3 Technology Audit Jobs

In Internal Audit, we ensure that Goldman Sachs maintains effective controls by assessing the reliability of financial reports, monitoring the firm's compliance with laws and regulations, and advising management on developing smart control solutions. Our group has unique insight on the financial industry and its products and operations. We're looking for detail-oriented team players who have an interest in financial markets and want to gain insight into the firm's operations and control processes. As a Technology Auditor, you will be involved to provide assurance on the data integrity and quality, applications stability and system operations etc. used for the purposes of portfolio construction and management, deal workflows, investment research flows, reporting for internal and regulatory purposes, along with other general technology controls. Responsibilities For each assigned review you will report to an experienced project manager. You will be expected to: Assist/Lead the risk assessment, scoping and planning of a review. Assist/Lead in executing the review. Specifically focusing on the following: Analyze the design of controls around the underlying system architecture in the context of information technology controls and its impact on the business. Analyze the business and technology processes to evaluate the design and effectiveness of the relevant technology controls by designing and executing tests to validate identified system control features, which may require data analysis, code inspection and re-performance of system processes. Document the results of the test steps executed within the IA automated document project repository as per the departmental guidelines. Assist/Lead in vetting audit observations Assist/Lead in tracking, monitoring and recording remediation of risks identified in reviews. Basic Qualifications BE/B Tech/MCA/MBA in Systems/MSc or equivalent University degrees in technology Atleast 10+years of experience in technology audit focusing on Financial Services Technology audit. Technology audit skills including an understanding of: System architecture, with high level understanding of databases, operating systems and messaging Prior experience of testing automated IT application controls System Development / Programming Languages / Databases,System Architecture (Distributed/Messaging) Operating Systems andData analysis skills (SQL, ACL, or similar tools) Application security principles. System development lifecycle (SDLC). Management, monitoring and operations of technology (backups, change management, system monitoring, incident/problem management) Business continuity planning and disaster recovery design and implementation Security within the software development lifecycle Ability to review / develop code (OO languages like Java, C#, C++) Experience in managing audit engagements or technology projects Relevant Certification or industry accreditation (CISA, CISSP, etc) Ability to work effectively across a large global audit team, understanding the team's role in the overall strategy of the firm Strong Written and verbal communication skills a must; strong interpersonal skills essential. Job requires frequent interaction with technology management Must be able to multitask while managing both time and work load

The qualitative execution of IT audit projects assigned in line with internal audit methodology. Participate in opening meetings with the process owners to explain the scope and objectives of the audit and provide an overview of all steps in the audit process. Propose practical and value-added recommendations to address control weaknesses and/or process inefficiencies Design and execute IT audit procedures in accordance with annual audit plan and audit methodology to meet audit objectives. Perform general and application control reviews for simple to complex computer information systems. Perform information system control reviews to include but not limited to system development standards, data privacy, Cyber Security, SIEM, DLP, ISNP, operating procedures, system security, programming controls, logical access controls, data centre controls, third party vendor audits, backup and disaster recovery and system maintenance. Prepare audit finding memorandum and working papers to ensure that adequate documentation exists to support the completed audit and conclusions. Prepare reports that summarize audit objectives, scope, findings, conclusions and management response. Conduct oral and written presentations with middle level management during and upon the completion of audits. Perform testing and walkthrough procedures, review and analyze the control structure, documents testing results and communicate results to the supervisor and process owners. B.Tech/ BE/ MCA/ CISA/ CEH with minimum five years of post-qualification experience for IT Audits and risk assessments Skills we are required IT Audit, CISA, Network security, Technology audit, Third party risk Management, ITGC, SOX, ISO27001

Audit Assignment Execution - Execute the audit plan to ensure complete coverage of internal audit while adhering to the timelines - Collaborate with the internal teams to ensure timely and smooth availability of necessary documents from the auditee - Track that the complete audit check list is taken care of in audit of each file and the same is suitably recorded. - Complete defined audit plan & schedule discussion and meetings with auditee for timely completion of the assigned tasks Corrective and Preventive Action, Follow up & Testing - Monitor implementation of all corrective and preventive action agreed with the auditee and notify Lead Internal Audit in case of anomalies - Provide suggestions for process improvements based on the audit results - Meet auditees at defined intervals to monitor the progress on implementation on agreed points of action. - Check updated manuals and SOPs for insertion / modification on points of agreed recommendations. - Track repeated audit observations on specific areas/non- corrective action despite the mutual agreement and highlight the same to Lead Internal Audit Audit Reports - Create audit reports while ensuring correctness and completeness of audit reports in a timely manner - Discuss with Lead-internal audit on reports to ensure timely finalization of audit reports with corrective and preventive action plans along with timelines Monitor quality assurance reports to ensure adherence to process guidelines by the claims teams Internal Audit Process - Track and follow updates of internal audit templates and tools to ensure adherence to defined processes - Follow the defined audit process (engagement communication, work-paper documentation, final report release) for each audit being performed by self - Execute open action plans to ensure closure of action plans within the stipulated time - Complete documentation of work-papers for each audit