8 Trade Reporting Jobs

Inviting applications for the role of Manager, Market Regulation & Agile BA! In this role, The Agile Business Analyst (BA) with Relevant experience in end-to-end business analysis life cycle: requirement elicitation, documentation, gap analysis and stakeholder management. Strong experience working in agile environments; active participation in backlog grooming, sprint planning, reviews and retrospectives. Adept at writing epics, user stories and acceptance criteria aligned with regulatory and product change requirements. Product knowledge of Equities, Fixed Income Instruments and OTC Derivatives. Familiarity with client onboarding, and client classification under regulatory regimes. Understanding of major regulations such as Mifid II, EMIR, Dodd Frank, SFTR, etc. Responsibilities Lead the application of agile BA practices, such as user story development, backlog management, and sprint planning, to optimize the settlement process for equity and FID products. Collaborate with stakeholders, including trading desk, operations teams, and external counterparties, to gather and analyze requirements for settlement-related enhancements and process improvements. Prioritize and manage the product backlog, ensuring that user stories are well-defined, estimated, and ready for implementation. Work closely with development teams to translate user stories into technical requirements and ensure successful delivery of settlement solutions. Conduct user acceptance testing (UAT) and coordinate with stakeholders to ensure smooth implementation and adoption of settlement enhancements. Continuously monitor and evaluate settlement processes, identifying opportunities for automation, streamlining, and overall improvement. Collaborate with technology teams to enhance settlement systems and tools, leveraging agile methodologies and promoting cross-functional collaboration. Provide mentorship and guidance to junior team members, sharing expertise and best practices in agile BA and settlement operations. Act as a subject matter expert and provide support and guidance to other teams regarding settlement-related matters. Skill Sets: Expertise in agile BA practices, including user story development, backlog management, and sprint planning. Strong analytical and problem-solving skills. Excellent communication and interpersonal skills. Ability to collaborate effectively with stakeholders at various levels. Proficiency in using agile project management tools and software. Knowledge of equity and fixed income derivative products and their settlement processes. Familiarity with software development lifecycle (SDLC) processes and tools. Strong leadership and mentorship abilities. Key Responsibilities: Drive the application of agile BA practices in settlement operations. Gather and analyze requirements for settlement enhancements. Prioritize and manage the product backlog. Coordinate with development teams for successful implementation. Conduct user acceptance testing and facilitate smooth adoption. Monitor settlement processes and identify improvement opportunities. Collaborate with technology teams to enhance settlement systems. Provide mentorship and support to junior team members.

JOB DESCRIPTION Are you ready to make an impact at DTCC Do you want to work on innovative projects, collaborate with a dynamic and supportive team, and receive investment in your professional development At DTCC, we are at the forefront of innovation in the financial markets. We are committed to helping our employees grow and succeed. We believe that you have the skills and drive to make a real impact. We foster a thriving internal community and are committed to creating a workplace that looks like the world that we serve. Pay and Benefits: Competitive compensation, including base pay and annual incentive Comprehensive health and life insurance and well-being benefits, based on location Pension / Retirement benefits Paid Time Off and Personal/Family Care, and other leaves of absence when needed to support your physical, financial, and emotional well-being. The Impact you will have in this role: The Product Owner is responsible for translating the product vision into squad results to achieve the product strategy, aligned with maxim improvising to the client. This is done through managing scope and product backlog in collaboration with multiple squads clients (internal/external), and key stakeholders. The position necessitates robust business analysis and interpersonal skills within an agile environment to draft and present business requirements to both internal and external collaborators for approval and alignment. You demonstrate proficiency in conducting business impact assessments, comparing current-state and various future-state business models. This role involves leading multiple internal collaborator meetings collaborating the Global Trade Repository (GTR) in various industry-led forums on projects and new initiatives. Additionally, the role requires facilitatingand supporting external working groups composed of major industry participants to provide mentorship on requirements and design options. Your Primary Responsibilities: Documents requirements in a clear and consistent manner through JIRA and other tools in accordance with the RDS Platform Team best practices. Collaborates with product management peers globally to ensure best practice and core principals are understood, adopted and implemented in regional initiatives. Act as Product Owner for the TRA squad, handling sprint priorities in accordance with the roadmap and release plans. Takes part in squad and team agile ceremonies. Assists with handling the TRA squad's backlog including prioritization of functional and non-functional improvements to effectively plan and coordinate multiple demands and competing priorities. Partners with internal teams for the implementation of new features ensuring that all proposed changes are reviewed, feedback is incorporated, and any impact is fully communicated to internal collaborators. Accepts or rejects backlog items, according to acceptance criteria, during the sprint reviews. Seeks feedback from collaborators and clients and incorporates into future backlog items. Assists in external working groups and other relevant subject matter working groups. Assists in product training efforts for all touchpoints to both internal and external customers, including documentation, publications, E Training tools, FAQ's. Act as an SME in the product and, where required, to attend meetings with clients to help with the product area of expertise and perform client demos. Identifies potential risks to achieving project objectives and elevates to appropriate management. Mitigates risk by following established procedures, spotting key errors and demonstrating strong ethical behavior. Partner with collaborators to understand applicable legislation and develop requirements that drive regulatory compliant solutions Qualifications: Minimum of 7+ years of related experience Bachelor's degree preferred or equivalent experience Talents Needed for Success: Proven experience as an Agile Product Owner, preferably in regulatory reporting or securities financing services Ability to translate complex regulatory requirements into clear product requirements for agile squad. Exhibits solid understanding of Agile Software Development (primarily Scrum and Kanban) principles and techniques. Understands and uses applicable work management tools (i.e. JIRA) for decision making and collaboration. Drives creative and solution-oriented activity with all participants and collaborators Knowledge of financial services operations Post Trade Processing, Trade Reporting & associated regulation, trends and user demands. Complete the Product Vision and effectively translates into Product Roadmap and Backlog items to deliver the highest value. Collaborate with product management peers globally to ensure standard process and core principals are understood, adopted and implemented in regional initiatives. Ability to collect, analyze and visually present data via the use of charts, graphs or infographics. Excellent analytical, verbal and written communication skills

Role & responsibilities Shift Timings US Shift 6 PM TO 3.30 AM (Fixed weekend off, Mon to Fri working) RTO 100% CL 8/9/10/11/12 KIT Inventory/ Client Reporting The role is part of Capital Market Middle office, Investment and performance client reporting etc. CL 8/9 - Resource should have good hand on experience into Investment and performance client reporting, Fund reporting, Trade reporting, Product reporting with experience into client, stake holder, people, escalations, transition mgmt., along with automation, problem solving, strategic thinking and analytical view. (9 to 14 yrs of exp) CL 10 - IC ( Individual contributor role) with 5 to 6+ years of experience.. CL 11 - SME role with 3to 4+ years of experience with good communication. CL 12 - We are good to go with domestic/International experience with good communication skills OR MBA Fresher with good communication with capital market knowledge. CL 12 Compliance The role is into Compliance Trade Monitoring . where candidate with experience into Guideline Coding, Compliance Monitoring, RFPs & DDQs, Certifications & Questionnaires, Rule Coding, Client Reporting , Batch Monitoring etc will do. Tool - Charles River will be added advantage. CL 12 – We are good to go with domestic/International experience with good communication skills OR MBA Fresher with good communication with capital market knowledge CL 10 – Performance Analysis The role is into Performance Analysis. where candidate with experience into Trade Performance analysis, performance, and attribution etc will do. CL 10 – IC ( Individual contributor role) with 5 to 6+ years of experience.. Skills Requirement - Excellent communication skills. Years of experience – 0 to 14 Years. Job Location - Airoli - Navi Mumbai Shift timing - US Shift - 5 PM onwards

Join us as a Trade & Transaction Reporting Associate Take on a new career challenge and hone your analytic skills in a fast-paced, forward-thinking team. This is a varied role, where you'll be supporting with exception management, reconciliations, controls testing, process management, and issue investigation and resolution. This is an opportunity to develop relationships with stakeholders across the bank, allowing great exposure for you and your work. We're offering this role at senior analyst level. What you'll do: In your new role, you'll be supporting with trade and transaction reporting and executing a variety of processes. This will include submissions to regulators for trade and transaction reporting, and making sure that controls are adhered to and everything is compliant with our regulatory obligations. As you develop into your role, you'll also be providing support to your supervisor with daily people management and ensuring the ongoing support and development of people. Day-to-day, You'll Be: Delivering manual submissions of transactions under all applicable reporting jurisdictions and through appropriate forums. Taking responsibility for the exception management of trade and transaction submissions under all applicable reporting jurisdictions. Raising and escalating any breaches in regulatory reporting on time. Maintaining documentation, including changes in regulations, new regulatory requirements, changes in internal processes, and requests to support the business. The skills you'll need: We're looking for someone with an understanding of asset classes rates, credit, equity, FX, futures markets, and structured trading businesses. Ideally, you'll have gained this from working in a middle office or operations environment. And you'll need to have the ability to build and maintain relationships with stakeholders. Additionally, You'll Need: Some knowledge of the front-to-back processes needed to maintain a stable and controlled trade environment. An understanding of regulatory reporting requirements. An awareness of risk and control frameworks, including process documentation, control documentation, and supervisory frameworks.

Join us as a Trade & Transaction Reporting Associate Take on a new career challenge and hone your analytic skills in a fast-paced, forward-thinking team. This is a varied role, where you'll be supporting with exception management, reconciliations, controls testing, process management, and issue investigation and resolution. This is an opportunity to develop relationships with stakeholders across the bank, allowing great exposure for you and your work. We're offering this role at senior analyst level. What you'll do: In your new role, you'll be supporting with trade and transaction reporting and executing a variety of processes. This will include submissions to regulators for trade and transaction reporting, and making sure that controls are adhered to and everything is compliant with our regulatory obligations. As you develop into your role, you'll also be providing support to your supervisor with daily people management and ensuring the ongoing support and development of people. Day-to-day, You'll Be: Delivering manual submissions of transactions under all applicable reporting jurisdictions and through appropriate forums. Taking responsibility for the exception management of trade and transaction submissions under all applicable reporting jurisdictions. Raising and escalating any breaches in regulatory reporting on time. Maintaining documentation, including changes in regulations, new regulatory requirements, changes in internal processes, and requests to support the business. The skills you'll need: We're looking for someone with an understanding of asset classes rates, credit, equity, FX, futures markets, and structured trading businesses. Ideally, you'll have gained this from working in a middle office or operations environment. And you'll need to have the ability to build and maintain relationships with stakeholders. Additionally, You'll Need: Some knowledge of the front-to-back processes needed to maintain a stable and controlled trade environment. An understanding of regulatory reporting requirements. An awareness of risk and control frameworks, including process documentation, control documentation, and supervisory frameworks.

About this role: Wells Fargo is seeking a Senior Institutional Investment Operations Specialist. In this role, you will: Assist in lifecycle support for institutional trade flow Manage client account onboarding, cash payments, customer service, funding operations, custodial operations, securities settlement services, structured loan operations, general ledger reconciliation, as well as, work to resolve confirmation and ISDA related issues Lead or participate in moderately complex initiatives and deliverables Contribute to large scale planning related to process, procedures and efficiencies with internal and industry related initiatives Identify and recommend opportunities for process improvement and risk control development Provide leadership to bring groups together to resolve multi-faceted complex issues Serve as a leader on projects along with internal and industry related initiatives Review and analyze complex functional and operational tasks that require in-depth evaluation Exercise independent judgment and resolution to guide the deliverable Resolve moderately complex issues Lead team to meet functional area projects, and process deliverables Leverage solid understanding of functions, policies, procedures and compliance requirements Mentor and assist analysts Collaborate and consult with peers, colleagues and managers to resolve issues and achieve goals Desired Qualifications: 4+ years of Institutional Investment Operations experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education Required Qualifications: 4+ years of Institutional Investment Operations experience University degree including coursework in financial markets Experience in capital markets operations or compliance surveillance or control with derivatives, foreign exchange and securities. Experience in data management, import/export, analysis and manipulation using Excel, Tableau, PowerBI, or similar tools for analysis and graphs. Experience of working with FINRA Gateway and Trade Reporting and Compliance Engine (TRACE). Experience of working with SFTR (Securities Financing Transactions Regulation). Good Knowledge on FINRA TRACE 6760 and 6730 rules. Experience in understanding Prospectus and Term sheet. Experience in Securities Lending Operations Motivated learner and researcher with solid writing and presentation skills Job Expectations: Education or experience with EMEA/US securities and commodities regulations and compliance. Training or experience in business intelligence tools, workflow tools, data schema, and or data vocabularies. Administrator, or advanced user, experience with Atlassian Confluence and Jira Reviewing FINRA Trade Reporting and Compliance Engine (TRACE) 6760 and 6730 submissions and ensure the data submitted is accurate as per reporting rules. Reviewing Securities lending transactions reported to FINRA and resubmit upon FINRA rejections. Monitoring performance of non-financial regulatory reporting through data analysis and reconcilements. Working with Middle Office teams to understand and correct errors and late reporting. Identifying opportunities to improve productivity in the data management and reporting processes. Collaborating with partners in Technology and Middle Office in identifying, assessing, escalating and resolving problems. Testing of technology changes affecting systems instrumental in assigned areas of NFRR. Reviewing and understanding of relevant regulatory technical standards, rules, and regulations. Creating and maintaining review and testing templates for multiple kinds of NFRR based on policy and regulatory requirements. Conducting analysis as part of an intake process for new NFRR that come into scope for the team. Presenting and maintaining program information and reporting in Confluence and Jira. Outreach and collaboration with other NFRR Analysts and support partners in Compliance and Technology to maintain program information. Assignment, scheduling, tracking, and reporting of the program control activities and projects. Working with others to build and test new reporting and controls

Join our dynamic team as a Regulatory Reporting Manager within the Global Clearing Operations team, where you will play a pivotal role in shaping the future of regulatory reporting across EMEA and NA. This is your chance to lead the charge in requirement analysis, testing, and post go-live checks for groundbreaking new regulations, transformative changes to existing regulations, and strategic system transformations and migrations. As a Regulatory Reporting Manager within the Global Clearing Operations team, you will be responsible for managing all regulatory reporting requirements in EMEA and NA. You will lead requirement analysis, testing, and post go live checks for new regulations, changes to existing regulation, strategic system transformation, and migrations. You will also be involved in leading remediation initiatives in partnership with the technology team to address reporting data quality issues. This role provides an opportunity to develop your technical skills, hone your human skills, and offers clear paths for progression. Lead requirement analysis, testing, and post go-live checks for new regulations, changes to existing regulations, strategic system transformations, and migrations. Drive remediation initiatives in partnership with the technology team to address reporting data quality issues and ensure governance/monitoring on key regulatory metrics. Conduct business analysis to identify, assess, and articulate near-term business needs, advising businesses on options, risks, and costs of technology solutions versus benefits. Proactively communicate global and local business requirements/priorities to key stakeholders; solicit feedback and obtain sign-off on project documentation. Facilitate the implementation of new functionality through training sessions, demos, and the development of training material. Present project progress, risks, and issues regularly to diverse groups of senior management. Participate in issue prioritization forums to ensure effective resolution. Be empowered and supported to own the operational regulatory reporting obligations for the firm. Manage day-to-day exception processing and supervise daily regulatory obligations. Required qualifications, skills and capabilities: Excellent Business Analysis skills to drill down the complex Regulatory Reporting requirements for multiple jurisdictions. Excellent problem-solving skills in order to identify, understand, and address operational and technical issues. Product knowledge in Derivatives/Fixed Income and Equities spaces. Exposure to Regulations like ESMA, CFTC, MIFID II Trade Reporting for listed derivatives. Working experience with F&O and OTC Derivatives products. Embraces the use of data and analytics tools to deliver regulatory reporting solutions. Proficient in MS Excel and desktop skills.,

Exp. in Trade & Transaction Regulatory Reporting in-depth knowledge of the Broadridge regulatory reporting tool and extensive exp. in regulatory reporting across various jurisdictions including EMIR, CFTC, ASIC, and HKMA etc.Utilize the Broadridge Required Candidate profile •Lead and manage the regulatory reporting processes for trade and transaction reporting.• Drive transformation and improvement initiatives in the current reporting processes.• Ensure compliance