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Analyst, Compliance PineBridge Investments

1.0 - 5.0 years

0 Lacs

maharashtra

On-site

As an Analyst, Compliance at PineBridge Investments in Mumbai, you play a crucial role in ensuring regulatory compliance and maintaining the firm's Code of Ethics. Your responsibilities include: - Managing the monitoring, administration, and completion of regulatory filings worldwide. - Assisting in preparing and filing periodic regulatory reports, such as daily filings. - Analyzing global regulatory reporting requirements to establish processes and source content for reporting. - Overseeing the maintenance, monitoring, and administration of the firm's Code of Ethics, including utilizing the StarCompliance system for monitoring employees" personal securities transactions, gifts, entertainmen...

Posted 1 month ago

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