Compliance Officer Arihant Capital Markets

2.0 - 6.0 years

0 Lacs

indore, madhya pradesh

On-site

As India's leading financial services and broking company, Arihant Capital is dedicated to shaping investments and financial services to be understandable and accessible for all. Embodying the values of Integrity, Client Commitment, Respect, Excellence, and Innovation, we are committed to creating an inclusive environment where both our clients and employees can thrive. **Key Responsibilities:** - Handle day-to-day DP operations smoothly. - Ensure compliance with NSDL, CDSL, NPS, NERL, COMRIS regulations. - Manage KYC compliance, PMLA guidelines, and STR reporting. - Ensure all activities adhere to regulatory and internal policies. - Coordinate with exchanges, depositories, and regulatory au...

Posted 1 month ago

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Compliance groww

4.0 - 8.0 years

0 Lacs

maharashtra

On-site

As a member of the Groww Mutual Fund team, you will be part of an organization dedicated to providing mutual fund schemes tailored to meet the diverse needs and objectives of our investors. Anchored by principles of simplicity, transparency, long-term wealth creation, and customer focus, we pride ourselves on identifying investment opportunities that offer growth potential with solid fundamentals. Our mission revolves around creating steady, long-term wealth for our investors by uncovering promising opportunities and designing innovative schemes. We prioritize simplicity and transparency in our communication, ensuring that our investors can make informed decisions with clarity. Consistency i...

Posted 3 months ago

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