participation in team huddle and contribution in regular meetings. Ensuring the mandatory trainings are completed within the time. Leaves and breaks needs to plan in line with process deliverables, ensuring timely updates on HR- Workday. Meet productivity target of 100% and makes sure the 2 eye processing is completed within agreed SLA & 100% accuracy. Assisting the team and the process in reviewing the KOP. Control: Account opening, maintenance process & SSI has to be followed as per CAM KOP. Owning the issues, resolve it on priority and escalating wherever required as per escalation matrix. Change: Identify possible automation opportunities and reduce manual intervention. To work in the direction of finding process gaps and ideas to remediate the same. Your skills and experience Minimum Bachelors degree or equivalent in relevant field 0.6 to 6 years of work experience in corporate Banking Basic knowledge of Banking operations/Financial Products (Fixed income cash & derivatives Financial Products and financial instruments including Futures, Options, Swaps). Microsoft Office/Suite proficient (Word, Excel, PowerPoint, etc.) Good communication skills. Interaction with the Middle Office and/or Clients to ensure the timely and accurate processing of all life cycle events. Must be able to work well and adapt to change in a fast-paced environment Ensure that all work is delivered, meet the agreed production standards, and SLA timeframes & responsible for all process related MI reports Adherence to STARC standards and procedures and ensuring that there are no lapses or gaps in control. Keep team management informed of status of cases and proactively identify and flag issues. Creating the EOD (Log reports) for the transactions processed on a daily basis. Ensure EOD controls Should be flexible in working hours, also should be able to support in different time zones on rotational basis Able to work under pressure and against challenging timescales.

Managing Trade Finance operations for Domestic Products To perform day-to-day operational tasks of trade finance transactional processing Initial scrutiny & preparation of documents of Trade before sending the same to further processing with Banks.

Role: Investment Operations Locatrion : Bangalore Skills: Trade Lifecycle,Middle Office

Investment Operations Professional - Trade Processing Location: Bengaluru, Karnataka, India Are you a highly motivated and experienced Investment Operations Professional ready to make an impact? We're seeking a skilled individual to join our dynamic team in Bengaluru. If you excel in trade processing, middle office functions, and ensuring seamless financial transactions , this role is for you! About the Role: You'll be crucial in managing trade matching, settlement services, and exception handling for diverse securities and derivatives. Your expertise will ensure accurate and timely processing of trades and cash transactions, contributing to the efficient flow of international capital. What We're Looking For: Key Responsibilities Perform trade matching, confirmation, and settlement for securities and cash transactions. Manage exceptions, investigate trade discrepancies, and ensure timely resolution. Work with platforms like Omgeo CTM , ALERT , SWIFT , Aladdin , Calypso , and Multifonds .(not mandatory) Coordinate with brokers, custodians, and internal teams to ensure smooth trade lifecycle management. Support transformation initiatives and new client onboarding. Monitor cash balances, process journals, and handle reconciliation issues. Desired Candidate Profile 3 to 7 years of experience in Fund Accounting , Middle Office , or Investment Operations . Strong understanding of post-trade processes and securities settlement. Experience with trade management systems and reconciliation tools. Excellent communication, analytical, and stakeholder management skills. Ability to work under pressure and meet tight deadlines.

Key Responsibilities Perform trade matching, confirmation, and settlement for securities and cash transactions. Manage exceptions, investigate trade discrepancies, and ensure timely resolution. Work with platforms like Omgeo CTM , ALERT , SWIFT , Aladdin , Calypso , and Multifonds .(not mandatory) Coordinate with brokers, custodians, and internal teams to ensure smooth trade lifecycle management. Support transformation initiatives and new client onboarding. Monitor cash balances, process journals, and handle reconciliation issues. Desired Candidate Profile 3 to 7 years of experience in Fund Accounting , Middle Office , or Investment Operations . Strong understanding of post-trade processes and securities settlement. Experience with trade management systems and reconciliation tools. Excellent communication, analytical, and stakeholder management skills. Ability to work under pressure and meet tight deadlines. Key Skills Investment Operations, Trade Matching, Fund Accounting, Middle Office, Omgeo CTM, ALERT, SWIFT, Aladdin, Calypso, Multifonds, Reconciliation, Cash Management, Securities Settlement Education Graduate/Postgraduate in Commerce, Finance, or related field. Certifications like CFA, NISM, or equivalent are a plus.

Role Summary Support the end-to-end trade lifecycle including trade matching, settlement, exception management, cash processing, and client servicing across APAC and UK jurisdictions. Ensure timely, accurate, and compliant processing of investment operations. Role & responsibilities 1. Trade Matching & Settlement Match securities trades with broker confirmations. Instruct trades to custodians for settlement. Monitor pre/post-settlement reports and resolve unmatched/failing trades. 2. Transaction Management Capture trades, manage exceptions, and route to downstream systems. Add and settle cash transactions in accounting systems. Handle STP/manual trade instructions via mailboxes or SFTP. 3. Diagnostics & Exception Handling Run diagnostics reports to investigate trade rejects. Resolve exceptions within PLA turnaround time. 4. Asset & Cash Management Coordinate asset setup with Data Ops. Process cash journals (expenses, fees, FX, interest). Monitor cash balances, overdrafts, and projections. Handle reimbursements and write-offs. 5. Client & Stakeholder Communication Liaise with clients, brokers, custodians, and internal teams. Provide expert advice and resolve queries. Maintain service levels and minimize complaints/errors. 6. Compliance & Controls Adhere to AML/KYC, compliance, and internal policies. Ensure accurate documentation and audit trails. Resolve reconciliation breaks and margin calls. 7. Transformation & Continuous Improvement Support transformation initiatives and new client onboarding. Document business requirements and suggest system/process improvements. 8 . Key Performance Indicators (KPIs) Timely and accurate trade processing. Low exception and error rates. SLA adherence and client satisfaction. Effective communication and issue resolution. Successful delivery of transformation projects. 9 . Teamwork & Leadership Provide training and support to new joiners. Act as first-level escalation point. Collaborate across teams for task allocation and issue resolution. Take ownership and follow through on tasks.

Job Title: Reconciliation Production Analyst Corporate Title: AVP Location: Bangalore, India Role Description You will be responsible to perform intersystem reconciliation at Cash / Position & Transaction level within Rates & Credit derivatives for the bank. Day to day deliverables to be met as per agreed procedure and SLA. You will communicate daily with respective MO teams, Business Finance and various other dependent teams to highlight breaks identified and follow up until resolution. Along with managing day to day tasks you will be responsible to manage operational risk along with, providing extended support to the team during exigency, performing administrative functions as and when required. You will be responsible to facilitate / actively contribute to projects, group initiatives and exception processing resolution. Excel understanding is expected, and strong knowledge of Trade life cycle is required. Your key responsibilities The Formalization, Reconciliation & Internal Reporting Analyst will be responsible for completion of day-to-day activity as per standards and ensure accurate and timely delivery of assigned production duties. Candidate/Applicants needs to ensure adherence to all cut-off times and quality of processing as maintained in SLAs. Candidate/Applicants should ensure that all first level escalations related to routine activities are responded to within the time frames pre-specified. Should take responsibility and act as backup for the Peers in Candidate/Applicants absence. Your skills and experience Bachelors degree from an accredited college or university Good communication and analytical skills Candidate should possess basic MS Office knowledge.

Take the role in MSS to support service delivery of a range of Trade Processing for Fund Administration or Middle Office functions including but not limited to the following: Process trade matching and settlement services in respect of Investment Operations activities by ensuring all securities trades are matched to brokers trade confirmations and instructed to clients custodians for settlement within strict deadlines Transaction Management Team is responsible for Trade capture, exception management and service routing of trades to downstream systems along with adding and settlement of cash transactions to accounting. Trade Instructions are received STP or uploaded manually or through Macros/EUCs to accounting for instructions received in generic mailboxes or SFTP folder from Client/FMs. Diagnostics reports are run which includes investigation, handling any exceptions and query for Trade rejects within the PLA turnaround time. The services include sending for Asset Set Up to Data OPS Team and resolving queries received in TLM platform. Cash transactions are specific journals including expenses, fees, monthly interest & FXs. Instructions are received from Internal teams, Clients, Brokers, Fund Managers, Transfer Agency and Custodians. The Team is also responsible for timely Cash Monitoring, Input of Journals, OD investigation and notification to FM, re-imbursement and payments, monitoring balances, Cash projection reporting and writing off small residual balances. Transaction Management comprises of both APAC and UK jurisdictions. Principal Accountabilities: Key activities and decision making areas Typical KPIs and Targets Impact on the Business Process transactions and produce deliverables that ensure the realisation of pre-determined delivery timeline: Perform the Investment Operations activities effectively and efficiently with support provided to all MSS offices Assist with line manager to maximise system usage and when gaps are identified, drive procedural and system changes Able to work under pressure and within set time frames Accountable for own day-to-day performance and meeting tight deadlines. Perform securities processing functions in a timely and accurate manner Perform trade matching, coordinate booking and exception checking Identify and resolve trade discrepancies with brokers/clients Engage with brokers and custodians to resolve issues around unmatched, failing or failed trades Assist with line manager in reducing the number of trades that require amendment by our client traders or rejection to the Brokers Delivery transformation activities to SSOs . Perform securities processing functions accurately within agreed timescales & in accordance with procedures & controls Prioritise competing demands & deadlines effectively making full use of all available resources Document business requirements & procedures Assist with line manager to ensure seamless new clients take on Ensure all securities settlement instructions are matched by the custodian with the broker and support amendments to cancellations and rebooking trades To monitor the settlement status through receiving the Pre and Post settlement report from custodians; perform investigation whenever necessary Adhere to compliance standards and Group Policies/Procedures and apply Anti-Money laundering and KYC criteria to work processes Ensure prompt resolution of all reconciliation items, providing clear, concise & relevant documentation to support outstanding items. Ensure prompt investigation and resolution of unmatched trades and pending mismatches Ensure timely & accurate processing of collateral margin calls Escalation of disputes in line with client SLA Ensure successful delivery of Transformation projects Customers / Stakeholders Provide expert advice, guidance, query handling to meet client needs and expectations Maintain effective inter-departmental and external communication Maintain on-going good working relationship with clients, prime brokers and clearing brokers Communicate actions to the relevant parties (e.g. Client Dealer Support, Vendors, Brokers and Custodians etc.) Communicate with SSO management and staff Ensure the realization of client service agreement. Maintain zero rate of complaint and error Appropriate use of communication channels and oral & written communication is clear, concise & relevant Make good judgement calls on the appropriateness of action to resolve servicing problems & complaints Provide feedback to line manager on broker and custodian performance Provide feedback to SSOs in respect of Transformation Activities Leadership & Teamwork Establish good internal working relationship and identify individual training needs Take ownership of tasks/issues and ensure these are all followed through to completion. Provide cover for other team members in their absence, be available as first level of escalation and support for queries from internal departments and external contacts Prioritize and set own work deadlines Conduct training to new joiners coupled with on the job coaching and assess individuals training priorities Co-operate to deliver an effective and efficient task allocation within the team Escalate any issues to line manager Operational Effectiveness & Control Run the operation in adherence to internal procedures, key controls and risk prevention measures Ensure that the current procedures and checklists comply with the requirements of Audit, FIM, external regulators and Operations Risk and Control. Adhere to predefined procedures and compliance requirements in daily operation Re-assess continually the operational risks associated with the role and inherent in the business, taking account of changing economic or market conditions, legal and regulatory requirements, operating procedures and practices, management restructures and the impact of new technology Avoid business risks arising from errors/omissions when placing trades Timely reporting/escalation of risks/issues to relevant parties with appropriate remedial action No dispensations of FIM/compliance requirements Major Challenges (The challenges inherent in the role that require a continual test of the role holder’s abilities) The job holder is responsible to support the investment operation and business projects to ensure effective and efficient delivery of Transaction Management. The expansion of the team will initially involve a considerable amount of training to be set up and delivered to the team. The jobholder is responsible for ensuring all Securities & Derivative Trades for a specific geographical area are confirmed within deadlines, sent to clients’ custodians within deadlines and pre matched by the client’s custodian and the broker. These tasks are performed in accordance with defined procedures to a level of competence, which does not require direct supervision. The role is required to make or escalate business decisions based on established processes and procedures. The job holder will deal with client contacts as well as the clients' brokers and custodian banks, and is responsible for ensuring that all settlement issues are resolved satisfactorily, within agreed procedures/guidelines. Discrepancy queries must be dealt with promptly and followed through to a satisfactory conclusion, to avoid the risk of overdraft claims. Failure to issue accurate instructions within settlement deadlines and to adhere rigidly to the job controls could result in significant financial loss to the company. The ability to cope with varying workloads dependant on trading peaks is essential. . Role Context (The environment and operating conditions of the role including the extent of guidance and authority) The jobholder is required to work with high accuracy and timeliness in meeting the market deadlines and client’s service level agreement and to assist with reviewing the work outputs. Where a risk event or an operational issue is found, timely reporting/escalation of issues is required to the immediate reporting line. The nature of the role requires a close working contact with SSO/Cash Management / Settlement / Pricing team and also with external parties like clearing brokers and custodians. Management of Risk (Operational Risk / FIM requirements) Is aware of operational/business risks arising from errors/omissions when running the investment operation Responsible for delivering the Middle Office service and observing the service level agreements Strictly follow the FIM requirements in the conduct of operation Observation of Internal Controls (Compliance Policy / FIM requirements) Apply applicable internal procedures, key controls & risk prevention measures relating to Investment Operations activities Understand, follow and demonstrate compliance with all relevant internal and external rules, regulations and procedures that apply to the conduct of the business in which the jobholder is involved, especially the Investment Operations function. Knowledge & Experience / Qualifications ( For the role – not the role holder. Minimum requirements of the role.) Intermediate experience working within an Investment Management, Brokerage and /or Custody environment is essential to perform this role, with specific knowledge and experience of the following: Over 3 years of diverse working experience in Fund Accounting or Middle Office or Global Market operations including strong process management skills and system implementation skills within an Asset Manager or equivalent market provider of Asset Management outsourced Operations support. Proven experience in managing the Post-Trade life cycle events using the seamless Omgeo Central Trade Manager (CTM) solution and good understanding of Omgeo CTM & ALERT A working knowledge of Securities Trading confirmation and settlement procedures and market practice, including the use of Electronic Trade Confirmations and SWIFT settlement message types. Good knowledge of Middle Office operation preferably with a hands-on knowledge to operate Aladdin, Calypso, Multifonds, Markit EDM and TradeFlow, Knowledge of OTC Derivative products and all asset classes Good understanding of the size and scope and its senior management Good understanding of Fund Service model (locations, departments, products, clients, and organisation within MSS) and the role of the Middle Office in it's business context Good understanding of relevant anti-money laundering legislation and how it impacts the Fund Service model A high level of client servicing & interpersonal skills Good communicator, both verbally and in writing Self motivated with excellent planning, analytical and organizing skills Ability to prioritize workloads and work quickly & accurately with good attention to details A good team player with good adaptability and a flexible attitude Able to work in a diverse environment with good interpersonal and negotiation skills Strong business sense with good analytical and project management skills Creative thinker and change agent Able to demonstrate an attention to details

Take the role in MSS to support service delivery of a range of Trade Processing for Fund Administration or Middle Office functions including but not limited to the following: Process trade matching and settlement services in respect of Investment Operations activities by ensuring all securities trades are matched to brokers trade confirmations and instructed to clients custodians for settlement within strict deadlines Transaction Management Team is responsible for Trade capture, exception management and service routing of trades to downstream systems along with adding and settlement of cash transactions to accounting. Trade Instructions are received STP or uploaded manually or through Macros/EUCs to accounting for instructions received in generic mailboxes or SFTP folder from Client/FMs. Diagnostics reports are run which includes investigation, handling any exceptions and query for Trade rejects within the PLA turnaround time. The services include sending for Asset Set Up to Data OPS Team and resolving queries received in TLM platform. Cash transactions are specific journals including expenses, fees, monthly interest & FXs. Instructions are received from Internal teams, Clients, Brokers, Fund Managers, Transfer Agency and Custodians. The Team is also responsible for timely Cash Monitoring, Input of Journals, OD investigation and notification to FM, re-imbursement and payments, monitoring balances, Cash projection reporting and writing off small residual balances. Transaction Management comprises of both APAC and UK jurisdictions. Principal Accountabilities: Key activities and decision making areas Typical KPIs and Targets Impact on the Business Process transactions and produce deliverables that ensure the realisation of pre-determined delivery timeline: Perform the Investment Operations activities effectively and efficiently with support provided to all MSS offices Assist with line manager to maximise system usage and when gaps are identified, drive procedural and system changes Able to work under pressure and within set time frames Accountable for own day-to-day performance and meeting tight deadlines. Perform securities processing functions in a timely and accurate manner Perform trade matching, coordinate booking and exception checking Identify and resolve trade discrepancies with brokers/clients Engage with brokers and custodians to resolve issues around unmatched, failing or failed trades Assist with line manager in reducing the number of trades that require amendment by our client traders or rejection to the Brokers Delivery transformation activities to SSOs . Perform securities processing functions accurately within agreed timescales & in accordance with procedures & controls Prioritise competing demands & deadlines effectively making full use of all available resources Document business requirements & procedures Assist with line manager to ensure seamless new clients take on Ensure all securities settlement instructions are matched by the custodian with the broker and support amendments to cancellations and rebooking trades To monitor the settlement status through receiving the Pre and Post settlement report from custodians; perform investigation whenever necessary Adhere to compliance standards and Group Policies/Procedures and apply Anti-Money laundering and KYC criteria to work processes Ensure prompt resolution of all reconciliation items, providing clear, concise & relevant documentation to support outstanding items. Ensure prompt investigation and resolution of unmatched trades and pending mismatches Ensure timely & accurate processing of collateral margin calls Escalation of disputes in line with client SLA Ensure successful delivery of Transformation projects Customers / Stakeholders Provide expert advice, guidance, query handling to meet client needs and expectations Maintain effective inter-departmental and external communication Maintain on-going good working relationship with clients, prime brokers and clearing brokers Communicate actions to the relevant parties (e.g. Client Dealer Support, Vendors, Brokers and Custodians etc.) Communicate with SSO management and staff Ensure the realization of client service agreement. Maintain zero rate of complaint and error Appropriate use of communication channels and oral & written communication is clear, concise & relevant Make good judgement calls on the appropriateness of action to resolve servicing problems & complaints Provide feedback to line manager on broker and custodian performance Provide feedback to SSOs in respect of Transformation Activities Leadership & Teamwork Establish good internal working relationship and identify individual training needs Take ownership of tasks/issues and ensure these are all followed through to completion. Provide cover for other team members in their absence, be available as first level of escalation and support for queries from internal departments and external contacts Prioritize and set own work deadlines Conduct training to new joiners coupled with on the job coaching and assess individuals training priorities Co-operate to deliver an effective and efficient task allocation within the team Escalate any issues to line manager Operational Effectiveness & Control Run the operation in adherence to internal procedures, key controls and risk prevention measures Ensure that the current procedures and checklists comply with the requirements of Audit, FIM, external regulators and Operations Risk and Control. Adhere to predefined procedures and compliance requirements in daily operation Re-assess continually the operational risks associated with the role and inherent in the business, taking account of changing economic or market conditions, legal and regulatory requirements, operating procedures and practices, management restructures and the impact of new technology Avoid business risks arising from errors/omissions when placing trades Timely reporting/escalation of risks/issues to relevant parties with appropriate remedial action No dispensations of FIM/compliance requirements Major Challenges (The challenges inherent in the role that require a continual test of the role holder’s abilities) The job holder is responsible to support the investment operation and business projects to ensure effective and efficient delivery of Transaction Management. The expansion of the team will initially involve a considerable amount of training to be set up and delivered to the team. The jobholder is responsible for ensuring all Securities & Derivative Trades for a specific geographical area are confirmed within deadlines, sent to clients’ custodians within deadlines and pre matched by the client’s custodian and the broker. These tasks are performed in accordance with defined procedures to a level of competence, which does not require direct supervision. The role is required to make or escalate business decisions based on established processes and procedures. The job holder will deal with client contacts as well as the clients' brokers and custodian banks, and is responsible for ensuring that all settlement issues are resolved satisfactorily, within agreed procedures/guidelines. Discrepancy queries must be dealt with promptly and followed through to a satisfactory conclusion, to avoid the risk of overdraft claims. Failure to issue accurate instructions within settlement deadlines and to adhere rigidly to the job controls could result in significant financial loss to the company. The ability to cope with varying workloads dependant on trading peaks is essential. . Role Context (The environment and operating conditions of the role including the extent of guidance and authority) The jobholder is required to work with high accuracy and timeliness in meeting the market deadlines and client’s service level agreement and to assist with reviewing the work outputs. Where a risk event or an operational issue is found, timely reporting/escalation of issues is required to the immediate reporting line. The nature of the role requires a close working contact with SSO/Cash Management / Settlement / Pricing team and also with external parties like clearing brokers and custodians. Management of Risk (Operational Risk / FIM requirements) Is aware of operational/business risks arising from errors/omissions when running the investment operation Responsible for delivering the Middle Office service and observing the service level agreements Strictly follow the FIM requirements in the conduct of operation Observation of Internal Controls (Compliance Policy / FIM requirements) Apply applicable internal procedures, key controls & risk prevention measures relating to Investment Operations activities Understand, follow and demonstrate compliance with all relevant internal and external rules, regulations and procedures that apply to the conduct of the business in which the jobholder is involved, especially the Investment Operations function. Knowledge & Experience / Qualifications ( For the role – not the role holder. Minimum requirements of the role.) Intermediate experience working within an Investment Management, Brokerage and /or Custody environment is essential to perform this role, with specific knowledge and experience of the following: Over 3 years of diverse working experience in Fund Accounting or Middle Office or Global Market operations including strong process management skills and system implementation skills within an Asset Manager or equivalent market provider of Asset Management outsourced Operations support. Proven experience in managing the Post-Trade life cycle events using the seamless Omgeo Central Trade Manager (CTM) solution and good understanding of Omgeo CTM & ALERT A working knowledge of Securities Trading confirmation and settlement procedures and market practice, including the use of Electronic Trade Confirmations and SWIFT settlement message types. Good knowledge of Middle Office operation preferably with a hands-on knowledge to operate Aladdin, Calypso, Multifonds, Markit EDM and TradeFlow, Knowledge of OTC Derivative products and all asset classes Good understanding of the size and scope and its senior management Good understanding of Fund Service model (locations, departments, products, clients, and organisation within MSS) and the role of the Middle Office in it's business context Good understanding of relevant anti-money laundering legislation and how it impacts the Fund Service model A high level of client servicing & interpersonal skills Good communicator, both verbally and in writing Self motivated with excellent planning, analytical and organizing skills Ability to prioritize workloads and work quickly & accurately with good attention to details A good team player with good adaptability and a flexible attitude Able to work in a diverse environment with good interpersonal and negotiation skills Strong business sense with good analytical and project management skills Creative thinker and change agent Able to demonstrate an attention to details

Settlements- Responsibilities Responsible for all components of the daily settlement and funding, ensuring accurate and timely processing, through adherence of internal control policies and procedures, trade capture processes, including trade blotter reconciliations and resolution of exceptions. Research and resolve problems relating to specific P&S transactions Maintains proper daily workflow documentation evidence for regulatory and compliance purposes. Satisfies documentation processes to ensure files are easily found, understood and are well maintained. Daily comparison of open trade breaks and ensuring items are tracked and actioned. Reconciliation of securities out of balances, includes processing of adjusting entries. Daily interaction with external clients on trade capture related queries Role Match trades with broker dealer counterparts. Monitor RTTM/GSCC (Advisories, exceptions, mismatches, and reversals) Monitoring of Obligation Warehouse Monitor Euroclear to ensure matching of all Euroclear settlement items Monitor local market instruction and matching on international trades Resolve CNS exceptions and blotter issues (money & positions) Work with settlements team to monitor and resolve trade breaks and fails. Cover BAU functions within Middle Office and Settlements team if necessary

Take the lead and well give you the support you need to be at the top of your game. And we offer you the freedom to be a positive disrupter and turn big ideas into bold, industry-changing realities. For our business, for clients, and for you DisclaimerUnsolicited CVs sent to Apex (Talent Acquisition Team or Hiring Managers) by recruitment agencies will not be accepted for this position. Apex operates a direct sourcing model and where agency assistance is required, the Talent Acquisition team will engage directly with our exclusive recruitment partners.

The Apex Group was established in Bermuda in 2003 and is now one of the worlds largest fund administration and middle office solutions providers. Our business is unique in its ability to reach globally, service locally and provide cross-jurisdictional services. With our clients at the heart of everything we do, our hard-working team has successfully delivered on an unprecedented growth and transformation journey, and we are now represented by over circa 13,000 employees across 112 offices worldwide.Your career with us should reflect your energy and passion. Thats why, at Apex Group, we will do more than simply empower you. We will work to supercharge your unique skills and experience. Take the lead and well give you the support you need to be at the top of your game. And we offer you the freedom to be a positive disrupter and turn big ideas into bold, industry-changing realities. For our business, for clients, and for you DisclaimerUnsolicited CVs sent to Apex (Talent Acquisition Team or Hiring Managers) by recruitment agencies will not be accepted for this position. Apex operates a direct sourcing model and where agency assistance is required, the Talent Acquisition team will engage directly with our exclusive recruitment partners.

The Apex Group was established in Bermuda in 2003 and is now one of the worlds largest fund administration and middle office solutions providers. Our business is unique in its ability to reach globally, service locally and provide cross-jurisdictional services. With our clients at the heart of everything we do, our hard-working team has successfully delivered on an unprecedented growth and transformation journey, and we are now represented by over circa 13,000 employees across 112 offices worldwide.Your career with us should reflect your energy and passion. Thats why, at Apex Group, we will do more than simply empower you. We will work to supercharge your unique skills and experience. Take the lead and well give you the support you need to be at the top of your game. And we offer you the freedom to be a positive disrupter and turn big ideas into bold, industry-changing realities. For our business, for clients, and for you Key duties and responsibilities Prepare Cash/Position/Market Value Reconciliations and resolving breaks. Notify Clients/CSMs of valid breaks. If any breaks are due to an erroneous or missing transaction in accounting system, then make necessary adjustments. Researching, following up and clearing outstanding items within deadlines Submitting information for adjusting entries via email to the processing departments Identifying missing and / or inaccurate information in vendor database Review and clearing daily / Monthly cash and positions and provide sign off to client. Ensuring that a companys financial balances match with the figures in its account ledgers Examining the companys accounting records, reviewing them with banking documentation, and reporting any discrepancies in the reports Reviewing the corporate actions booked in the system and ensuring that the same is correctly reflected in the books. Dividends/Interest Reconciliation with Broker reports Independently price the Investment positions on a daily & monthly basis. Responsible for accruing/amortizing daily or monthly non-security related Fee accruals Review the PNL before delivering the report to client. Process non-automated transactions including OTC derivatives and their related cash movements. Effective communication with clients on daily reporting of Reconciliation/Query resolutions. Checking that all OTC products traded by the client have been booked correctly. Support operations on projects related to Automations/Work migrations/Conversions etc. Support global changes in Key operating procedures and implementation. Coordinating with Internal/External Stake holders such as Securities/Trades and Pricing Team, Reporting Team, Client Service Managers and Clients. Ensure to get cross trained within process and transfer the Knowledge between the team. Skills Required Experience working with an investment management or finance-related firm. Good knowledge of the investment industry with 5+ Years in Hedge/Mutual Fund administration or related industry experience. Familiarity with Calypso/Paxus/ Enfusion will be an added advantage. An ability to think critically and objectively. Experience in Hedge Fund accounting, booking accruals, tying back P&L, Balance sheet will be an added advantage Experience with reconciliation and break resolution and, with demonstrated attention to detail and accuracy, analytical, technical, organizational, and problem-solving skills. Proficiency in advanced Excel functions. Excellent communication and inter-personal skills. Work additional hours as needed. Qualification and Experience: Graduate / Postgraduate in Commerce, MBA Finance, CA/CMA/CFA Minimum 2 years of Hedge/Mutual Fund reconciliation and break resolution experience. DisclaimerUnsolicited CVs sent to Apex (Talent Acquisition Team or Hiring Managers) by recruitment agencies will not be accepted for this position. Apex operates a direct sourcing model and where agency assistance is required, the Talent Acquisition team will engage directly with our exclusive recruitment partners.

Educational Bachelor of Engineering,Bachelor Of Technology,Bachelor Of Comp. Applications,Master Of Technology,Master Of Engineering,Master Of Comp. Applications Service Line Engineering Services Responsibilities A day in the life of an Infoscion As part of the Infosys consulting team, your primary role would be to actively aid the consulting team in different phases of the project including problem definition, effort estimation, diagnosis, solution generation and design and deployment You will explore the alternatives to the recommended solutions based on research that includes literature surveys, information available in public domains, vendor evaluation information, etc. and build POCs You will create requirement specifications from the business needs, define the to-be-processes and detailed functional designs based on requirements. You will support configuring solution requirements on the products; understand if any issues, diagnose the root-cause of such issues, seek clarifications, and then identify and shortlist solution alternatives You will also contribute to unit-level and organizational initiatives with an objective of providing high quality value adding solutions to customers. If you think you fit right in to help our clients navigate their next in their digital transformation journey, this is the place for you! Additional Responsibilities: Ability to work with clients to identify business challenges and contribute to client deliverables by refining, analyzing, and structuring relevant data Awareness of latest technologies and trends Logical thinking and problem solving skills along with an ability to collaborate Ability to assess the current processes, identify improvement areas and suggest the technology solutions One or two industry domain knowledge Technical and Professional : Primary skills:Internet of Things (IOT)-Microsoft Teams Preferred Skills: Technology-Cloud Platform-Modern Workplace Transformation Services-Microsoft Teams

Educational Bachelor of Engineering,Bachelor Of Science,Bachelor Of Technology,Bachelor Of Comp. Applications,Master Of Engineering,Master Of Science,Master Of Technology,Master Of Comp. Applications Service Line Engineering Services Responsibilities A day in the life of an Infoscion As part of the Infosys consulting team, your primary role would be to actively aid the consulting team in different phases of the project including problem definition, effort estimation, diagnosis, solution generation and design and deployment You will explore the alternatives to the recommended solutions based on research that includes literature surveys, information available in public domains, vendor evaluation information, etc. and build POCs You will create requirement specifications from the business needs, define the to-be-processes and detailed functional designs based on requirements. You will support configuring solution requirements on the products; understand if any issues, diagnose the root-cause of such issues, seek clarifications, and then identify and shortlist solution alternatives You will also contribute to unit-level and organizational initiatives with an objective of providing high quality value adding solutions to customers. If you think you fit right in to help our clients navigate their next in their digital transformation journey, this is the place for you! Additional Responsibilities: Ability to work with clients to identify business challenges and contribute to client deliverables by refining, analyzing, and structuring relevant data Awareness of latest technologies and trends Logical thinking and problem solving skills along with an ability to collaborate Ability to assess the current processes, identify improvement areas and suggest the technology solutions One or two industry domain knowledge Technical and Professional : Primary skills:Internet of Things (IOT)-Microsoft Teams Preferred Skills: Technology-Network-Unified Communications Technology-Cloud Platform-Modern Workplace Transformation Services-Microsoft Teams

: Job TitleCorporate Action and Income Analyst, NCT LocationMumbai, India Role Description This specialized role entails day to day trade processing/settlements/FX/Cash processing of DB Securities & Custody Operations team which supports local and offshore clients of the GTB Investor Services. The Job holder report to VP Deputy Head Securities & Custody Operations, in terms of guidance and authority and is guided by Candidate/Applicent in terms of strategic issues, compliance, etc. However the jobholder should be able to independently interact with Internal/External parties and is expected to be aware of the changes in the regulation What well offer you 100% reimbursement under childcare assistance benefit (gender neutral) Sponsorship for Industry relevant certifications and education Accident and Term life Insurance Your key responsibilities Co-ordinate the activities of the team related to trade processing and regulatory reporting Ensure quality and quantity of processing is maintained as per the client SLA Monitor volume inflow and ensure sufficient resource and workflow allocation in a justifiable manner Serve as technical operational expert for queries from clients/team members etc. Building a strong mechanism to take care of volume peaks during peak season Ensuring closure of tasks within prescribed SLAs Ensure strict adherence to all internal and external process guidelines including compliance and legal so as to build and maintain robust control environment. Identifying operational risks proactively and mitigating appropriately. Ensure adequate back-ups created for all critical positions and assist other teams during contingencies (Staff shortage, high volumes etc). Work very closely with the process owners/stakeholders and other internal clients for overall growth of the banks business Handling BAU to process FX/Cash processing for offshore and local clients, FX and Regulatory reporting for India market, break analysis and escalations, follow up with stakeholders. Your skills and experience Graduate (BA / BS / B.Com, etc.) with 5 to 8 year experience in the relevant field Exposure to the Indian capital markets, settlements or having custody background would be preferred Strong analytical skills, detail orientation, service commitment, and solid organizational and interpersonal skills The candidate should be proficient in written and verbal communication. How well support you

: Job TitleClearing and Settlement Analyst, NCT LocationJaipur, India Role Description : Preparing and verifying swift instructions to our custodian agent as required Repairing incorrect client instruction Resolving problems arisen from unmatched items and implement long term solutions for frequently occurred issues Preparing pending trades report and communicate with custodian agent to identify settlement issues over telephone or via provided systems Identifying cash or any other discrepancies to our books & records and following up till resolved Supporting client services team to resolve problem for client in terms of settlement issue Assist in creating proper backups through adequate cross training, within the department Escalate all issues properly, in time, to the appropriate level, to avoid any adverse impact on the business EOD control reports as per procedures What well offer you 100% reimbursement under child care assistance benefit (gender neutral) Sponsorship for Industry relevant certifications and education Accident and Term life Insurance Your key responsibilities Area of responsibility is in back office operation of Custodian, opening is at Analyst position whose main responsibilities include managing day to day deliverables of the process. The individual will be responsible for Settlements of client instructions, Client Reporting, Reconciliation of Securities and Cash, Repairing incorrect client instructions. The analyst will have to adhere to Key Operating Procedures for performing daily functions Your skills and experience : Knowledge in Capital Markets Microsoft Windows and Associated Applications Excellent written and verbal communication Knowledge of SWIFT Good Team Worker and Collaborative approach Apt in Problem Solving and Decision Making Graduate from recognized university Preferable should have Security Settlement work experience of 1 year in IB/Asset Management/Broking business Ability to quickly master systems How well support you

: Job TitleClearing and Settlement Analyst, NCT LocationPune, India Role Description : Preparing and verifying swift instructions to our custodian agent as required Repairing incorrect client instruction Resolving problems arisen from unmatched items and implement long term solutions for frequently occurred issues Preparing pending trades report and communicate with custodian agent to identify settlement issues over telephone or via provided systems Identifying cash or any other discrepancies to our books & records and following up till resolved Supporting client services team to resolve problem for client in terms of settlement issue Assist in creating proper backups through adequate cross training, within the department Escalate all issues properly, in time, to the appropriate level, to avoid any adverse impact on the business EOD control reports as per procedures What well offer you 100% reimbursement under child care assistance benefit (gender neutral) Sponsorship for Industry relevant certifications and education Accident and Term life Insurance Your key responsibilities Area of responsibility is in back office operation of Custodian, opening is at Analyst position whose main responsibilities include managing day to day deliverables of the process. The individual will be responsible for Settlements of client instructions, Client Reporting, Reconciliation of Securities and Cash, Repairing incorrect client instructions. The analyst will have to adhere to Key Operating Procedures for performing daily functions Your skills and experience : Knowledge in Capital Markets Microsoft Windows and Associated Applications Excellent written and verbal communication Knowledge of SWIFT Good Team Worker and Collaborative approach Apt in Problem Solving and Decision Making Graduate from recognized university Preferable should have Security Settlement work experience of 1 year in IB/Asset Management/Broking business Ability to quickly master systems How well support you

: Job TitleClearing and Settlement Analyst LocationMumbai, India Role Description The Jobholder report to VP Deputy Head Securities & Custody Operations, in terms of guidance and authority and is guided by them in terms of strategic issues, compliance, etc. However the jobholder should be able to independently interact with Internal/External parties and is expected to be aware of the changes in the regulation What well offer you 100% reimbursement under childcare assistance benefit (gender neutral) Sponsorship for Industry relevant certifications and education Accident and Term life Insurance Your key responsibilities This specialized role entails day to day trade processing/settlements/FX/Cash processing. of DB Securities & Custody Operations team which supports local and offshore clients of the GTB Investor Services. Principal AccountabilitiesKey activities and decision making areas Co-ordinate the activities of the team related to trade processing and regulatory reporting Ensure quality and quantity of processing is maintained as per the client SLA Monitor volume inflow and ensure sufficient resource and workflow allocation in a justifiable manner Serve as technical operational expert for queries from clients/team members etc. Building a strong mechanism to take care of volume peaks during peak season Ensuring closure of tasks within prescribed SLAs Ensure strict adherence to all internal and external process guidelines including compliance and legal so as to build and maintain robust control environment. Identifying operational risks proactively and mitigating appropriately. Ensure adequate back-ups created for all critical positions and assist other teams during contingencies (Staff shortage, high volumes etc). Work very closely with the process owners/stakeholders and other internal clients for overall growth of the banks business Handling BAU to process FX/Cash processing for offshore and local clients, FX and Regulatory reporting for India market, break analysis and escalations, follow up with stakeholders. Your skills and experience Graduate (BA / BS / B.Com, etc.) with experience in the relevant field Exposure to the Indian capital markets, settlements or having custody background would be preferred Strong analytical skills, detail orientation, service commitment, and solid organizational and interpersonal skills The candidate should be proficient in written and verbal communication. How well support you About us and our teams Please visit our company website for further information: https://www.db.com/company/company.htm We strive for a culture in which we are empowered to excel together every day. This includes acting responsibly, thinking commercially, taking initiative and working collaboratively. Together we share and celebrate the successes of our people. Together we are Deutsche Bank Group. We welcome applications from all people and promote a positive, fair and inclusive work environment.

: Job TitleClearing and Settlement Analyst, NCT LocationJaipur, India Role Description : Preparing and verifying swift instructions to our custodian agent as required Repairing incorrect client instruction Resolving problems arisen from unmatched items and implement long term solutions for frequently occurred issues Preparing pending trades report and communicate with custodian agent to identify settlement issues over telephone or via provided systems Identifying cash or any other discrepancies to our books & records and following up till resolved Supporting client services team to resolve problem for client in terms of settlement issue Assist in creating proper backups through adequate cross training, within the department Escalate all issues properly, in time, to the appropriate level, to avoid any adverse impact on the business EOD control reports as per procedures What well offer you 100% reimbursement under child care assistance benefit (gender neutral) Sponsorship for Industry relevant certifications and education Accident and Term life Insurance Your key responsibilities Area of responsibility is in back office operation of Custodian, opening is at Analyst position whose main responsibilities include managing day to day deliverables of the process. The individual will be responsible for Settlements of client instructions, Client Reporting, Reconciliation of Securities and Cash, Repairing incorrect client instructions. The analyst will have to adhere to Key Operating Procedures for performing daily functions Your skills and experience : Knowledge in Capital Markets Microsoft Windows and Associated Applications Excellent written and verbal communication Knowledge of SWIFT Good Team Worker and Collaborative approach Apt in Problem Solving and Decision Making Graduate from recognized university Preferable should have Security Settlement work experience of 1 year in IB/Asset Management/Broking business Ability to quickly master systems How well support you

The candidate must possess in-depth functional knowledge of the process area and apply it to operational scenarios to provide effective solutions. He/she must be able to identify discrepancies and propose optimal solutions by using a logical, systematic, and sequential methodology. It is vital to be open-minded towards inputs and views from team members and to effectively lead, control, and motivate groups towards company objects. Additionally, he/she must be self-directed, proactive, and seize every opportunity to meet internal and external customer needs and achieve customer satisfaction by effectively auditing processes, implementing best practices and process improvements, and utilizing the frameworks and tools available. Goals and thoughts must be clearly and concisely articulated and conveyed, verbally and in writing, to clients, colleagues, subordinates, and supervisors. Associate Process Manager Roles & responsibilities: Independently handle clients and client calls establish self as a valued partner. Escalate issues to client and internal managers to bring issues to their attention in a short span of time to avoid client escalation Build domain expertise and lead from the front. Help knowledge management endeavour by sharing process knowledge and best practices within the teams Functional & Technical Skills: Bachelor's Degree in B. Com /BBM or Masters Degree in M.Com/MBA/PGDM 3 to 5 years of experience and knowledge of Investment Banking Operations. Should be good with logical and quantitative abilities to derive information from data.

Roles & responsibilities: Basic understanding of most of the / any of the below legal agreements Agreement Type ISDA MA International Swaps and Derivative Association Master Agreements CSA Credit Support Annex Repo - MRA Repurchase Agreement - Master Repurchase Agreement Repo - GMRA Repurchase Agreement - Global Master Repurchase Agreement SLA - MSLA Securities Loan Agreement -Master Securities Loan Agreement SLA - GMSLA Securities Loan Agreement -Global Master Securities Loan Agreement PBA Prime Brokerage Agreement Digitisation/ codification of legal agreements Understanding of attributes of legal Agreements mainly of ISDA, CSA, REPO, SLA, PBA Capturing of legal attributes Remediation of data related legal attributes LIBOR Remediation Data capturing Functional & Technical Skills: Bachelor's Degree in B. Com /BBM or Masters Degree in M. Com/MBA/PGDM 2 to 3 years of experience in Investment Banking and having basic knowledge of finance, trade life cycle and derivatives. Should be good with logical and quantitative abilities to derive information from data. Expected to work on Data capture, cataloguing, data processing, system inputs and updates, reconciliations, settlements and fund transfers Expected to be aware of attributes such as but not limited to agreement date, agreement governing law, master Agreement version, cross-default provisions, counterparty contact information, downgrade triggers, transfer restrictions (SR 14-1), termination right. Preparation of reports using MS Excel Role could entail external interaction with agents/counterparties/clients to solve queries and discrepancies related to the process. This could be telephonic or through emails Risk identification and escalation, timely escalation of outstanding issues to clients

The ideal candidate must possess strong communication skills, with an ability to listen and comprehend information and share it with all the key stakeholders, highlighting opportunities for improvement and concerns, if any. He/she must be able to work collaboratively with teams to execute tasks within defined timeframes while maintaining high-quality standards and superior service levels. The ability to take proactive actions and willingness to take up responsibility beyond the assigned work area is a plus. Senior Analyst Roles & responsibilities: Specialism KYC, AML, Due Diligence End to End remediation of clients based on KYC requirements as per global regulatory requirements Performing checks on AML/CDD on all customer types with different legal entity types (Trusts, Charities, Partnerships, Special Purpose Vehicles, Foundations) Conduct investigations on databases such as Lexis-Nexis, World Check on clients and connected parties Perform screening for PEP & Negative Media to identify the risk of the client and escalate for further enhanced due diligence Research and document evidence related to function, structure and ownership of client organization in order to comply with global legislative and internal standards of AML policy Maintain CDD at the highest level of quality to protect the Bank from regulatory risk which could result into financial and reputational damage Independently handle multiple clients POCs establish self as a valued partner Build domain expertise across processes supported, assist in speedy remediation of issues, implement process improvements and build / enhance controls to prevent future escalations Functional & Technical Skills: Graduation (B.Com., BBA, BBM, BCA) / Post Graduation (M.Com., MBA, PGDM) 2 to 4 years of experience in KYC, AML, Due Diligence. You should be able to understand, manage and calculate risks. Should have basic knowledge of finance, trade life cycle, investment banking, and derivatives. Should be good with logical and quantitative abilities.