2556 Sox Jobs - Page 39

Key ResponsibilitiesCoordinate withbusiness and IT process owners to initiate, scope, plan, and conduct periodiccontrols assessments to identify areas of risk by evaluating the design andoperating effectiveness of Information Technology General Controls (ITGC) overapplications, operating systems, and databases as well as the networkinfrastructure including cybersecurity controlsPlanning,testing, documentation and reporting Communicateissues to process owners, ensuring their understanding of associated risks andthe actions needed to remediate those risks Prepare reportsbased on the adequacy and effectiveness of controls evaluated/testedTrack andMonitors open issues and conducts follow-up to e...

Co-ordinate and deliver on Barclays policy, standards and operating model in place with regards to Issues, Risk Event and EUDA Management activities for the in-scope processes. Assist and support to ensure adherence to Barclays Controls framework (BCF) /methodology and operationally efficient and effective, considering risk appetite extensive knowledge that the role holder must hold. Up to date with regard to CCO obligations under the Group Enterprise Risk Management Framework. Supports Business and Functions ensuring delivery of the right level of BCF requirements. Proactively identifying continuous improvements to the financial control environment and associated framework, supporting polic...

Position Purpose Business Analyst for implementing GRC IT solutions in ServiceNow. Must have experience in implementing GRC solutions. Responsibilities D irect Responsibilities Lead the business requirements gathering process Collect and analyze requirements Animate workshops and meeting, write meeting minutes, follow up actions Prepare related documentation (functional design specifications, RACI, standard operating procedures, business workflow, user manuals etc.) Write User Stories, explain User Stories to developers Create training materials and conduct training sessions Follow up the development lifecycle steps requirements formalization, development testing, UAT coordination with stake...

Position Purpose The CIB ICFR control senior analyst is primarily responsible for assessing the design and operating effectiveness of the controls implemented within CIB North America entities. The CIB ICFR control analyst will perform control testing on behalf of the management in accordance with the methodology developed based on the COSO 2013 internal control framework. The testing is conducted throughout the year to provide reasonable assurance and sufficient coverage for the period under audit. The result of the testing will be communicated to the respective governance bodies (i.e. management committees and board committees) on a quarterly basis as the basis for management in making ass...

Job Description 6+ years of experience in IT Risk, Audit, GRC, or IAM 2 to 3+ years of hands-on experience with AuditBoard platform 2 to 3+ years of experience with Saviynt IGA, including configuration and access review cycles Strong understanding of: SOX 404, ITGCs, access controls IAM concepts: RBAC, ABAC, SoD, privileged access Familiarity with risk frameworks such as NIST, ISO 27001, COBIT Strong analytical, documentation, and stakeholder management skills

Should have good experience in SOX consulting, process and frameworks, User Access Review Should be conversant with GRC practices, audits and compliance Should have excellent communication skills, both verbal and written Primary Skills: User Access Review, SOX ITGC, Excellent Communication skills, GRC Compliance, GRC

Should have good experience in SOX consulting, process and frameworks, User Access Review Should be conversant with GRC practices, audits and compliance Should have excellent communication skills, both verbal and written Primary Skills: User Access Review, SOX ITGC, Excellent Communication skills, GRC Compliance, GRC

About Business line/Function: Finance is one of the Key Support Function responsible for the Financial Control of the organization. The Key activities handled by the team includes, Expenses Management, Banking, Fund Management, Financial Accounting & Reporting, Compliance Management, Tax Operations, Invoicing and Collection, Audits and responsible in producing the Financial Statements of the entity. Position Purpose The position of this role Risk and controls (R&C) Function within the Local Finance Team is required to proactively identify, manage, and mitigate financial and operational risks at the local function level. This role will enhance the Local Finance Teams ability to achieve its ob...

About Business line/Function: ISPL Compliance Hub as a department was established in November 2013 at ISPL in Mumbai, India with the hire of a department head. The ISPL team provides support on compliance administrative level tasks to BNPP compliance teams globally. The scope of work includes offshoring administrative and Level I support to functions such as: - Training Support - Capital Markets Surveillance - Employee Personal Account Dealing - Electronic Communications Surveillance - Offshoring/Outsourcing Coordination - Projects & System Support - Sanction/KYC Support - AML Post transaction monitoring Support Position Purpose ISPL Compliance Hub is focused to protect the reputation of the...

Overview The ONE (The Operations, Network, and Employee Digital Experience teams focus on the underpinning platforms that power our Network and the employees that serve it) Technology Operations Controls team is a group focused upon establishing both foundational and transformational risk management practice at Mastercard Technology. Responsibilities include, but are not limited to, leading efforts in support of Technology partners with identifying control gaps, designing key control activities, monitoring such activities (via assessment and testing), and driving risk remediation with TeamONE platform and program owners. This is an exciting opportunity to be in a leadership role taking part ...

Role Summary Our ASPIRE Global Service Centre is the central hub of our Service Management operations. Beyond a traditional Service Desk, it stands as the central authority and shared service delivery hub, orchestrating all operational workflows, processes, procedures, and tooling. Its a core delivery component of the Version 1 ASPIRE Managed Services offering that places AI, continuous improvement and business innovation at the heart of everything Version 1 does. With a focus on supporting self-service and automation, we utilise the best digital capabilities of the ServiceNow ITSM tooling product to provide the very best Experience to our Customers. We are seeking an experienced and results...

Role Overview: As a Senior Auditor at Cognizant, you will be responsible for supporting various process audits and SOX engagements to enhance the control environment, process efficiency, and risk mitigation in operational business areas. You will closely collaborate with Internal Audit Managers/Directors to effectively plan and execute engagements. Reporting to the Director Internal Audit, this role will involve a hybrid work model from a designated office location at Cognizant and remote work. Key Responsibilities: - Understand engagement objectives and assist in preparing plans and testing procedures to meet review objectives. - Develop a detailed understanding of relevant business process...

Booking Holdings India is a Center of Excellence based in Bangalore, India and was created to support the increasing business demands of the Booking Holdings Brands. The Center of Excellence provides access to specialized and highly skilled talent, leading industry best practices, and collaboration opportunities across all of our Brands. As part of our Booking Holdings India team, you will have the opportunity to be a part of the world's leading provider of online travel, with a mission of making it easier for everyone to experience the world through six-primary consumer facing brands: Booking.com, Priceline, Agoda, KAYAK, OpenTable and Rentalcars.com. About The Role We are now looking for a...

Role Overview: Join Barclays as an Analyst in a Non SOX role, where your core responsibility will be to execute design assessment and operating effectiveness testing of controls in accordance with testing plans and aligned to relevant policies, procedures, and quality standards. This will provide assurance to Management that the processes and controls within the reviewed Business Unit are effectively designed and operating to mitigate the identified risks. At Barclays, you don't just anticipate the future - you're creating it. Key Responsibilities: - Collaborate across the bank to maintain a satisfactory, robust, and efficient control environment through the execution of ad-hoc assessments a...

As an Analyst in the BUK SOx role at Barclays, your main responsibility is to conduct design assessment and operating effectiveness testing of controls as per testing plans and relevant policies. You will ensure that processes and controls within the reviewed Business Unit are designed and operating effectively to mitigate identified risks, providing assurance to Management. Your role will be based in the Chennai office and aims to partner with the bank to ensure an efficient and effective internal controls framework, providing independent assurance on control processes and recommending improvements. **Key Responsibilities:** - Collaborating across the bank to maintain a robust control envir...

Role Overview: As a Financial Accountant specializing in SOX and Account Reconciliation at CIRCOR Shared Service Center EMEA in Thane/India, your primary responsibility is to provide support to the Finance team within the EMEA region. This includes conducting account reconciliations, ensuring compliance with SOX controls, generating reports, and completing other assigned tasks accurately and in accordance with Circor policies and guidelines. Key Responsibilities: - Collaborate closely with the Internal Audit Team and various stakeholders to follow standardized reconciliation procedures - Perform account reconciliations for different entities and support SOX controls such as subledger reconci...

Role Overview: As a SOx IB Analyst at Barclays, your core responsibility will be to execute design assessment and operating effectiveness testing of controls in accordance with testing plans and aligned to relevant policies, procedures, and quality standards. This will provide assurance to management that the processes and controls within the reviewed Business Unit are effectively designed and operating to mitigate the identified risks. You will be based in the Chennai and Noida office, partnering with the bank to provide independent assurance on control processes and advise on improvements to ensure the efficiency and effectiveness of the bank's internal controls framework. Your accountabil...

Ready to shape the future of work At Genpact, we don't just adapt to change-we drive it. AI and digital innovation are redefining industries, and we're leading the charge. Genpact's AI Gigafactory, our industry-first accelerator, is an example of how we're scaling advanced technology solutions to help global enterprises work smarter, grow faster, and transform at scale. From large-scale models to agentic AI, our breakthrough solutions tackle companies most complex challenges. If you thrive in a fast-moving, tech-driven environment, love solving real-world problems, and want to be part of a team that's shaping the future, this is your moment. Genpact (NYSE: G) is an advanced technology servic...

Ready to shape the future of work At Genpact, we don't just adapt to change-we drive it. AI and digital innovation are redefining industries, and we're leading the charge. Genpact's AI Gigafactory, our industry-first accelerator, is an example of how we're scaling advanced technology solutions to help global enterprises work smarter, grow faster, and transform at scale. From large-scale models to agentic AI, our breakthrough solutions tackle companies most complex challenges. If you thrive in a fast-moving, tech-driven environment, love solving real-world problems, and want to be part of a team that's shaping the future, this is your moment. Genpact (NYSE: G) is an advanced technology servic...

Ready to shape the future of work At Genpact, we don't just adapt to change-we drive it. AI and digital innovation are redefining industries, and we're leading the charge. Genpact's AI Gigafactory, our industry-first accelerator, is an example of how we're scaling advanced technology solutions to help global enterprises work smarter, grow faster, and transform at scale. From large-scale models to agentic AI, our breakthrough solutions tackle companies most complex challenges. If you thrive in a fast-moving, tech-driven environment, love solving real-world problems, and want to be part of a team that's shaping the future, this is your moment. Genpact (NYSE: G) is an advanced technology servic...

Inviting applications for the role of [ Manager ], [ Record to Report ]! In this role, The Manager provides strategic oversight of RTR operations across multiple geographies. Ensures governance, compliance, and continuous improvement while acting as a trusted partner to finance leadership. Responsibilities Talent retention and leadership pipeline. Oversee RTR delivery across multiple regions/entities. Preparation and Manage team's execution of journal entries, reconciliations, and reporting. Establish governance frameworks, SLAs, and KPIs for RTR. Ensure robust control environment and compliance with SOX/IFRS/GAAP. Lead global/strategic transformation projects. Build and manage stakeholder r...

Who are we looking for? We are seeking a detail-oriented DevOps Engineer with SOX compliance expertise to join our growing team. This role will be responsible for implementing, maintaining, and monitoring DevOps processes and infrastructure while ensuring adherence to SOX ITGC (IT General Controls) and audit requirements. You will bridge the gap between engineering operations and audit-readiness, enabling the business to scale securely and efficiently. Key Responsibilities: Design, implement, and maintain CI/CD pipelines in alignment with DevOps best practices and SOX compliance. Manage infrastructure as code (IaC) using tools such as Terraform, CloudFormation, or similar. Support cloud infr...

You will be working on a portfolio of internal audit and SOX engagements for US CPA firms. This role also offers the opportunity to gain exposure in regional Banking client audits. Your responsibilities will include attending client calls during walkthroughs, creating related process narratives, managing a team of preparers, and ensuring quality work through detailed reviews of client work. Additionally, you will work on financial statement year-end audits for Wealth and Asset management (Private Equity and Hedge funds) and EBP engagements. You will also be involved in complex audit procedures, FS preparation under US GAAP, and engagement economics and project management. Your role will requ...

As an Assistant Manager in the Business Controls team at YouGov, you will play a vital role in supporting the development, implementation, and continuous assessment of the internal control environment. Your proactive and detail-oriented approach will be instrumental in identifying risks, recommending improvements, and ensuring compliance with financial reporting controls and best practices. Key Responsibilities: - Maintain and update risk and control matrices for key business and IT processes - Execute control testing, documentation, and assessments - Collaborate with departments to design effective controls - Identify deficiencies, prepare reports, and present findings to management and aud...

Role Overview: You will be responsible for supporting the company's compliance programs and initiatives to ensure that operations, procedures, and practices align with regulatory and legal requirements. Your role will involve monitoring and interpreting relevant laws and regulations, assisting in the development of compliance policies and procedures, and conducting compliance reviews and risk assessments. It will be essential to maintain accurate records of compliance activities, audits, and training, as well as supporting internal investigations of compliance issues and preparing reports and documentation. Key Responsibilities: - Coordinate and deliver employee compliance training programs ...