5 Supervisory Controls Jobs

The Derivative Operations team provides operational support across CIB, encompassing key product areas such as FX, OTC Derivatives, Principal Collateral, 3rd Party Derivatives, Cleared Derivatives, Agency Collateral, Billing, and CASS. As an Associate in Collateral Operations, you will play a pivotal role in various responsibilities including Portfolio Reconciliation, Margin call management, Regulatory adherence for upcoming regulations, cross LOBs metrics, projects, and fostering a culture of continuous improvement. Your interactions will span across various Operations & Technology teams within the organization to deliver comprehensive business support. Your core responsibilities will involve managing Portfolio Reconciliation and Collateral Dispute, overseeing daily Margin Exchange with a focus on Same day Settlement and Exception management, conducting supervisory controls around Collateral exposure, addressing MTM breaks and data quality issues while collaborating with Middle Offices, Credit risk, VCG, etc. You will be instrumental in ensuring regulatory compliance with entities such as CFTC, EMIR, NCMR, etc., improving process controls, enhancing accuracy, and overseeing compliance with Regulatory rules. Additionally, you will be involved in managing new analysis requirements across multiple stakeholders, providing regular updates to senior management, supervising UAT testing, and driving strategic automation projects. To excel in this role, you are required to possess a CA/ MBA with a minimum of 6 years of experience or a Graduate/Post-Graduate with at least 8 years of experience in operations. Your familiarity with a global bank's process & operational environment, strong business knowledge in areas like Investment Banking, OTC products, process, and system knowledge is crucial. A strategic mindset, the ability to drive results through hands-on approach, talent identification, recruitment, coaching, mentoring, and team development skills are essential. Adeptness in managing high achievers with diverse experience, excellent communication skills, proficiency in MS office applications, adaptability in dynamic environments, and flexibility to work global hours and travel globally if required are key attributes for success. Preferred qualifications include knowledge on CFTC, EMIR, NCMR regulations, experience in OTC Confirmations, Collateral Management, and Reconciliation platforms.,

As an Associate in Collateral Operations within Derivative Operations, you will play a crucial role in managing Portfolio Reconciliation, Margin Call Management, and ensuring Regulatory Adherence for various upcoming regulations. Your responsibilities will also include overseeing cross LOBs metrics, supervising daily Margin Exchange operations, and collaborating with different teams to support the business effectively. You will be actively involved in managing Portfolio Reconciliation and Collateral Dispute, ensuring same-day Settlement for Margin Exchange, and conducting supervisory controls related to Collateral exposure. Additionally, you will be responsible for addressing MTM breaks, focusing on resolving upstream issues, and supporting regulatory compliance efforts for entities like CFTC, EMIR, and NCMR. Your role will involve improving process controls, ensuring accuracy and compliance with Regulatory rules, and managing new analysis requirements across stakeholders. You will provide regular updates to senior management, oversee UAT testing, and lead strategic automation projects to enhance operational efficiency. To excel in this role, you are required to have a CA/MBA or Graduate/Post-Graduate degree with significant experience in operations, particularly within a global bank's operational environment. Strong knowledge of Investment Banking, OTC products, processes, and systems is essential, along with the ability to think and act strategically to drive results and manage high-performing teams effectively. You should possess excellent verbal and written communication skills, be proficient in MS Office applications, and demonstrate adaptability in dynamic environments with tight deadlines. Flexibility to work global hours and willingness to travel when necessary will be advantageous for this role. Preferred qualifications include knowledge of CFTC, EMIR, and NCMR regulations, experience with OTC Confirmations, Collateral Management, and Reconciliation platforms. By leveraging your skills and capabilities, you will contribute towards enhancing operational efficiency and supporting the strategic goals of the Operations department.,

The Derivative Operations team provides operational support across CIB, encompassing key product areas such as FX, OTC Derivatives, Principal Collateral, 3rd Party Derivatives, Cleared Derivatives, Agency Collateral, Billing, and CASS. As a Team Leader in Collateral Operations, your role will involve managing Margin call processes, ensuring Regulatory compliance, overseeing cross LOBs metrics and projects, as well as fostering a culture of continuous improvement across Back Office, Middle offices, and Global teams. Collaboration with various Operations & Technology teams within the organization will be essential to provide comprehensive business support. Responsibilities: - Managing Collateral Dispute resolution. - Executing daily Margin Exchange, Same-day Settlement, and Exception management. - Implementing supervisory controls related to Collateral exposure. - Overseeing MTM breaks, data quality, and strategic projects in partnership with Middle Offices, Credit risk, VCG, etc. - Focus on identifying and resolving upstream issues to minimize breaks. - Playing a pivotal role in ensuring regulatory compliance with CFTC, EMIR, NCMR, etc. - Enhancing process controls to ensure 100% accuracy and adherence to Regulatory rules. - Addressing new analysis requirements across multiple stakeholders and providing regular updates to senior management on BAU, projects, etc. - Supervising UAT testing and managing strategic automation projects. Qualifications and Skills: - CA/ MBA with 2 years / Graduate or Post-Graduate with 4 years experience in operations. - Proficiency in global bank's processes & operational environment, including management and external reporting. - Strong business knowledge in Investment Banking, OTC products, processes, and systems. - Strategic thinking abilities with attention to detail and the capacity for deep-dive analysis when required. - Results-oriented with hands-on approach. - Excellent verbal and written communication skills, capable of engaging with stakeholders at all levels. - Proficient in MS Office applications including Outlook, PowerPoint, Excel, Word, Access, and Project. - Ability to thrive in a dynamic environment with tight deadlines and prioritize tasks effectively. - Willingness to work global hours and travel globally if necessary. Preferred Skills: - Familiarity with CFTC, EMIR, NCMR regulations. - Experience with OTC Confirmations, Collateral Management, and Reconciliation platforms would be advantageous.,

Derivative Operations offers a unique opportunity to provide operational support across Corporate and Investment Banking, encompassing essential product areas such as Foreign Exchange, Over-the-Counter Derivatives, Principal Collateral, Third Party Derivatives, Cleared Derivatives, Agency Collateral, Billing, and Client Asset Sourcebook. As a Margin & Collateral Analyst in Collateral Operations, you will be responsible for various tasks including managing Collateral Disputes, performing daily Margin Exchange with Same day Settlement and Exception management, supervising controls around Collateral exposure, handling MTM breaks including data quality and strategic projects, and playing a key role in regulatory compliance such as CFTC, EMIR, NCMR, etc. You will interact with multiple Operations & Technology teams to provide business support and focus on continuous improvement to support business across Back Office, Middle offices, and Global teams. Your responsibilities will also include managing any new analysis requirements across multiple stakeholders, providing regular updates to senior management on BAU and projects, supervising UAT testing, and managing strategic automation projects to enhance operational efficiency. To qualify for this role, you should have a CA/ MBA with 2 years of experience or a Graduate/ Post-Graduate with 4 years of experience in operations. Familiarity with a global bank's process & operational environment, strong business knowledge in Investment Banking, including OTC products, processes, and system knowledge are required. You should have the ability to think and act strategically, drive results through a hands-on approach, possess excellent communication skills, and be skilled in MS Office applications. Flexibility to work global hours and willingness to travel globally, if needed, are also important. Preferred qualifications include knowledge of CFTC, EMIR, NCMR regulations, experience in OTC Confirmations, Collateral Management, and Reconciliation platforms. If you are someone who thrives in a dynamic environment, can prioritize work effectively to meet tight deadlines, and has a strong attention to detail, this role offers an exciting opportunity to contribute to the operational success of the organization.,

Derivative Operations offers a unique opportunity for you to provide operational support across Corporate and Investment Banking. This encompasses essential product areas such as Foreign Exchange, Over-the-Counter Derivatives, Principal Collateral, Third Party Derivatives, Cleared Derivatives, Agency Collateral, Billing, and Client Asset Sourcebook. As a Margin & Collateral Analyst in Collateral Operations, your responsibilities will include managing Collateral Dispute, performing daily Margin Exchange with Same day Settlement and Exception management, supervising controls around Collateral exposure, and overseeing MTM breaks including data quality and strategic projects. You will partner with Middle Offices, Credit Risk, VCG, etc., to focus on deep dive and fixing upstream issues to minimize breaks. Additionally, you will play a key role in regulatory compliance with CFTC, EMIR, NCMR, etc., improve controls in the process, ensure 100% accuracy and compliance to Regulatory rules, manage any new analysis requirements across multiple stakeholders, and provide regular updates to senior management on BAU, projects, etc. You will also supervise UAT testing and manage strategic automation projects. To qualify for this role, you should have a CA/MBA with 2 years" experience or a Graduate/Post-Graduate with 4 years" experience in operations. Familiarity with a global bank's process & operational environment, including management and external reporting, is a must. Strong business knowledge in Investment Banking, including OTC product, process, and system knowledge is essential. You should have the ability to think and act strategically, drive results through a "hands-on" approach, possess excellent verbal and written communication skills, and be skilled in MS Office applications. Operating effectively in a dynamic environment with tight deadlines, prioritizing work to achieve goals, and flexibility to work global hours and travel globally, if needed, are also required. Preferred qualifications include knowledge of CFTC, EMIR, NCMR regulations, experience with OTC Confirmations, Collateral Management, and Reconciliation platforms.,