6 Str Reporting Jobs

You will be responsible for the following Key Responsibilities: - Daily compliance activities and ad-hoc reporting w.r.t SEBI and AMFI. - Prepare/ review of policies and procedures for annual review. - Coordinate for Internal Audit. - Having an understanding of PMLA guidelines and STR reporting. - To review alerts generated on the proposed surveillance system. - To maintain tracker and ensure compliance for daily SEBI recovery, and folio freezing orders. - To keep track of PIT approvals. - Monitor the compliance requirements w.r.t website. - Support in compliance clearing marketing materials. - Maintain policy tracker and review policy compliance. - Support in committee meetings and Board me...

As a Compliance Officer at Groww Mutual Fund, your role will entail the following responsibilities: - Daily compliance activities and ad-hoc reporting with respect to SEBI and AMFI. - Preparation and review of policies and procedures for annual review. - Coordinating for Internal Audit processes. - Having a strong understanding of PMLA guidelines and STR reporting. - Reviewing alerts generated on the proposed surveillance system. - Maintaining a tracker to ensure compliance for daily SEBI recovery and folio freezing orders. - Keeping track of PIT approvals. - Monitoring compliance requirements regarding the website. - Providing support in compliance clearing marketing materials. - Maintainin...

As a Compliance Officer at Groww Mutual Fund, your role will involve the following key responsibilities: - Daily compliance activities and ad-hoc reporting with respect to SEBI and AMFI. - Preparation and review of policies and procedures for annual review. - Coordinating for Internal Audit. - Understanding of PMLA guidelines and STR reporting. - Reviewing alerts generated on the proposed surveillance system. - Maintaining tracker and ensuring compliance for daily SEBI recovery, and folio freezing orders. - Keeping track of PIT approvals. - Monitoring the compliance requirements with respect to the website. - Supporting in compliance clearing marketing materials. - Maintaining policy tracker...

As India's leading financial services and broking company, Arihant Capital is committed to Integrity, Client Commitment, Respect, Excellence, and Innovation. We aim to make investments and financial services understandable and accessible to all while fostering an inclusive environment for our employees to thrive and make a meaningful impact. **Key Responsibilities:** - Handle day-to-day DP operations smoothly. - Ensure compliance with NSDL, CDSL, NPS, NERL, COMRIS regulations. - Manage KYC compliance, PMLA guidelines, and STR reporting. - Ensure all activities are in line with regulatory and internal policies. - Coordinate with exchanges, depositories, and regulatory authorities. **Qualifica...

As India's leading financial services and broking company, Arihant Capital is dedicated to shaping investments and financial services to be understandable and accessible for all. Embodying the values of Integrity, Client Commitment, Respect, Excellence, and Innovation, we are committed to creating an inclusive environment where both our clients and employees can thrive. **Key Responsibilities:** - Handle day-to-day DP operations smoothly. - Ensure compliance with NSDL, CDSL, NPS, NERL, COMRIS regulations. - Manage KYC compliance, PMLA guidelines, and STR reporting. - Ensure all activities adhere to regulatory and internal policies. - Coordinate with exchanges, depositories, and regulatory au...

As a member of the Groww Mutual Fund team, you will be part of an organization dedicated to providing mutual fund schemes tailored to meet the diverse needs and objectives of our investors. Anchored by principles of simplicity, transparency, long-term wealth creation, and customer focus, we pride ourselves on identifying investment opportunities that offer growth potential with solid fundamentals. Our mission revolves around creating steady, long-term wealth for our investors by uncovering promising opportunities and designing innovative schemes. We prioritize simplicity and transparency in our communication, ensuring that our investors can make informed decisions with clarity. Consistency i...