3 Stock Brokers Jobs

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5.0 - 8.0 years

8 - 18 Lacs

mumbai

Work from Office

Dear Candidate, Greetings!! Kindly find the Job Description for the Member Oversight (Inspection) Role and Responsibilities: Audit & Enforcement Experience: Conduct audits/inspections of SEBI-registered intermediaries and handle regulatory compliance or enforcement actions within the securities market, including Exchange or Depository compliance. . Manage SEBI Circulars & Compliance: Ensure organizational compliance with SEBI circulars and manage compliance functions for SEBI-registered intermediaries (e.g., stockbrokers, Investment Advisors, Research Analysts). Compliance Monitoring: Evaluate adherence of market participants to stock exchange rules, SEBI regulations, and securities laws. Re...

Posted 2 days ago

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3.0 - 7.0 years

0 Lacs

haryana

On-site

As a driven and well-networked sales professional with deep roots in the brokerage and financial services industry, you will play a crucial role in leading B2B sales efforts across India for AlgoTest. Your primary responsibility will be to drive strategic partnerships with stock brokers, sub-brokers, SEBI-registered entities, and other financial institutions. This will involve pitching whitelabeled and enterprise offerings from our expanding product suite. You will be at the forefront of building and closing large, high-impact deals in this founding sales role with a national mandate. If you thrive on ownership, have a passion for the trading tech ecosystem, and possess the ability to open d...

Posted 1 month ago

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2.0 - 6.0 years

0 Lacs

kolkata, west bengal

On-site

As an Insurance Consultant, you have the expertise to advise clients on financial savings. By obtaining a free POSP license from Policybazaar, you can provide insurance solutions directly and generate substantial commissions with no extra costs involved. You are proficient in offering a range of insurance products including Life, Health, Motor, Travel, and more. This freelance opportunity allows you to seamlessly integrate this role into your existing practice. The benefits of this position include the flexibility to work from home. We are specifically seeking individuals with experience in insurance agent sales, CA, Mutual Fund Agents, and stock brokers to join our team. If you meet these c...

Posted 3 months ago

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